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arXiv:2210.05548 · Journal of Chemical Theory and Computation

On the Chemical Potential of Many-Body Perturbation Theory in Extended Systems

Felix Hummel

Published Feb 15, 2023• 0 citations
arXivHTMLPDF

Abstract

Finite-temperature many-body perturbation theory in the grand-canonical ensemble is fundamental to numerous methods for computing electronic properties at nonzero temperature, such as finite-temperature coupled-cluster. In most applications it is the average number of electrons that is known rather than the chemical potential. Expensive correlation calculations must be repeated iteratively in search for the interacting chemical potential that yields the desired average number of electrons. In extended systems with mobile charges the situation is particular, however. Long-ranged electrostatic forces drive the charges such that the average ratio of negative and positive charges is one for any finite chemical potential. All properties per electron are expected to be virtually independent of the chemical potential, as they are in an electric wire at different voltage potentials. This work shows that per electron, the exchange-correlation free energy and the exchange-correlation grand potential indeed agree in the infinite-size limit. Thus, only one expensive correlation calculation suffices for each system size, sparing the search for the interacting chemical potential. This work also demonstrates the importance of regularizing the Coulomb interaction such that each electron on average interacts only with as many electrons as there are electrons in the simulation, avoiding interactions with periodic images. Numerical calculations of the warm uniform electron gas have been conducted with the Spencer-Alavi regularization employing the finite-temperature Hartree approximation for the self-consistent field and linearized finite-temperature direct-ring coupled-cluster doubles for treating correlation.

DOI
10.1021/acs.jctc.2c01043

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Finite-temperature many-body perturbation theory in the grand-canonical ensemble is fundamental to numerous methods for computing electronic properties at nonzero temperature, such as finite-temperature coupled-cluster. In most applications it is the average number of electrons that is known rather than the chemical potential. Expensive correlation calculations must be repeated iteratively in search for the interacting chemical potential that yields the desired average number of electrons. In extended systems with mobile charges the situation is particular, however. Long-ranged electrostatic forces drive the charges such that the average ratio of negative and positive charges is one for any finite chemical potential. All properties per electron are expected to be virtually independent of the chemical potential, as they are in an electric wire at different voltage potentials. This work shows that per electron, the exchange-correlation free energy and the exchange-correlation grand potential indeed agree in the infinite-size limit. Thus, only one expensive correlation calculation suffices for each system size, sparing the search for the interacting chemical potential. This work also demonstrates the importance of regularizing the Coulomb interaction such that each electron on average interacts only with as many electrons as there are electrons in the simulation, avoiding interactions with periodic images. Numerical calculations of the warm uniform electron gas have been conducted with the Spencer-Alavi regularization employing the finite-temperature Hartree approximation for the self-consistent field and linearized finite-temperature direct-ring coupled-cluster doubles for treating correlation.
At zero temperature, coupled cluster theories are widely used to predict total energies, ground state expectation values, and even excited states for molecules and extended systems. However, for systems with a small band gap, such as metals, the zero-temperature approximation does not necessarily hold. Thermal effects may even give rise to interesting chemistry on metal surfaces. Most approaches to temperature dependent electronic properties employ finite temperature perturbation theory in the Matsubara frequency formulation. Computations require a large number of Matsubara frequencies to yield sufficiently accurate results, especially at low temperatures. This work, and independently the work of White and Chan J. Chem. Theory Comput. 2018 , DOI: 10.1021/acs.jctc.8b00773 , proposes a coupled cluster implementation directly in the imaginary time domain on the compact interval [0, β], closely related to the thermal cluster cumulant approach of Sanyal et al. [ Chem. Phys. Lett. 1992 , 192 , 55 - 61 ] , Sanyal et al. [ Phys. Rev. E 1993 , 48 , 3373 - 3389 ], and Mandal et al. [ Int. J. Mod. Phys. B 2003 , 17 , 5367 - 5377 ]. Here, the arising imaginary time dependent coupled cluster amplitude integral equations are solved in the linearized direct ring doubles approximation, also referred to as Tamm-Dancoff approximation with second order (linearized) screened exchange. In this framework, the transition from finite to zero temperature is uniform and comes at no extra costs, allowing to go to temperatures as low as room temperature. In this approximation, correlation grand potentials are calculated over a wide range of temperatures for solid lithium, a metallic system, and for solid silicon, a semiconductor.
A finite-temperature many-body perturbation theory is presented, which expands in power series the electronic grand potential, chemical potential, internal energy, and entropy on an equal footing. Sum-over-states and sum-over-orbitals analytical formulas for the second-order perturbation corrections to these thermodynamic properties are obtained in a time-independent, nondiagrammatic, algebraic derivation, relying on the sum rules of the Hirschfelder–Certain degenerate perturbation energies in a degenerate subspace as well as nine algebraic identities for the zeroth-order thermal averages of one- through four-indexed quantities and products thereof. They reproduce numerically exactly the benchmark data obtained as the numerical derivatives of the thermal-full-configuration-interaction results for a wide range of temperatures.
A comprehensive and detailed account is presented for the finite-temperature many-body perturbation theory for electrons that expands in power series all thermodynamic functions on an equal footing. Algebraic recursions in the style of the Rayleigh-Schrödinger perturbation theory are derived for the grand potential, chemical potential, internal energy, and entropy in the grand canonical ensemble and for the Helmholtz energy, internal energy, and entropy in the canonical ensemble, leading to their sum-over-states analytical formulas at any arbitrary order. For the grand canonical ensemble, these sum-over-states formulas are systematically transformed to sum-over-orbitals reduced analytical formulas by the quantum-field-theoretical techniques of normal-ordered second quantization and Feynman diagrams extended to finite temperature. It is found that the perturbation corrections to energies entering the recursions have to be treated as a nondiagonal matrix, whose off-diagonal elements are generally nonzero within a subspace spanned by degenerate Slater determinants. They give rise to a unique set of linked diagrams-renormalization diagrams-whose resolvent lines are displaced upward, which are distinct from the well-known anomalous diagrams of which one or more resolvent lines are erased. A linked-diagram theorem is introduced that proves the size-consistency of the finite-temperature many-body perturbation theory at any order. General-order algorithms implementing the recursions establish the convergence of the perturbation series toward the finite-temperature full-configuration-interaction limit unless the series diverges. The normal-ordered Hamiltonian at finite temperature sheds light on the relationship between the finite-temperature Hartree-Fock and first-order many-body perturbation theories.
The workhorse method of computational materials science is undeniably density functional theory in the Kohn-Sham framework of approximate exchange and correlation energy functionals. However, the need for highly accurate predictions of ground and excited state properties in materials science motivates the further development and exploration of alternative as well as complementary techniques. Among these alternative approaches, quantum chemical wavefunction based theories and in particular coupled cluster theory hold the promise to fill a gap in the toolbox of computational materials scientists. Coupled cluster (CC) theory provides a compelling framework of approximate infinite-order perturbation theory in the form of an exponential of cluster operators describing the true quantum many-body effects of the electronic wave function at a computational cost that, despite being significantly more expensive than DFT, scales polynomially with system size. The hierarchy of size-extensive approximate methods established in the framework of CC theory achieves systematic improvability for many materials properties. This is in contrast to currently available density functionals that often suffer from uncontrolled approximations that limit the accuracy in the prediction of materials properties. In this tutorial-style review we will introduce basic concepts of coupled cluster theory and recent developments that increase its computational efficiency for calculations of molecules, solids and materials in general. We will touch upon the connection between coupled cluster theory and the random-phase approximation to bridge the gap between traditional quantum chemistry and many-body Green’s function theories that are widely-used in the field of solid state physics. We will discuss various approaches to improve the computational performance without compromising accuracy. These approaches include large-scale parallel design as well as techniques that reduce the prefactor of the computational complexity. A central part of this article discusses the convergence of calculated properties to the thermodynamic limit which is of significant importance for reliable predictions of materials properties and constitutes an additional challenge compared to calculations of large molecules. Furthermore we mention technical aspects of computer code implementations of periodic coupled cluster theories in different numerical frameworks of the one-electron orbital basis; the projector-augmented-wave formalism using a plane wave basis set and the numeric atom-centered-orbital with resolution-of-identity.
We present a time-dependent formulation of coupled cluster theory. This theory allows for direct computation of the free energy of quantum systems at finite temperature by imaginary time integration and is closely related to the thermal cluster cumulant theory of Mukherjee and co-workers [ Chem. Phys. Lett. 1992 , 192 , 55 -61 ; Phys. Rev. E 1993 , 48 , 3373 -3389 ; Chem. Phys. Lett. 2001 , 335 , 281 -288 ; Chem. Phys. Lett. 2002 , 352 , 63 -69 ; Int. J. Mod. Phys. B 2003 , 17 , 5367 -5377 ]. Our derivation of the finite-temperature theory highlights connections to perturbation theory and to zero-temperature coupled cluster theory. We show explicitly how the finite-temperature coupled cluster singles and doubles amplitude equations can be derived in analogy with the zero-temperature theory and how response properties can be efficiently computed using a variational Lagrangian. We discuss the implementation for realistic systems and showcase the potential utility of the method with calculations of the exchange correlation energy of the uniform electron gas under warm dense matter conditions.
High Resolution Image Download MS PowerPoint Slide Finite size error is commonly removed from coupled cluster theory calculations by N –1 extrapolations over correlation energy calculations of different system sizes ( N ), where the N –1 scaling comes from the total energy rather than the correlation energy. However, previous studies in the quantum Monte Carlo community suggest an exchange-energy-like power law of N –2/3 should also be present in the correlation energy when using the conventional Coulomb interaction. The rationale for this is that the total energy goes as N –1 and the exchange energy goes as N –2/3; thus, the correlation energy should be a combination of these two power laws. Further, in coupled cluster theory, these power laws are related to the low G scaling of the transition structure factor, S ( G ), which is a property of the coupled cluster wave function calculated from the amplitudes. We show here that data from coupled cluster doubles calculations on the uniform electron gas fit a function with a low G behavior of S ( G ) ∼ G . The prefactor for this linear term is derived from the exchange energy to be consistent with an N –2/3 power law at large N . Incorporating the exchange structure factor into the transition structure factor results in a combined structure factor of S ( G ) ∼ G 2, consistent with an N –1 scaling of the exchange-correlation energy. We then look for the presence of an N –2/3 power law in the energy. To do so, we first develop a plane-wave cutoff scheme with less noise than the traditional basis set used for the uniform electron gas. Then, we collect data from a wide range of electron numbers and densities to systematically test five methods using N –1 scaling, N –2/3 scaling, or combinations of both scaling behaviors. We find that power laws that incorporate both N –1 and N –2/3 scaling perform better than either alone, especially when the prefactor for N –2/3 scaling can be found from exchange energy calculations.