We study S=1 quantum spin systems on the infinite chain with short ranged Hamiltonians that have a certain rotational and discrete symmetry. We define a Z_{2} index for any gapped unique ground state, and prove that it is invariant under a smooth deformation. By using the index, we provide the first rigorous proof of the existence of a "topological" phase transition, which cannot be characterized by any conventional order parameters, between the Affleck-Kennedy-Lieb-Tasaki (AKLT) model and trivial models. This rigorously establishes that the AKLT model is in a nontrivial symmetry protected topological phase.
We study S=1 quantum spin systems on the infinite chain with short ranged Hamiltonians that have a certain rotational and discrete symmetry. We define a Z_{2} index for any gapped unique ground state, and prove that it is invariant under a smooth deformation. By using the index, we provide the first rigorous proof of the existence of a "topological" phase transition, which cannot be characterized by any conventional order parameters, between the Affleck-Kennedy-Lieb-Tasaki (AKLT) model and trivial models. This rigorously establishes that the AKLT model is in a nontrivial symmetry protected topological phase.
We study Z3 symmetry-protected topological (SPT) phases in one-dimensional spin systems with ${Z}_{3}\ifmmode\times\else\texttimes\fi{}{Z}_{3}$ symmetry. We construct ground-state wave functions of the matrix product form for nontrivial Z3 phases and their parent Hamiltonian from a cocycle of the group cohomology ${H}^{2}({Z}_{3}\ifmmode\times\else\texttimes\fi{}{Z}_{3},U(1))$. The Hamiltonian is an SU(3) version of the Affleck-Kennedy-Lieb-Tasaki (AKLT) model, consisting of bilinear and biquadratic terms of su(3) generators in the adjoint representation. A generalization to the SU(N) case, the SU(N) AKLT Hamiltonian, is also presented, which realizes nontrivial ZN SPT phases. We use the infinite-size variant of the density matrix renormalization group (iDMRG) method to determine the ground-state phase diagram of the SU(3) bilinear-biquadratic model as a function of the parameter $\ensuremath{\theta}$ controlling the ratio of the bilinear and biquadratic coupling constants. The nontrivial Z3 SPT phase is found for a range of the parameter $\ensuremath{\theta}$ including the point of vanishing biquadratic term $(\ensuremath{\theta}=0)$ as well as the SU(3) AKLT point [$\ensuremath{\theta}=arctan(2/9)$]. A continuous phase transition to the SU(3) dimer phase takes place at $\ensuremath{\theta}\ensuremath{\approx}\ensuremath{-}0.027\ensuremath{\pi}$, with a central charge $c\ensuremath{\approx}3.2$. For SU(3) symmetric cases, we define string order parameters for the Z3 SPT phases in a similar way to the conventional Haldane phase. We propose simple spin models that effectively realize the SU(3) and SU(4) AKLT models.
The equivalence of topological indices for U(1)⋊Z2-symmetric quantum spin chains
Symmetry-protected topological (SPT) phases in quantum spin chains are distinguished by topological indices. Ogata's operator-algebraic indices apply to a broad range of symmetry classes without requiring continuous symmetry, whereas the elementary twist index of Tasaki requires U(1) symmetry. We prove their equivalence in the common setting of integer-spin chains with on-site U(1)⋊Z2 symmetry and a symmetric locally-unique gapped ground state, without assuming translation invariance or a matrix product representation. A charge-fluctuation estimate yields a strong-limit construction of half-chain rotations with their phases fixed. An exact group commutator identity then identifies the Ogata index with the limit of local twist expectations and gives an explicit error bound. This provides a computable formula for the index when a lower bound on the gap and the relevant ground-state expectations are available. Combining the equivalence with a recent boundary-field gap theorem of OpenAI and our earlier twist-index calculation, we obtain a spin-rotation-invariant locally-unique gapped ground state of the infinite S=1 antiferromagnetic Heisenberg chain with both indices equal to −1, without assuming infinite-volume uniqueness.
The author formulated the problem and proposed the basic strategy, while ChatGPT Astra made substantial contributions to the development of the proof.
Under the widely accepted but unproven assumption that the one-dimensional S=1 antiferromagnetic Heisenberg model has a unique gapped ground state, we prove that the model belongs to a nontrivial symmetry-protected topological phase. In other words, we rigorously rule out the possibility that the model has a unique gapped ground state that is topologically trivial. To be precise, we assume that the models on open finite chains with a boundary magnetic field have unique ground states with a uniform gap and prove that the ground state of the infinite chain has a nontrivial topological index. This further implies the presence of a gapless edge excitation in the model on the half-infinite chain and the existence of a topological phase transition in the model that interpolates between the Heisenberg chain and the trivial model.
We present a rigorous but elementary index theory for a class of one-dimensional systems of interacting (and possibly disordered) fermions with U(1)⋊Z2 symmetry defined on the infinite chain. The class includes the Su–Schrieffer–Heeger (SSH) model [Su et al., “Solitons in polyacetylene,” Phys. Rev. Lett. 42, 1698 (1979); Su et al., “Soliton excitations in polyacetylene,” Phys. Rev. B 22, 2099 (1983); and Asbóth et al., A Short Course on Topological Insulators: Band-Structure Topology and Edge States in One and Two Dimensions, Lecture Notes in Physics (Springer, 2016)] as a special case. For any locally unique gapped (fixed-charge) ground state of a model in the class, we define a Z2 index in terms of the sign of the expectation value of the local twist operator. We prove that the index is topological in the sense that it is invariant under continuous modification of models in the class with a locally unique (fixed-charge) gapped ground state. This establishes that any path of models in the class that connects the two extreme cases of the SSH model must go through a phase transition. Our rigorous Z2 classification is believed to be optimal for the class of models considered here. We also show an interesting duality of the index and prove that any topologically nontrivial model in the class has a gapless edge excitation above the ground state when defined on the half-infinite chain. The results extend to other classes of models, including the extended Hubbard model. Our strategy to focus on the expectation value of local unitary operators makes the theory intuitive and conceptually simple. This paper also contains a careful discussion about the notion of unique gapped ground states of a particle system on the infinite chain. (There are two lecture videos in which the main results of this paper are discussed [H. Tasaki, “Rigorous index theory for one-dimensional interacting topological insulators: A brief introduction,” online lecture (21:41), November, 2021, seehttps://www.gakushuin.ac.jp/~881791/OL/#Index1DTI2021S and https://youtu.be/ypGVb3eYrpg and H. Tasaki, “Rigorous index theory for one-dimensional interacting topological insulators: With a pedagogical introduction to the topological phase transition in the SSH model,” online lecture (49:07), November, 2021, see https://www.gakushuin.ac.jp/~881791/OL/#Index1DTI2021L and https://youtu.be/yxZYOevV2Y].
We study symmetric gapped ground states of one-dimensional spin S chains with a continuous exponential symmetry U(1)⋊Z2 with integer base q, where the U(1) charge has a modulated unit of charge qL−j decaying exponentially with site j. The simplest model is a quantum breakdown model that can be viewed as a q-deformation of the XXZ Haldane spin chain. We show that the topology of their symmetric ground states crucially depends on S and q. For integer S, odd q allows a nontrivial Z2 Haldane-type symmetry-protected topological (SPT) phase with protected edge modes, while even q allows no nontrivial SPT phase. For half-odd integer S, odd q prohibits any unique symmetric gapped ground state due to a Lieb-Schultz-Mattis obstruction, whereas even q enforces a novel symmetric gapped phase which we name as the ``half-SPT" phase. Unconventionally, the half-SPT phase only has a symmetry protected edge mode on one edge, and has half of the string orders of an SPT phase. Our results uncover a new type of symmetry-protected gapped phases beyond existing classification schemes.
We investigate the extension of pure-state symmetry protected topological phases to mixed-state regime with a strong U(1) and a weak Z2 symmetries in one-dimensional spin systems by the concept of quantum channels. We propose a corresponding topological phase order parameter for short-range entangled mixed states by showing that it is quantized and its distinct values can be realized by concrete spin systems with disorders, sharply signaling phase transitions among them. We also give a model-independent way to generate two distinct phases by various types of translation and reflection transformations. These results on the short-range entangled mixed states further enable us to generalize the conventional Lieb-Schultz-Mattis theorem to mixed states, even without the concept of spectral gaps and lattice Hamiltonians.