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arXiv:1801.06496 · Physical Review A

Extended analysis of the Trojan-horse attack in quantum key distribution

Scott E. Vinay, Pieter Kok

Published Apr 23, 2018• 24 citations
arXivHTMLPDF

Abstract

The discrete-variable quantum key distribution protocols based on the 1984 protocol of Bennett and Brassard (BB84) are known to be secure against an eavesdropper, Eve, intercepting the flying qubits and performing any quantum operation on them. However, these protocols may still be vulnerable to side-channel attacks. We investigate the Trojan-horse side-channel attack where Eve sends her own state into Alice's apparatus and measures the reflected state to estimate the key. We prove that the separable coherent state is optimal for Eve among the class of multimode Gaussian attack states, even in the presence of thermal noise. We then provide a bound on the secret key rate in the case where Eve may use any separable state.

DOI
10.1103/physreva.97.042335

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The discrete-variable quantum key distribution protocols based on the 1984 protocol of Bennett and Brassard (BB84) are known to be secure against an eavesdropper, Eve, intercepting the flying qubits and performing any quantum operation on them. However, these protocols may still be vulnerable to side-channel attacks. We investigate the Trojan-horse side-channel attack where Eve sends her own state into Alice's apparatus and measures the reflected state to estimate the key. We prove that the separable coherent state is optimal for Eve among the class of multimode Gaussian attack states, even in the presence of thermal noise. We then provide a bound on the secret key rate in the case where Eve may use any separable state.
Quantum cryptography, or, more precisely, quantum key distribution (QKD) allows two distant parties, Alice and Bob, to expand a previously shared secret key by sending quantum states through a quantum channel. The goal here is for Alice and Bob to communicate securely in the presence of an eavesdropper, Eve. The most well-known QKD protocol is the Bennett-Brassard 1984 (BB84) protocol, which has been proved unconditionally secure against any attacks allowed by quantum mechanics. The main advantage of QKD over conventional cryptography is its absolute security. Thus, it is imperative to evaluate the security and performance of QKD protocols and realistic QKD systems. In this thesis, we study the security and performance aspects of QKD in four parts. In the first part, we study the Scarani-Acin-Ribordy-Gisin 2004 (SARG04) protocol. This protocol differs from the BB84 protocol only in the classical post-processing step and uses the same four quantum states as the BB84 protocol. We compared these two protocols and showed that in typical situations, the classical post-processing software for BB84 should be used in order to have a higher performance. In the second part, we prove the security of a three-state protocol. This protocol is similar to the BB84 protocol in that they share the same three qubit states. In the third part, we consider a practical Trojan horse attack on practical QKD systems implementing the BB84 protocol. The attack works by taking advantage of the finite response time of practical phase modulators to remap the states sent out by the legitimate user, Alice. We showed that if Alice and Bob are unaware of our attack, the final key shared between them can be compromised in some situations. In the fourth part, we consider another type of Trojan horse attack, which is based on mismatch between detection efficiencies of detectors. Practical detectors in QKD systems usually do not have identical efficiencies and an eavesdropper Eve may be able to exploit this efficiency mismatch to steal information about the final secret key. We analyze the security of the attack and show that it is possible for Eve to acquire some information on the final secret key if Alice and Bob are unaware of this attack.
As the existence of non-zero reflection coefficients in the real component of continuous-variable quantum key distribution (CV-QKD) systems, Eve can probe the system by sending the bright light pulses into Alice’s set-up. With the analysis of back-reflections, Eve only takes a few back-reflected photons to intercept information and obtain the raw key bit. In this paper, the attack problems are converted into the information leakage problems. First, we analyzed the Trojan horse attacks with different wavelengths and confirmed its side effects, such as crosstalk and anti-Stokes Raman scattering, by a numerical simulation. Then, based on the wavelength-dependent property of beam splitter, we presented a practical way to estimate the deviation of shot noise and therefore correct the excess noise by inserting different wavelength pulses under joint attacks. Finally, we specified the security bounds of the system through quantifying the excess noise bounds caused by the Trojan horse attacks and provided a theoretical reference for the secret key transmission of system. As a consequence, the transmission errors within the security bounds can be negligible and the legitimate users will not perceive the presence of Eve.
Security analyses of quantum cryptographic protocols typically rely on certain conditions; one such condition is that the sender (Alice) and receiver (Bob) have isolated devices inaccessible to third parties. If an eavesdropper (Eve) has a side channel in one of the devices, then the key rate may be sensibly reduced. In this paper we consider an attack on a coherent-state protocol, where Eve not only taps the main communication channel but also hacks Alice's device. This is done by introducing a Trojan horse mode with low mean number of photons n‾\overline{n}n, which is then modulated in a similar way to the signal state. First we show that this strategy can be reduced to an attack without side channels but with higher loss and noise in the main channel. Then we show how the key rate rapidly deteriorates for increasing photons n‾\overline{n}n, being halved at long distances each time n‾+1\overline{n}+1n+1 doubles. Our work suggests that Alice's device should also be equipped with sensing systems that are able to detect and estimate the total number of incoming and outgoing photons.
Quantum key distribution (QKD) leverages the principles of quantum mechanics to provide theoretically unconditional security for cryptographic key sharing. However, practical implementations remain vulnerable due to potential security loopholes at both the source and detection sides of QKD systems. The side-channel-secure (SCS) protocol addresses these challenges by encoding bits in vacuum and non-vacuum states and introducing a third-party measurement node, thereby repelling attacks targeting the detection side as well as external lab attacks on the source side. In this work, we consider the state-dependent correlated errors and Trojan-horse attack while preserving the SCS protocol’s key advantage—-specifically, requiring only upper bounds on intensity characterization without needing a full description of quantum states in infinite dimensions. Numerical results demonstrate that when the reflected light intensity from Trojan-horse attacks falls below 10 −6 , Eve can scarcely extract additional key information from the reflections. This work makes the SCS protocol more practical.
In this work our aim has been to elucidate our theoretical developments that bolster the efficiency of quantum key distribution systems leading to more secure communication channels, as well as develop rigorous methods for their analysis. After a review of the necessary mathematical and physical preliminaries and a discussion of the present state of quantum communication technologies, we begin by investigating the Trojan Horse Attack, a form of side-channel attack that could threaten the security of existing key distribution protocols. We examine the secret key rates that may be achieved when an eavesdropper may use any Gaussian state in the presence of thermal noise, and prove that the coherent state is optimal in this case. We then allow the eavesdropper to use any separable state, and show that this gives a key rate bound close to that of the coherent state. \n \nWe develop a protocol for a quantum repeater that makes use of the double-heralding procedure for entanglement-generation. In our analysis, we include statistical effects on the key rate arising from probabilistic entanglement generation, which results in some quantum memories decohering while other sections complete their entanglement generation attempts. We show that this results in secure communication being possible over thousands of kilometres, allowing for intercontinental key distribution. \n \nFinally, we investigate in more depth the statistical issues that arise in general quantum repeater networks. We develop a framework based on Markov chains and probability generating functions, to show how one may easily calculate an analytic expression for the completion time of a probabilistic process. We then extend this method to show how one may track the distribution of the number of errors that accrue in operating such a process. We apply these methods to a typical quantum repeater network to get new tight bounds on the achievable key rates.
A quantum key distribution (QKD) system may be probed by an eavesdropper Eve by sending in bright light from the quantum channel and analyzing the back-reflections. We propose and experimentally demonstrate a setup for mounting such a Trojan-horse attack. We show it in operation against the quantum cryptosystem Clavis2 from ID Quantique, as a proof-of-principle. With just a few back-reflected photons, Eve discerns Bobʼs (secret) basis choice, and thus the raw key bit in the Scarani–Acín–Ribordy–Gisin 2004 protocol, with higher than 90% probability. This would clearly breach the security of the cryptosystem. Unfortunately, Eveʼs bright pulses have a side effect of causing a high level of afterpulsing in Bobʼs single-photon detectors, resulting in a large quantum bit error rate that effectively protects this system from our attack. However, in a Clavis2-like system equipped with detectors with less-noisy but realistic characteristics, an attack strategy with positive leakage of the key would exist. We confirm this by a numerical simulation. Both the eavesdropping setup and strategy can be generalized to attack most of the current QKD systems, especially if they lack proper safeguards. We also propose countermeasures to prevent such attacks.