Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:1711.01809 · Physical review. D/Physical review. D.

Scaling solutions in the derivative expansion

Nicolò Defenu, Alessandro Codello

Published Jul 23, 2018• 20 citations
arXivHTMLPDF

Abstract

Scalar field theories with ${\mathbb{Z}}_{2}$ symmetry are the traditional playground of critical phenomena. In this work, these models are studied using functional renormalization group (FRG) equations at order ${\ensuremath{\partial}}^{2}$ of the derivative expansion and, differently from previous approaches, the spike plot technique is employed to find the relative scaling solutions in two and three dimensions. The anomalous dimension of the first few universality classes in $d=2$ is given, and the phase structure predicted by conformal field theory is recovered (without the imposition of conformal invariance), while in $d=3$ a refined view of the standard Wilson-Fisher fixed point is found. Our study enlightens the strength of shooting techniques in studying FRG equations, suggesting them as candidates to investigate strongly nonperturbative theories even in more complex cases.

DOI
10.1103/physrevd.98.016013

Related papers

Multicritical scalar theories with higher-derivative kinetic terms: A perturbative RG approach with the ε -expansion

Mahmoud Safari, Gian Paolo Vacca

We employ perturbative renormalization group and $\ensuremath{\epsilon}$-expansion to study multicritical single-scalar field theories with higher derivative kinetic terms of the form $\ensuremath{\phi}(\ensuremath{-}\ensuremath{\square}{)}^{k}\ensuremath{\phi}$. We focus on those with a ${\mathbb{Z}}_{2}$-symmetric critical point which are characterized by an upper critical dimension ${d}_{c}=2nk/(n\ensuremath{-}1)$ accumulating at even integers. We distinguish two types of theories depending on whether or not the numbers $k$ and $n\ensuremath{-}1$ are relatively prime. When they are, the critical theory involves a marginal powerlike interaction ${\ensuremath{\phi}}^{2n}$ and the deformations admit a derivative expansion that at leading order involves only the potential. In this case we present the beta functional of the potential and use this to calculate some anomalous dimensions and operator product expansion coefficients. These confirm some conformal field theory data obtained using conformal-block techniques, while giving new results. In the second case where $k$ and $n\ensuremath{-}1$ have a common divisor, the theories show a much richer structure induced by the presence of marginal derivative operators at criticality. We study the case $k=2$ with odd values of $n$, which fall in the second class, and calculate the functional flows and spectrum. These theories have a phase diagram characterized at leading order in $\ensuremath{\epsilon}$ by four fixed points which apart from the Gaussian UV fixed point include an IR fixed point with a purely derivative interaction.

arXiv:1708.09795•Physical review. D/Physical review. D.•Feb 12, 2018•16 citations

Functional Renormalization Group Methods for Multicritical Scalar Field Theories

ISMAELE BARTOLUCCIO

Continuous phase transitions provide a natural setting for understanding universality. Near criticality, the correlation length diverges, microscopic details become increasingly irrelevant, and physical observables obey scaling laws characterized by universal critical exponents. Within the Functional Renormalization Group (FRG), this scale dependence is described through the Effective Average Action, which progressively incorporates fluctuations as the momentum scale is lowered. A first part of this thesis is developed within the Local Potential Approximation (LPA), where we study multicritical fixed points of scalar field theories. Their universal properties are compared with results obtained at higher orders in the derivative expansion. Particular attention is devoted to the relation between global fixed-point potentials and their local representations through finite polynomial truncations. We show that the convergence of such expansions is constrained by the analytic structure of the global solution, and that expanding around a suitable nonzero stationary point significantly improves the reconstruction of multicritical branches. Beyond the structure of individual fixed points, a central part of this thesis concerns RG irreversibility. In two dimensions, Zamolodchikov’s c-theorem describes the flow from the ultraviolet to the infrared through a monotonically decreasing c-function. Within the FRG framework, we develop a variational procedure to reconstruct RG trajectories between fixed points and integrate the corresponding c-function along them. The resulting quantity displays monotonic behaviour and becomes increasingly stable as the truncation order is raised, providing a manifestation of RG irreversibility within the approximation considered. Finally, close to the upper critical dimensions, the linearized FRG flow around the Gaussian fixed point is naturally organized in terms of Hermite polynomials. Using the epsilon-expansion, we derive a curvature-based candidate c-function and obtain an analytic explanation for the alternating curvature of successive multicritical fixed points and for their progressive accumulation around the Gaussian fixed point.

•Sep 16, 2026•0 citations

Polchinski ERG equation and 2D scalar field theory

Yuri Kubyshin, Rui Neves, Robertus Potting

We investigate a $Z_2$-symmetric scalar field theory in two dimensions using the Polchinski exact renormalization group equation expanded to second order in the derivative expansion. We find preliminary evidence that the Polchinski equation is able to describe the non-perturbative infinite set of fixed points in the theory space, corresponding to the minimal unitary series of 2D conformal field theories. We compute the anomalous scaling dimension $η$ and the correlation length critical exponent $ν$ showing that an accurate fit to conformal field theory selects particular regulating functions.

arXiv:hep-th/9811151•Nov 16, 1998•3 citations

The renormalization group (RG) approach: The critical theory near four dimensions

Jean Zinn‐Justin

Abstract In Chapter 14, the singular behavior of ferromagnetic systems with O(N) symmetry and short-range interactions, near a second order phase transition has been determined in the mean-field approximation, which is also a quasi-Gaussian approximation. The mean-field approximation predicts a set of universal properties, properties independent of the detailed structure of the microscopic Hamiltonian, the dimension of space, and, to a large extent, of the symmetry of systems. However, the leading corrections to the mean-field approximation, in dimensions smaller than or equal to four, diverge at the critical temperature, and the universal predictions of the mean-field approximation cannot be correct. Such a problem originates from the non-decoupling of scales and leads to the question of possible universality. In Chapter 9, the question has been answered in four dimensions using renormalization theory, and related renormalization group (RG) equations. Moreover, below four dimensions, in an expansion around the mean-field, the most singular terms near criticality can be also formally recovered from a continuum, low-mass φ4 field theory. More generally, following Wilson, to understand universality beyond the mean-field approximation, it is necessary to build a general renormalization group in the form of flow equations for effective Hamiltonians and to find fixed points of the flow equations. Near four dimensions, the flow equations can be approximated by the renormalization group of quantum field theory (QFT), and the fixed points and critical behaviours derived within the framework of the Wilson-Fisher ϵ expansion.

•Apr 15, 2021•0 citations

Higher-derivative extension of the functional renormalization group

Gota Tanaka, Asato Tsuchiya

Abstract We study the higher-derivative extension of the functional renormalization group (FRG). We consider FRG equations for a scalar field that consist of terms with higher functional derivatives of the effective action and arbitrary cutoff functions. We show that the ϵ expansion around the Wilson–Fisher fixed point is indeed reproduced by the local potential approximation of the FRG equations.

arXiv:2203.07009•Progress of Theoretical and Experimental Physics•May 9, 2022•2 citations

A new functional renormalization group syudy of universality classes with O(N) symmetry

Beretta Tassano, Piero Sebastian

The functional renormalization group (FRG) is a powerful tool that has facilitated the investigation of various strongly interacting theories, encompassing systems characterized by both bosonic and fermionic variables. Specifically, this project focuses on the analysis of theories with O(N) symmetry with bosonic scalar fields. These theories are of particular interest due to their broad applicability in real physical systems. For example, Z2 symmetry (the O(1) model) describes the well-known Ising universality class, which in turn models the liquid-gas transition. On the other hand, the O(2) model belongs to the universality class of the XY model, used to describe the transition from fluid to superfluid in 4 He, while the O(3) model, known as the Heisenberg model, describes the ferromagnetic transition in isotropic materials. Finally the O(0) model is related to the self-avoiding walk (SAW). To characterize these theories, various methods have been implemented within the framework of the renormalization group. Perturbation theory has been applied since the early days of the subject, specifically in the form of the ε-expansion, which has reached high loop order in recent years. Alternatively, a non-perturbative approach can be chosen, which is known as the non-perturbative renormalization group (NPRG). Within the NPRG, there are several approximation schemes, with the derivative expansion being particularly noteworthy. The ultimate goal of these efforts is to calculate the critical exponents, which define the given universality class. The standard non-perturbative method involves solving an equation that depends on a regulator or cut-off, which represents one of the main challenges of this approach. Although the regulators are designed so that the theory does not depend on them at the scales of interest, the results for the critical exponents can vary depending on the regulator used once approximations are made. In this project, we propose an approach that eliminates the need for an explicit mass cut-off significantly simplifying the calculation of critical exponents while mitigating the regulator dependence of the results. In particular, we show that it is possible to use dimensional regularization (DR) beyond the ε-expansion in the context of RG calculations of critical properties. Based on this we propose a new functional RG scheme called Functional Dimensional Regularization (FDR) and apply it to the O(N) model in three dimension, finding excellent agreement with state-of-the-art computations

•Jan 1, 2025•0 citations
Scalar field theories with Z2{\mathbb{Z}}_{2}Z2​ symmetry are the traditional playground of critical phenomena. In this work, these models are studied using functional renormalization group (FRG) equations at order \ensuremath∂2{\ensuremath{\partial}}^{2}\ensuremath∂2 of the derivative expansion and, differently from previous approaches, the spike plot technique is employed to find the relative scaling solutions in two and three dimensions. The anomalous dimension of the first few universality classes in d=2d=2d=2 is given, and the phase structure predicted by conformal field theory is recovered (without the imposition of conformal invariance), while in d=3d=3d=3 a refined view of the standard Wilson-Fisher fixed point is found. Our study enlightens the strength of shooting techniques in studying FRG equations, suggesting them as candidates to investigate strongly nonperturbative theories even in more complex cases.
We employ perturbative renormalization group and $\ensuremath{\epsilon}$-expansion to study multicritical single-scalar field theories with higher derivative kinetic terms of the form $\ensuremath{\phi}(\ensuremath{-}\ensuremath{\square}{)}^{k}\ensuremath{\phi}$. We focus on those with a Z2{\mathbb{Z}}_{2}Z2​-symmetric critical point which are characterized by an upper critical dimension ${d}_{c}=2nk/(n\ensuremath{-}1)$ accumulating at even integers. We distinguish two types of theories depending on whether or not the numbers kkk and $n\ensuremath{-}1$ are relatively prime. When they are, the critical theory involves a marginal powerlike interaction ${\ensuremath{\phi}}^{2n}$ and the deformations admit a derivative expansion that at leading order involves only the potential. In this case we present the beta functional of the potential and use this to calculate some anomalous dimensions and operator product expansion coefficients. These confirm some conformal field theory data obtained using conformal-block techniques, while giving new results. In the second case where kkk and $n\ensuremath{-}1$ have a common divisor, the theories show a much richer structure induced by the presence of marginal derivative operators at criticality. We study the case k=2k=2k=2 with odd values of nnn, which fall in the second class, and calculate the functional flows and spectrum. These theories have a phase diagram characterized at leading order in $\ensuremath{\epsilon}$ by four fixed points which apart from the Gaussian UV fixed point include an IR fixed point with a purely derivative interaction.
Continuous phase transitions provide a natural setting for understanding universality. Near criticality, the correlation length diverges, microscopic details become increasingly irrelevant, and physical observables obey scaling laws characterized by universal critical exponents. Within the Functional Renormalization Group (FRG), this scale dependence is described through the Effective Average Action, which progressively incorporates fluctuations as the momentum scale is lowered. A first part of this thesis is developed within the Local Potential Approximation (LPA), where we study multicritical fixed points of scalar field theories. Their universal properties are compared with results obtained at higher orders in the derivative expansion. Particular attention is devoted to the relation between global fixed-point potentials and their local representations through finite polynomial truncations. We show that the convergence of such expansions is constrained by the analytic structure of the global solution, and that expanding around a suitable nonzero stationary point significantly improves the reconstruction of multicritical branches. Beyond the structure of individual fixed points, a central part of this thesis concerns RG irreversibility. In two dimensions, Zamolodchikov’s c-theorem describes the flow from the ultraviolet to the infrared through a monotonically decreasing c-function. Within the FRG framework, we develop a variational procedure to reconstruct RG trajectories between fixed points and integrate the corresponding c-function along them. The resulting quantity displays monotonic behaviour and becomes increasingly stable as the truncation order is raised, providing a manifestation of RG irreversibility within the approximation considered. Finally, close to the upper critical dimensions, the linearized FRG flow around the Gaussian fixed point is naturally organized in terms of Hermite polynomials. Using the epsilon-expansion, we derive a curvature-based candidate c-function and obtain an analytic explanation for the alternating curvature of successive multicritical fixed points and for their progressive accumulation around the Gaussian fixed point.
We investigate a Z2Z_2Z2​-symmetric scalar field theory in two dimensions using the Polchinski exact renormalization group equation expanded to second order in the derivative expansion. We find preliminary evidence that the Polchinski equation is able to describe the non-perturbative infinite set of fixed points in the theory space, corresponding to the minimal unitary series of 2D conformal field theories. We compute the anomalous scaling dimension ηηη and the correlation length critical exponent ννν showing that an accurate fit to conformal field theory selects particular regulating functions.
Abstract In Chapter 14, the singular behavior of ferromagnetic systems with O(N) symmetry and short-range interactions, near a second order phase transition has been determined in the mean-field approximation, which is also a quasi-Gaussian approximation. The mean-field approximation predicts a set of universal properties, properties independent of the detailed structure of the microscopic Hamiltonian, the dimension of space, and, to a large extent, of the symmetry of systems. However, the leading corrections to the mean-field approximation, in dimensions smaller than or equal to four, diverge at the critical temperature, and the universal predictions of the mean-field approximation cannot be correct. Such a problem originates from the non-decoupling of scales and leads to the question of possible universality. In Chapter 9, the question has been answered in four dimensions using renormalization theory, and related renormalization group (RG) equations. Moreover, below four dimensions, in an expansion around the mean-field, the most singular terms near criticality can be also formally recovered from a continuum, low-mass φ4 field theory. More generally, following Wilson, to understand universality beyond the mean-field approximation, it is necessary to build a general renormalization group in the form of flow equations for effective Hamiltonians and to find fixed points of the flow equations. Near four dimensions, the flow equations can be approximated by the renormalization group of quantum field theory (QFT), and the fixed points and critical behaviours derived within the framework of the Wilson-Fisher ϵ expansion.
The functional renormalization group (FRG) is a powerful tool that has facilitated the investigation of various strongly interacting theories, encompassing systems characterized by both bosonic and fermionic variables. Specifically, this project focuses on the analysis of theories with O(N) symmetry with bosonic scalar fields. These theories are of particular interest due to their broad applicability in real physical systems. For example, Z2 symmetry (the O(1) model) describes the well-known Ising universality class, which in turn models the liquid-gas transition. On the other hand, the O(2) model belongs to the universality class of the XY model, used to describe the transition from fluid to superfluid in 4 He, while the O(3) model, known as the Heisenberg model, describes the ferromagnetic transition in isotropic materials. Finally the O(0) model is related to the self-avoiding walk (SAW). To characterize these theories, various methods have been implemented within the framework of the renormalization group. Perturbation theory has been applied since the early days of the subject, specifically in the form of the ε-expansion, which has reached high loop order in recent years. Alternatively, a non-perturbative approach can be chosen, which is known as the non-perturbative renormalization group (NPRG). Within the NPRG, there are several approximation schemes, with the derivative expansion being particularly noteworthy. The ultimate goal of these efforts is to calculate the critical exponents, which define the given universality class. The standard non-perturbative method involves solving an equation that depends on a regulator or cut-off, which represents one of the main challenges of this approach. Although the regulators are designed so that the theory does not depend on them at the scales of interest, the results for the critical exponents can vary depending on the regulator used once approximations are made. In this project, we propose an approach that eliminates the need for an explicit mass cut-off significantly simplifying the calculation of critical exponents while mitigating the regulator dependence of the results. In particular, we show that it is possible to use dimensional regularization (DR) beyond the ε-expansion in the context of RG calculations of critical properties. Based on this we propose a new functional RG scheme called Functional Dimensional Regularization (FDR) and apply it to the O(N) model in three dimension, finding excellent agreement with state-of-the-art computations