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arXiv:1708.09795 · Physical review. D/Physical review. D.

Multicritical scalar theories with higher-derivative kinetic terms: A perturbative RG approach with the ε -expansion

Mahmoud Safari, Gian Paolo Vacca

Published Feb 12, 2018• 16 citations
arXivHTMLPDF

Abstract

We employ perturbative renormalization group and $\ensuremath{\epsilon}$-expansion to study multicritical single-scalar field theories with higher derivative kinetic terms of the form $\ensuremath{\phi}(\ensuremath{-}\ensuremath{\square}{)}^{k}\ensuremath{\phi}$. We focus on those with a ${\mathbb{Z}}_{2}$-symmetric critical point which are characterized by an upper critical dimension ${d}_{c}=2nk/(n\ensuremath{-}1)$ accumulating at even integers. We distinguish two types of theories depending on whether or not the numbers $k$ and $n\ensuremath{-}1$ are relatively prime. When they are, the critical theory involves a marginal powerlike interaction ${\ensuremath{\phi}}^{2n}$ and the deformations admit a derivative expansion that at leading order involves only the potential. In this case we present the beta functional of the potential and use this to calculate some anomalous dimensions and operator product expansion coefficients. These confirm some conformal field theory data obtained using conformal-block techniques, while giving new results. In the second case where $k$ and $n\ensuremath{-}1$ have a common divisor, the theories show a much richer structure induced by the presence of marginal derivative operators at criticality. We study the case $k=2$ with odd values of $n$, which fall in the second class, and calculate the functional flows and spectrum. These theories have a phase diagram characterized at leading order in $\ensuremath{\epsilon}$ by four fixed points which apart from the Gaussian UV fixed point include an IR fixed point with a purely derivative interaction.

DOI
10.1103/physrevd.97.041701

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We employ perturbative renormalization group and \ensuremathϵ\ensuremath{\epsilon}\ensuremathϵ-expansion to study multicritical single-scalar field theories with higher derivative kinetic terms of the form \ensuremathϕ(\ensuremath−\ensuremath□)k\ensuremathϕ\ensuremath{\phi}(\ensuremath{-}\ensuremath{\square}{)}^{k}\ensuremath{\phi}\ensuremathϕ(\ensuremath−\ensuremath□)k\ensuremathϕ. We focus on those with a Z2{\mathbb{Z}}_{2}Z2​-symmetric critical point which are characterized by an upper critical dimension dc=2nk/(n\ensuremath−1){d}_{c}=2nk/(n\ensuremath{-}1)dc​=2nk/(n\ensuremath−1) accumulating at even integers. We distinguish two types of theories depending on whether or not the numbers kkk and n\ensuremath−1n\ensuremath{-}1n\ensuremath−1 are relatively prime. When they are, the critical theory involves a marginal powerlike interaction \ensuremathϕ2n{\ensuremath{\phi}}^{2n}\ensuremathϕ2n and the deformations admit a derivative expansion that at leading order involves only the potential. In this case we present the beta functional of the potential and use this to calculate some anomalous dimensions and operator product expansion coefficients. These confirm some conformal field theory data obtained using conformal-block techniques, while giving new results. In the second case where kkk and n\ensuremath−1n\ensuremath{-}1n\ensuremath−1 have a common divisor, the theories show a much richer structure induced by the presence of marginal derivative operators at criticality. We study the case k=2k=2k=2 with odd values of nnn, which fall in the second class, and calculate the functional flows and spectrum. These theories have a phase diagram characterized at leading order in \ensuremathϵ\ensuremath{\epsilon}\ensuremathϵ by four fixed points which apart from the Gaussian UV fixed point include an IR fixed point with a purely derivative interaction.
Continuous phase transitions provide a natural setting for understanding universality. Near criticality, the correlation length diverges, microscopic details become increasingly irrelevant, and physical observables obey scaling laws characterized by universal critical exponents. Within the Functional Renormalization Group (FRG), this scale dependence is described through the Effective Average Action, which progressively incorporates fluctuations as the momentum scale is lowered. A first part of this thesis is developed within the Local Potential Approximation (LPA), where we study multicritical fixed points of scalar field theories. Their universal properties are compared with results obtained at higher orders in the derivative expansion. Particular attention is devoted to the relation between global fixed-point potentials and their local representations through finite polynomial truncations. We show that the convergence of such expansions is constrained by the analytic structure of the global solution, and that expanding around a suitable nonzero stationary point significantly improves the reconstruction of multicritical branches. Beyond the structure of individual fixed points, a central part of this thesis concerns RG irreversibility. In two dimensions, Zamolodchikov’s c-theorem describes the flow from the ultraviolet to the infrared through a monotonically decreasing c-function. Within the FRG framework, we develop a variational procedure to reconstruct RG trajectories between fixed points and integrate the corresponding c-function along them. The resulting quantity displays monotonic behaviour and becomes increasingly stable as the truncation order is raised, providing a manifestation of RG irreversibility within the approximation considered. Finally, close to the upper critical dimensions, the linearized FRG flow around the Gaussian fixed point is naturally organized in terms of Hermite polynomials. Using the epsilon-expansion, we derive a curvature-based candidate c-function and obtain an analytic explanation for the alternating curvature of successive multicritical fixed points and for their progressive accumulation around the Gaussian fixed point.
The Polchinski version of the exact renormalisation group equations is applied to multicritical fixed points, which are present for dimensions between two and four, for scalar theories using both the local potential approximation and its extension, the derivative expansion. The results are compared with the epsilon expansion by showing that the non linear differential equations may be linearised at each multicritical point and the epsilon expansion treated as a perturbative expansion. The results for critical exponents are compared with corresponding epsilon expansion results from standard perturbation theory. The results provide a test for the validity of the local potential approximation and also the derivative expansion. An alternative truncation of the exact RG equation leads to equations which are similar to those found in the derivative expansion but which gives correct results for critical exponents to order ε and also for the field anomalous dimension to order ε 2. An exact marginal operator for the full RG equations is also constructed.
In the successful framework of the Renormalization Group (RG) approach to Quantum Field Theories (QFT), establishing general constraints on the RG flow has become a central problem. This is formally addressed by the monotonicity theorems, such as Zamolodchikov’s c-theorem in d=2, the a-theorem in d=4, and the F-theorem in d=3. Essentially, these theorems state that if a RG trajectory leads from a UV fixed point to a IR one, each described by a Conformal Field Theory (CFT), then a suitable positive quantity decreases. In both even and odd dimensions, this quantity can be extracted, at fixed points, from the free energy of the CFT on a sphere, leading to the conjecture of a generalized F-theorem valid in continuous dimension d. In this thesis we investigate this framework in a multicritical multiscalar theory with a generic sextic interaction for N massless scalar fields below its upper critical dimension d=3. This model captures, among many others, the critical features of the Tricritical Ising universality class. A first step is to establish whether the RG flow admits a gradient structure, i.e. that there exists a monotonic function A whose gradient yields the beta function up to a positive-definite metric in the space of couplings. This is one of the strongest realizations of monotonicity, as it guarantees the irreversibility of the RG flow and gives an intrinsic geometric structure to the theory space. Given the known beta function up to next-to-leading order, we solve the gradient flow equation perturbatively, finding a parametric family of solutions for the monotonic A-function together with the metric at and below the upper critical dimension, so that the RG flow admits a gradient structure at this order. As this procedure leaves some parameters undetermined, to turn it into a physical statement these functions must be matched to suitable observables of the CFTs describing the fixed points. We therefore compute the CFT candidates suggested by the generalized F-theorem, namely the sphere free energy of the CFT and the Zamolodchikov metric. Specializing to the O(N)-symmetric fixed point, we consistently match the RG and CFT results, fixing all the free parameters in a unique way. This matching is the central result of this work: it establishes that the RG flow admits a gradient structure perturbatively, with F as the monotonic function and Zamolodchikov's metric as the metric on the theory space, recovered from the geometric construction for a specific and unique choice of the free parameters. Importantly, this result provides a nontrivial, perturbative confirmation of the F-theorem in its strongest form, at and below the upper critical dimension, for renormalizable three-dimensional multiscalar theories.
Scalar field theories with Z2{\mathbb{Z}}_{2}Z2​ symmetry are the traditional playground of critical phenomena. In this work, these models are studied using functional renormalization group (FRG) equations at order ${\ensuremath{\partial}}^{2}$ of the derivative expansion and, differently from previous approaches, the spike plot technique is employed to find the relative scaling solutions in two and three dimensions. The anomalous dimension of the first few universality classes in d=2d=2d=2 is given, and the phase structure predicted by conformal field theory is recovered (without the imposition of conformal invariance), while in d=3d=3d=3 a refined view of the standard Wilson-Fisher fixed point is found. Our study enlightens the strength of shooting techniques in studying FRG equations, suggesting them as candidates to investigate strongly nonperturbative theories even in more complex cases.
Equations related to the Polchinski version of the exact renormalization group (RG) equations for scalar fields which extend the local potential approximation to first order in a derivative expansion, and which maintain reparameterization invariance, are postulated. Reparameterization invariance ensures that the equations determine the anomalous dimension η unambiguously and the equations are such that the result is exact to O (ε 2 ) in an ε-expansion for any multi-critical fixed point. It is also straightforward to determine η numerically. When the dimension d = 3 numerical results for a wide range of critical exponents are obtained in theories with O ( N ) symmetry, for various N and for ranges of η, are obtained within the local potential approximation. The associated η, which follows from the derivative approximation described here, is found for various N . The large N limit of the equations is also analysed. A corresponding discussion is also given in a perturbative RG framework and scaling dimensions for derivative operators are calculated to first order in ε.
The functional renormalization group (FRG) is a powerful tool that has facilitated the investigation of various strongly interacting theories, encompassing systems characterized by both bosonic and fermionic variables. Specifically, this project focuses on the analysis of theories with O(N) symmetry with bosonic scalar fields. These theories are of particular interest due to their broad applicability in real physical systems. For example, Z2 symmetry (the O(1) model) describes the well-known Ising universality class, which in turn models the liquid-gas transition. On the other hand, the O(2) model belongs to the universality class of the XY model, used to describe the transition from fluid to superfluid in 4 He, while the O(3) model, known as the Heisenberg model, describes the ferromagnetic transition in isotropic materials. Finally the O(0) model is related to the self-avoiding walk (SAW). To characterize these theories, various methods have been implemented within the framework of the renormalization group. Perturbation theory has been applied since the early days of the subject, specifically in the form of the ε-expansion, which has reached high loop order in recent years. Alternatively, a non-perturbative approach can be chosen, which is known as the non-perturbative renormalization group (NPRG). Within the NPRG, there are several approximation schemes, with the derivative expansion being particularly noteworthy. The ultimate goal of these efforts is to calculate the critical exponents, which define the given universality class. The standard non-perturbative method involves solving an equation that depends on a regulator or cut-off, which represents one of the main challenges of this approach. Although the regulators are designed so that the theory does not depend on them at the scales of interest, the results for the critical exponents can vary depending on the regulator used once approximations are made. In this project, we propose an approach that eliminates the need for an explicit mass cut-off significantly simplifying the calculation of critical exponents while mitigating the regulator dependence of the results. In particular, we show that it is possible to use dimensional regularization (DR) beyond the ε-expansion in the context of RG calculations of critical properties. Based on this we propose a new functional RG scheme called Functional Dimensional Regularization (FDR) and apply it to the O(N) model in three dimension, finding excellent agreement with state-of-the-art computations