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arXiv:1710.08792 · Physical review. B./Physical review. B

Emergent low-energy bound states in the two-orbital Hubbard model

Y. Núñez-Fernández, Gabriel Kotliar, K. Hallberg

Published Mar 30, 2018• 19 citations
arXivHTMLPDF

Abstract

A repulsive Coulomb interaction between electrons in different orbitals in correlated materials can give rise to bound quasiparticle states. We study the nonhybridized two-orbital Hubbard model with intra- (inter)orbital interaction $U\phantom{\rule{4pt}{0ex}}({U}_{12})$ and different bandwidths using an improved dynamical mean-field theory numerical technique which leads to reliable spectra on the real energy axis directly at zero temperature. We find that a finite density of states at the Fermi energy in one band is correlated with the emergence of well-defined quasiparticle states at excited energies $\mathrm{\ensuremath{\Delta}}=U\ensuremath{-}{U}_{12}$ in the other band. These excitations are interband holon-doublon bound states. At the symmetric point $U={U}_{12}$, the quasiparticle peaks are located at the Fermi energy, leading to a simultaneous and continuous Mott transition settling a long-standing controversy.

DOI
10.1103/physrevb.97.121113

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A repulsive Coulomb interaction between electrons in different orbitals in correlated materials can give rise to bound quasiparticle states. We study the nonhybridized two-orbital Hubbard model with intra- (inter)orbital interaction U(U12)U\phantom{\rule{4pt}{0ex}}({U}_{12})U(U12​) and different bandwidths using an improved dynamical mean-field theory numerical technique which leads to reliable spectra on the real energy axis directly at zero temperature. We find that a finite density of states at the Fermi energy in one band is correlated with the emergence of well-defined quasiparticle states at excited energies \ensuremathΔ=U\ensuremath−U12\mathrm{\ensuremath{\Delta}}=U\ensuremath{-}{U}_{12}\ensuremathΔ=U\ensuremath−U12​ in the other band. These excitations are interband holon-doublon bound states. At the symmetric point U=U12U={U}_{12}U=U12​, the quasiparticle peaks are located at the Fermi energy, leading to a simultaneous and continuous Mott transition settling a long-standing controversy.
Low-energy excitations in correlated electron systems may show intricate behaviors and provide essential insights into the dynamics of quantum states and phase transitions. Here, we study a typical half-filled two-orbital Hubbard model featuring the so-called holon-doublon (HD) low-energy excitations in the orbital-selective Mott phase (OSMP), where the principal form of the low-energy excitations has been considered to be a HD bound state. We employ standard single-site dynamical mean-field theory (DMFT), using NORG as an improved impurity solver to calculate the spectral functions at zero temperature. We show that the HD bound state gives an incomplete or even wrong picture for the low-energy excitations. Instead, the excitations are composed of a Kondo-like state in the wide band and a doublon in the narrow band, termed as interband Kondo-like (IBK) bound states. Remarkably, we find that, as the bandwidths of the two bands approach each other, anomalous IBK bound-state excitations appear in the metallic wide band. Our study provides a new picture for the low-energy excitations in the OSMP.
Multiorbital interactions have the capacity to produce an interesting kind of doublon-holon bound state that consists of a single-hole state in one band and a doubly occupied state in another band. Interband doublon-holon pair excitations in the two-orbital Hubbard model are studied by using dynamical mean-field theory with the Lanczos method as the impurity solver. We find that the interband bound states may provide several in-gap quasiparticle peaks in the density of states of the narrow band in the orbital-selective Mott phase with a small Hund's rule coupling (JJJ). There exists a corresponding energy relation between the in-gap states of the narrow band and the peaks in the excitation spectrum of the doublon for the wide band. We also find that the spin-flip and pair-hopping Hund interactions can divide one quasiparticle peak into two peaks, where the splitting energy increases linearly with increasing JJJ. Strong Hund's rule coupling can move the interband doublon-holon pair excitations outside the Mott gap and restrict the bound states by suppressing the orbital selectivity of the doubly occupied and single-hole states.
We calculate and resolve with unprecedented detail the local density of states (DOS) and momentum-dependent spectral functions at zero temperature of one of the key models for strongly correlated electron materials, the degenerate two-orbital Kanamori-Hubbard model, by means of the dynamical mean-field theory, which uses the density matrix renormalization group as the impurity solver. When the system is hole doped and in the presence of a finite interorbital Coulomb interaction, we find the emergence of a novel holon-doublon in-gap subband which is split by the Hund's coupling. We also observe interesting features in the DOS, such as the splitting of the lower Hubbard band into a coherent narrowly dispersing peak around the Fermi energy, and another subband which evolves with the chemical potential. We characterize the main transitions giving rise to each subband by calculating the response functions of specific projected operators and by comparing with the energies in the atomic limit. The detailed results for the spectral functions found in this work pave the way to study with great precision the microscopic quantum behavior in correlated materials.
In this work we study the two-orbital Hubbard model on a square lattice in the presence of hybridization between nearest-neighbor orbitals and a crystal-field splitting. We use a highly reliable numerical technique based on the density matrix renormalization group to solve the dynamical mean field theory self-consistent impurity problem. We find that the orbital mixing always leads to a finite local density states at the Fermi energy in both orbitals when at least one band is metallic. When one band is doped, and the chemical potential lies between the Hubbard bands in the other band, the coherent quasiparticle peak in this orbital has an exponential behavior with the Hubbard interaction U .
Dynamical mean-field theory (DMFT) studies frequently observe a fine structure in the local spectral function of the SU(2) Fermi-Hubbard model at half filling: In the metallic phase close to the Mott transition, subpeaks emerge at the inner edges of the Hubbard bands. Here we demonstrate that these subpeaks originate from the low-energy effective interaction of doublon-holon pairs, by investigating how the correlation functions of doublon and holon operators contribute to the subpeaks. A mean-field analysis of the low-energy effective Hamiltonian provides results consistent with our DMFT calculation using the numerical renormalization group as an impurity solver. In the SU(3) and SU(4) Hubbard models, the subpeaks become more pronounced due to the increased degeneracy of doublon-holon pair excitations.
We examine whether the Mott transition of a half-filled, two-orbital Hubbard model with unequal bandwidths occurs simultaneously for both bands or whether it is a two-stage process in which the orbital with narrower bandwith localizes first (giving rise to an intermediate ``orbital-selective'' Mott phase). This question is addressed using both dynamical mean-field theory and a representation of fermion operators in terms of slave quantum spins, followed by a mean-field approximation (similar in spirit to a Gutzwiller approximation). In the latter approach, the Mott transition is found to be orbital selective for all values of the Coulomb exchange (Hund) coupling JJJ when the bandwidth ratio is small and only beyond a critical value of JJJ when the bandwidth ratio is larger. Dynamical mean-field theory partially confirms these findings, but the intermediate phase at J=0J=0J=0 is found to differ from a conventional Mott insulator, with spectral weight extending down to arbitrary low energy. Finally, the orbital-selective Mott phase is found, at zero temperature, to be unstable with respect to an interorbital hybridization VVV and replaced at small VVV by a state with a large effective mass (and a low quasiparticle coherence scale) for the narrower band.