We study transient dynamics in a two-dimensional system of interacting Dirac fermions subject to a quenched drive with circularly polarized light. In the absence of interactions, the drive opens a gap at the Dirac point in the quasienergy spectrum, inducing nontrivial band topology. We investigate the dynamics of this gap opening process, taking into account the essential role of electron-electron interactions. Crucially, scattering due to interactions (1) induces dephasing, which erases memory of the system's prequench state and yields the intrinsic timescale for gap emergence, and (2) provides a mechanism for the system to absorb energy of the drive, leading to heating which must be mitigated to ensure the success of Floquet band engineering. We characterize the gap opening process via the system's generalized spectral function and correlators probed by photoemission experiments, and we identify a parameter regime at moderate driving frequencies where a hierarchy of timescales allows a well-defined Floquet gap to be produced and studied before the deleterious effects of heating set in.
We study transient dynamics in a two-dimensional system of interacting Dirac fermions subject to a quenched drive with circularly polarized light. In the absence of interactions, the drive opens a gap at the Dirac point in the quasienergy spectrum, inducing nontrivial band topology. We investigate the dynamics of this gap opening process, taking into account the essential role of electron-electron interactions. Crucially, scattering due to interactions (1) induces dephasing, which erases memory of the system's prequench state and yields the intrinsic timescale for gap emergence, and (2) provides a mechanism for the system to absorb energy of the drive, leading to heating which must be mitigated to ensure the success of Floquet band engineering. We characterize the gap opening process via the system's generalized spectral function and correlators probed by photoemission experiments, and we identify a parameter regime at moderate driving frequencies where a hierarchy of timescales allows a well-defined Floquet gap to be produced and studied before the deleterious effects of heating set in.
In this thesis, we theoretically investigate exotic quantum phenomena underlying periodically-driven systems.We discuss three distinct systems, noninteracting Dirac systems, lattice systems with a strong repulsive interaction, and lattice systems with a strong attractive interaction.We reveal various novel phenomena underlying these systems, and provide clear understanding of them.Periodically-driven systems, i.e., systems with a discrete time-translational symmetry, are described by the Floquet formalism, which maps the time-dependent Hamiltonian to a static "photon-dressed Hamiltonian".While a perturbative expansion of this Hamiltonian from the limit of high driving frequency has clarified various novel phenomena peculiar to periodically-driven systems, such an approach suffers from serious heating or damage when it is applied to realistic condensed matters.In this thesis, we focus on a lower-frequency regime, especially when the heating should be suppressed due to the small driving amplitude or an energy gap larger than the driving frequency.There, the high-frequency expansion cannot capture the relevant physics, so that we first formulate various perturbative expansions for three distinct regimes, i.e., high-frequency, small-amplitude, and strong-coupling regimes.We apply the small-amplitude expansion to two-and three-dimensional Dirac electrons driven by a circularly-polarized light to explore their behavior in the lowfrequency regime.We find an emergence of infinite numbers of topological gaps for the former and Weyl nodes for the latter.We also discuss how a regularization of the model affects this topological structure.We then introduce a strong repulsive interaction, and discuss behaviors of spins using the strong-coupling expansion.We predict an emergence of scalar spin chirality when a circularly-polarized light is illuminated, and discuss possible applications to photo-induced chiral spin liquids, and optical probing of spin chirality.Finally we turn to a strong attractive interaction to discuss the fate of the ordinary s-wave superconductivity under the periodic driving.We demonstrate an emergence of long sought-after η-pairing superconductivity, first as a ground state of the photon-dressed Hamiltonian, and then as a consequence of a dynamical phase transition in an isolated system such as an optical lattice system.
Periodically driven quantum systems provide a powerful route to engineer novel states of matter by controlling their effective Hamiltonians through external fields. However, most treatments are usually simplified by considering the high-frequency limit, and do not account for the processes taking place in the transient regime during the onset of the drive. In this work, we introduce a time and momentum resolved tunneling spectroscopy protocol to probe the instantaneous energy spectrum of Floquet-driven systems beyond the high-frequency regime, capturing both emergent effects and non-adiabatic phenomena without requiring explicit reconstruction of the full time-dependent Green's function. We benchmark the method on driven non-interacting fermionic models, and then generalize the approach to strongly correlated systems with the aid of time-dependent density matrix renormalization group techniques. We also provide a microscopic description to the emergence of in-gap states under resonant driving, and briefly explore its finite temperature analog.
Periodically driven quantum systems provide a versatile platform for engineering and exploring non-equilibrium states of matter that have no equilibrium counterparts– a field commonly re- ferred to as Floquet engineering. The research presented in this thesis addresses the microscopic interpretation of experimental spectroscopic signatures, the stability of these driven states in the presence of strong many-body interactions, and the emergence of novel forms of non-equilibrium criticality encoded in quantum entanglement. The first part of the thesis focuses on the interpretation of time- and angle-resolved photo- emission spectroscopy (tr-ARPES), the primary experimental tool for detecting Floquet–Bloch sidebands (FBs). The measured signal reflects interference between processes occurring both inside the material and in the vacuum. In particular, Floquet-dressed initial states coexist and interfere with Volkov-dressed final states arising from the laser-assisted photoelectric effect (LAPE). Their experimental identification requires careful comparison with theoretical predic- tions. Using graphene as a model Dirac material, we perform a systematic comparison between two theoretical frameworks: the first-order perturbative Born approximation (PB1) and time- dependent nonequilibrium Green’s functions (tdNEGF), and compare them with experimental results. We disentangle intrinsic Floquet states, LAPE, and their interference, and quantify how polarization, incidence angle, and near-surface screening shape the observed spectra. Our findings show that, once matrix elements are included, both methods capture qualitative trends, but tdNEGF is necessary to describe the full energy–momentum-resolved features, including hybridization gaps. While non-interacting systems exhibit well-defined FBs, interacting systems absorb energy and can evolve toward an infinite-temperature state. To study this competition between coherent driving and many-body heating, in the second part we consider a one-dimensional chain of interacting spinless fermions using exact diagonalization (ED) and matrix product state (MPS) methods. We compute time-dependent spectral functions and correlation measures, and compare the spectral width of the many-body excitation continuum with the driving frequency to define low- and high-frequency regimes. In our parameter regime, low-frequency driving leads to strong overlap between Floquet sectors, resulting in rapid heating and loss of coherence. For weakly populated continua, we find a transient timescale for the suppression of FBs. When the driving frequency exceeds the continuum width, FBs are well separated and long-lived. Thefinalpartofthethesisinvestigatesnon-equilibriumphenomenafromaninformation-theoretic perspective. Wereportanewclassofdynamicalphasetransitions,termedtemporalentanglement transitions (TET) characterized by non-analytic reorganizations of the entanglement spectrum, in a periodically driven transverse-field Ising chain. These transitions occur in the spectrum of the entanglement Hamiltonian and are signaled by dynamical spontaneous symmetry breaking, marked by the closure of the Schmidt gap and parity flips. These transitions remain invisible to conventional local observables. Finite-size scaling reveals that TET belong to a universality class with a correlation-length exponent ν = 1, mirroring equilibrium Ising universality despite their purely dynamical origin.
We investigate the formation of quasisteady states in one-dimensional pumps of interacting fermions at noninteger filling fraction, in the regime where the driving frequency and the interaction strength are small compared to the instantaneous single-particle band gap throughout the driving cycle. The system rapidly absorbs energy from the driving field and approaches a quasisteady state that locally resembles a maximal entropy state subject to the constraint of a fixed particle number in each of the system's single-particle Floquet bands. We explore the nature of this quasisteady state through one-body observables including the pumped current and natural orbital occupations, as well as the (many-body) entanglement spectrum and entropy. Potential disorder significantly reduces the amplitude of fluctuations of the quasisteady-state current around its universal value, while the lifetime of the quasisteady state remains nearly unaffected for disorder strengths up to the scale of the single-particle band gap. Interestingly, the natural orbital occupations and the entanglement entropy display patterns signifying the periodic entangling and disentangling of the system's degrees of freedom over each driving cycle. Moreover, prominent features in the system's time-dependent entanglement spectrum reveal the emergence of long timescales associated with the equilibration of many-particle correlations.
Controlling and manipulating complex many-body quantum systems will be a key ingredient \nfor the development of next-generation technologies. While the realisation of a \nuniversal quantum machine is still out of reach, in recent years experimental systems of \nultracold atoms have already evolved into a vivid field of research for quantum simulation. \nCrucially, such systems even allow for the successful quantum engineering of targeted \nmany-body systems by means of coherent periodic driving. The essential properties of \nthese Floquet systems encompass two main aspects: fast driving facilitates the simulation \nof effective static systems, and interactions lead to unique heating effects as energy is only \nconserved modulo the driving frequency. Within this thesis we theoretically study both \nof these aspects in respective model systems. \nIn part I of this thesis, we investigate the dynamics of excitations of a bosonic Mott \ninsulator in a designed one-dimensional Floquet system. Here, periodic driving in combination \nwith breaking all mirror symmetries of the system can induce directed motion of \nparticles. In the limit of small excitation densities, the effectively non-interacting quantum \nratchet determines the motion of holes and doublons in the Mott insulator and can in fact \nbe used to manipulate the dynamics of such. This little quantum machine can also be \nused to drive particles against an external force, where transport is possible but requires \nthe fulfilment of a commensurability condition for long times. \nIn part II, we discuss the role of interactions for periodically driven systems by means \nof a Floquet version of the Boltzmann equation. Starting from the Keldysh approach, \nwe develop this semiclassical formalism based on a clear separation of time scales. The \nresult is a description of the dynamics and the scattering of Floquet quasiparticles in \nsuch systems. Here, the property of discrete energy violation is naturally encoded in our \nformalism predicting the heating of interacting Floquet systems to infinite temperatures in \nthe long-time limit. As a first application of this approach, we investigate a cold atom setup \nrealising the Haldane model by means of periodic shaking. While homogeneous systems \nheat up globally, a confining potential evokes thermoelectric transport effects resulting \nfrom spatially dependent heating characteristics. Moreover, we show that the interplay \nof intrinsic heating, macroscopic diffusion and non-trivial topological properties of the \nHaldane model lead to an anomalous Floquet-Nernst effect, which describes anomalous \nparticle transport as the result of developing temperature gradients. \nIn part III, we elaborate on the quantum simulator aspect of ultracold atoms by providing \na theoretical framework for a possible simulation of a topological edge state in a \none-dimensional optical lattice. In this case, the one-dimensional Dirac equation with \nspatially varying mass is important, which captures the topological properties of a corresponding \nsystem of the BDI symmetry class. We analytically discuss such system and \ninvestigate the role of mean-field interaction effects. We also identify the emergence of \ndynamical instabilities in a realisation with bosonic atoms.
Periodic driving has emerged as a powerful experimental tool to engineer physical properties of isolated, synthetic quantum systems. However, due to the lack of energy conservation and heating effects, non-trivial (e.g., topological) many-body states in periodically driven (Floquet) systems are generally metastable. Therefore it is necessary to find strategies for preparing long-lived many-body states in Floquet systems. We develop a theoretical framework for describing the dynamical preparation of states in Floquet systems by a slow turn-on of the drive. We find that the dynamics of the system is well approximated by the initial state evolving under a slowly varying effective Hamiltonian Heff(s)(t), provided the ramp speed s≫t∗−1∼e−CJω, the inverse of the characteristic heating time-scale in the Floquet system. At such ramp speeds, the heating effects due to the drive are exponentially suppressed. We compute the slowly varying effective Hamiltonian Heff(s)(t), and show that at the end of the ramp it is identical to the effective Hamiltonian of the unramped Floquet system, up to small corrections of the order O(s). Therefore, the system effectively undergoes a slow quench from H0 to Heff. As an application, we consider the passage of the slow quench through a quantum critical point (QCP), and estimate the energy absorbed due to the non-adiabatic passage through the QCP via a Kibble-Zurek mechanism. By minimizing the energy absorbed due to both the drive and the ramp, we find an optimal ramp speed s∗∼t∗−z/(d+2z) for which both heating effects are exponentially suppressed. Our results bridge the gap between the numerous proposals to obtain interesting systems via Floquet engineering, and the actual preparation of such systems in their effective ground states.