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arXiv:1709.03258 · AIP conference proceedings

Localized thermal states

Fausto Borgonovi, Felix M. Izrailev

Published Jan 1, 2017• 8 citations
arXivHTMLPDF

Abstract

It is believed that thermalization in closed systems of interacting particles can occur only when the eigenstates are fully delocalized and chaotic in the preferential (unperturbed) basis of the total Hamiltonian. Here we demonstrate that at variance with this common belief the typical situation in the systems with two-body inter-particle interaction is much more complicated and allows to treat as thermal even eigenstates that are not fully delocalized. Using a semi-analytical approach we establish the conditions for the emergence of such thermal states in a model of randomly interacting bosons. Our numerical data show an excellent correspondence with the predicted properties of localized thermal eigenstates.

DOI
10.1063/1.5016128

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It is believed that thermalization in closed systems of interacting particles can occur only when the eigenstates are fully delocalized and chaotic in the preferential (unperturbed) basis of the total Hamiltonian. Here we demonstrate that at variance with this common belief the typical situation in the systems with two-body inter-particle interaction is much more complicated and allows to treat as thermal even eigenstates that are not fully delocalized. Using a semi-analytical approach we establish the conditions for the emergence of such thermal states in a model of randomly interacting bosons. Our numerical data show an excellent correspondence with the predicted properties of localized thermal eigenstates.
The onset of thermalization in a closed system of randomly interacting bosons at the level of a single eigenstate is discussed. We focus on the emergence of Bose-Einstein distribution of single-particle occupation numbers, and we give a local criterion for thermalization dependent on the eigenstate energy. We show how to define the temperature of an eigenstate, provided that it has a chaotic structure in the basis defined by the single-particle states. The analytical expression for the eigenstate temperature as a function of both interparticle interaction and energy is complemented by numerical data.
The emergence of statistical mechanics from quantum dynamics is conventionally understood through quantum chaos, the Eigenstate Thermalization Hypothesis (ETH), and canonical typicality, which together explain the thermal behavior of local observables in quantum many-body systems. We provide a distinct mechanism in which, for a quantum many-body system under strong random perturbation, the chaotic behavior of the system's eigenvectors and a constraint on the total energy directly generate a canonical ensemble for the entire system. The canonical ensemble occurs as the first moment of the Porter-Thomas distribution of the system's chaotic eigenstates, and the constraint on the total energy sets the temperature in the ensemble. This yields canonically distributed expectation values without invoking ETH, a microcanonical ensemble, or a subsystem-bath partition for local and global observables. We numerically demonstrate the mechanism for the 1D transverse-field Ising model by showing canonically distributed eigenstate projectors and spin-spin correlators with distinctive temperature dependence of the correlation length. An implementation of this thermalization approach on a quantum computer can be utilized for thermal state preparation.
We explore the role of the initial state on the onset of thermalization in isolated quantum many-body systems after a quench. The initial state is an eigenstate of an initial Hamiltonian ${\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{H}}_{I}$ and it evolves according to a different final Hamiltonian ${\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{H}}_{F}$. If the initial state has a chaotic structure with respect to ${\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{H}}_{F}$, i.e., if it fills the energy shell ergodically, thermalization is certain to occur. This happens when ${\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{H}}_{I}$ is a full random matrix, because its states projected onto ${\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{H}}_{F}$ are fully delocalized. The results for the observables then agree with those obtained with thermal states at infinite temperature. However, finite real systems with few-body interactions, as the ones considered here, are deprived of fully extended eigenstates, even when described by a nonintegrable Hamiltonian. We examine how the initial state delocalizes as it gets closer to the middle of the spectrum of ${\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{H}}_{F}$, causing the observables to approach thermal averages, be the models integrable or chaotic. Our numerical studies are based on initial states with energies that cover the entire lower half of the spectrum of one-dimensional Heisenberg spin-1/2 systems.
Eigenstate thermalization has been numerically shown to occur for few-body observables in a wide range of nonintegrable models. For intensive sums of few-body observables, a weaker version of eigenstate thermalization known as weak eigenstate thermalization has been proved to occur in general. Here, we unveil a stricter weak eigenstate thermalization phenomenon that occurs in quadratic models exhibiting quantum chaos in the single-particle sector (quantum-chaotic quadratic models) and in integrable interacting models. In such models, we argue that few-body observables that have a properly defined system-size independent norm are guaranteed to exhibit at least a polynomially vanishing variance (over the entire many-body energy spectrum) of the diagonal matrix elements, a phenomenon we dub normal weak eigenstate thermalization. We prove that normal weak eigenstate thermalization is a consequence of single-particle eigenstate thermalization, i.e., it can be viewed as a manifestation of quantum chaos at the single-particle level. We report numerical evidence of normal weak eigenstate thermalization for quantum-chaotic quadratic models such as the three-dimensional Anderson model in the delocalized regime and the power-law random banded matrix model, as well as for the integrable interacting spin-12\frac{1}{2}21​ XYZ and XXZ models.
We study whether a generic isolated quantum system initially set out of equilibrium can be considered as localized close to its initial state. Our approach considers the time evolution in the Krylov basis, which maps the system's dynamics onto that of a particle moving in a one-dimensional lattice where both the energy in the lattice sites and the tunneling from one lattice site to the next are inhomogeneous. By tying the dynamical propagation in the Krylov basis to that in the basis of microstates, we infer qualitative criteria that allow distinguishing systems that remain localized close to their initial state from systems that undergo quantum thermalization. These criteria are system-dependent and involve the expectation values and standard deviations of both the coupling strengths between Krylov states and their energy. We verify their validity by inspecting two cases: Anderson localization as a function of dimension and the out-of-equilibrium dynamics of a many-body dipolar spin system. We finally investigate the Wigner surmise and the eigenstate thermalization hypothesis that have both been proposed to characterize quantum chaotic systems. We show that when the average value of the nondiagonal terms in the Lanczos matrix is large compared to their fluctuations and to the fluctuations of the energy expectation values, which typically corresponds to delocalized quantum systems according to our criteria, there can be level repulsion of eigenenergies (also known as spectral rigidity), similar to that of the Wigner-Dyson statistics of energy levels; and we also demonstrate that in the same regime, the expectation values of typical local observables only weakly vary as a function of eigenstates, an important condition for the eigenstate thermalization hypothesis. Our demonstration assumes that, in the chaotic regime, the observable is sufficiently diagonal in the basis of Krylov states. Published by the American Physical Society 2024
Isolated quantum systems with quenched randomness exhibit many-body localization (MBL), wherein they do not reach local thermal equilibrium even when highly excited above their ground states. It is widely believed that individual eigenstates capture this breakdown of thermalization at finite size. We show that this belief is false in general and that a MBL system can exhibit the eigenstate properties of a thermalizing system. We propose that localized approximately conserved operators (l∗-bits)({\mathrm{l}}^{*}\text{-bits})(l∗-bits) underlie localization in such systems. In dimensions d>1d>1d>1, we further argue that the existing MBL phenomenology is unstable to boundary effects and gives way to l∗-bits{\mathrm{l}}^{*}\text{-bits}l∗-bits. Physical consequences of l∗-bits{\mathrm{l}}^{*}\text{-bits}l∗-bits include the possibility of an eigenstate phase transition within the MBL phase unrelated to the dynamical transition in d=1d=1d=1 and thermal eigenstates at all parameters in d>1d>1d>1. Near-term experiments in ultracold atomic systems and numerics can probe the dynamics generated by boundary layers and emergence of l∗-bits{\mathrm{l}}^{*}\text{-bits}l∗-bits.