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arXiv:1707.04753 · Journal of Statistical Mechanics Theory and Experiment

Derivation of Bose–Einstein and Fermi–Dirac statistics from quantum mechanics: gauge-theoretical structure

Yuho Yokoi, Sumiyoshi Abe

Published Feb 1, 2018• 2 citations
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Abstract

Abstract A possible quantum-mechanical origin of statistical mechanics is discussed, and microcanonical and canonical ensembles of bosons and fermions are derived from the stationary Schrödinger equation in a unified manner. The interaction Hamiltonians are constructed using discrete phase operators and the gauge-theoretical structure associated with them. It is shown how interaction Hamiltonians, stipulated by the gauge symmetry, generate the specific patterns of entanglement desired for establishing microcanonical ensembles. A discussion is also made about the interrelation between random phases and perfect decoherence in the vanishing-interaction limit.

DOI
10.1088/1742-5468/aaa794

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Abstract A possible quantum-mechanical origin of statistical mechanics is discussed, and microcanonical and canonical ensembles of bosons and fermions are derived from the stationary Schrödinger equation in a unified manner. The interaction Hamiltonians are constructed using discrete phase operators and the gauge-theoretical structure associated with them. It is shown how interaction Hamiltonians, stipulated by the gauge symmetry, generate the specific patterns of entanglement desired for establishing microcanonical ensembles. A discussion is also made about the interrelation between random phases and perfect decoherence in the vanishing-interaction limit.
The capabilities of a new approach towards the foundations of Statistical Mechanics are explored. The approach is genuine quantum in the sense that statistical behavior is a consequence of objective quantum uncertainties due to entanglement and uncertainty relations. No additional randomness is added by hand and no assumptions about a priori probabilities are made, instead measure concentration results are used to justify the methods of Statistical Physics. The approach explains the applicability of the microcanonical and canonical ensemble and the tendency to equilibrate in a natural way. This work contains a pedagogical review of the existing literature and some new results. The most important of which are: i) A measure theoretic justification for the microcanonical ensemble. ii) Bounds on the subsystem equilibration time. iii) A proof that a generic weak interaction causes decoherence in the energy eigenbasis. iv) A proof of a quantum H-Theorem. v) New estimates of the average effective dimension for initial product states and states from the mean energy ensemble. vi) A proof that time and ensemble averages of observables are typically close to each other. vii) A bound on the fluctuations of the purity of a system coupled to a bath.
Abstract Chapter 11 presents a statistical mechanical treatment of the quantum ideal gases, i.e., the ideal Boltzmann, fermion, and boson gases. The discussion begins with the microscopic description and the solution of the eigenvalue problem for a quantum ideal gas. It is argued that calculating the partition function is most readily accomplished in the grand canonical ensemble using a second-quantized formulation. When the particles are distinguishable, the equation of state is identical to that of a classical ideal gas. For fermions and bosons, however, the problem of computing thermodynamic properties is significantly more complex and can only be solved exactly in certain limits. Away from these limits approximations are needed and are discussed in detail. The relevant distributions - the Fermi-Dirac and Bose-Einstein distributions are derived. The local density approximation of density functional theory is derived for the ideal electron gas. For the ideal boson gas, the phenomenon of Bose-Einstein condensation is discussed
Abstract Chapter 6 introduces quantum-mechanical ensemble theory by proving the asymptotic equivalence of the quantum-mechanical, microcanonical ensemble average with the quantum grand canonical ensemble average for many-particle systems, based on the method of Darwin and Fowler. The procedures involved identify the grand partition function, entropy and other statistical thermodynamic variables, including the grand potential, Helmholtz free energy, thermodynamic potential, Gibbs free energy, Enthalpy and their relations in accordance with the fundamental laws of thermodynamics. Accompanying saddle-point integrations define temperature (inverse thermal energy) and chemical potential (Fermi energy). The concomitant emergence of quantum statistical mechanics and Bose–Einstein and Fermi–Dirac distribution functions are discussed in detail (including Bose condensation). The magnetic moment is derived from the Helmholtz free energy and is expressed in terms of a one-particle retarded Green’s function with an imaginary time argument related to inverse thermal energy. This is employed in a discussion of diamagnetism and the de Haas-van Alphen effect.
The capabilities of a new approach towards the foundations of Statistical Mechanics are explored. The approach is genuine quantum in the sense that statistical behavior is a consequence of objective quantum uncertainties due to entanglement and uncertainty relations. No additional randomness is added by hand and no assumptions about a priori probabilities are made, instead measure concentration results are used to justify the methods of Statistical Physics. The approach explains the applicability of the microcanonical and canonical ensemble and the tendency to equilibrate in a natural way. This work contains a pedagogical review of the existing literature and some new results. The most important of which are: i) A measure theoretic justification for the microcanonical ensemble. ii) Bounds on the subsystem equilibration time. iii) A proof that a generic weak interaction causes decoherence in the energy eigenbasis. iv) A proof of a quantum H-Theorem. v) New estimates of the average effective dimension for initial product states and states from the mean energy ensemble. vi) A proof that time and ensemble averages of observables are typically close to each other. vii) A bound on the fluctuations of the purity of a system coupled to a bath.