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arXiv:1705.09190

Ground state degeneracy in quantum spin systems protected by crystal symmetries

Yang Qi, Chen Fang, Liang Fu

Published May 25, 2017• 8 citations
arXivHTMLPDF

Abstract

We develop a no-go theorem for two-dimensional bosonic systems with crystal symmetries: if there is a half-integer spin at a rotation center, where the point-group symmetry is $\mathbb D_{2,4,6}$, such a system must have a ground-state degeneracy protected by the crystal symmetry. Such a degeneracy indicates either a broken-symmetry state or a unconventional state of matter. Comparing to the Lieb-Schultz-Mattis Theorem, our result counts the spin at each rotation center, instead of the total spin per unit cell, and therefore also applies to certain systems with an even number of half-integer spins per unit cell.

DOI
10.48550/arxiv.1705.09190

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The celebrated Lieb-Schultz-Mattis theorem excludes a nondegenerate gapped ground state of a spin system with an odd number of s=12s=\frac{1}{2}s=21​ spins per unit cell. Here, the author presents a new family of Lieb-Schultz-Mattis type theorems for fermionic systems that have no analog in spin systems. An example is a particle-hole symmetric system of spinless fermions on a lattice with an odd number of fermionic modes per unit cell. The author shows that a symmetric gapped ground state must be topologically ordered, and the lattice translation symmetries must permute anyon types, resulting in non-Abelian zero modes bound to lattice dislocations. These results can be interpreted as quantum anomalies on the surface of three-dimensional fermionic symmetry-protected phases.
We propose and prove a family of generalized Lieb-Schultz-Mattis~(LSM) theorems for symmetry protected topological~(SPT) phases on boson/spin models in any dimensions. The ``conventional'' LSM theorem, applicable to e.g. any translation invariant system with an odd number of spin-1/2 particles per unit cell, forbids a symmetric short-range-entangled ground state in such a system. Here we focus on systems with no LSM anomaly, where global/crystalline symmetries and fractional spins within the unit cell ensure that any symmetric SRE ground state must be a non-trivial SPT phase with anomalous boundary excitations. Depending on models, they can be either strong or ``higher-order'' crystalline SPT phases, characterized by non-trivial surface/hinge/corner states. Furthermore, given the symmetry group and the spatial assignment of fractional spins, we are able to determine all possible SPT phases for a symmetric ground state, using the real space construction for SPT phases based on the spectral sequence of cohomology theory. We provide examples in one, two and three spatial dimensions, and discuss possible physical realization of these SPT phases based on condensation of topological excitations in fractionalized phases.
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We investigate disordered phases realized in one-dimensional quantum spin systems.We revisit an effective field theory proposed by Schulz [Phys.Rev. B 34, 6372 (1986)], which encapsulates several essential properties in low energy, from the point of view of symmetry.Although this effective theory was originally derived by perturbation theory, we find that it is fully consistent with the symmetry of the Hamiltonian and thus uniquely identified in the non-perturbative sense.This theory explains many possible phase transitions known to occur among valence-bond-solid phases, which are typical disordered phases in one-dimensional spin systems.Furthermore, this theory indicates that the phase transitions only occur under one of four symmetries: time reversal, bond-centered inversion, dihedral group of spin rotations, and site-centered inversion combined with a spin rotation.Surprisingly, the first three symmetries are consistent with those protecting the Haldane phase in spin-1 chains, which have already been found by a completely different approach using the matrix-product state (MPS).On the other hand, the last one is not known so far.To understand it, we explicitly construct a microscopic model that has two distinct disordered phases protected by the combined inversion symmetry.We examine this model and confirm the existence of those disordered phases by perturbation theory and numerical simulations.For completeness, we further give a more rigorous proof of their existence, based on the non-translation-invariant MPS.We also propose an extension of the Lieb-Schultz-Mattis theorem for the absence of a unique gapped ground state in half-odd-integer spin systems with site-centered inversion symmetry.