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arXiv:1705.05949 · Physical Review Letters

Invariance of Topological Indices Under Hilbert Space Truncation

Zhoushen Huang, W. Zhu, Daniel P. Arovas, Jian‐Xin Zhu, Alexander V. Balatsky

Published Jan 5, 2018• 5 citations
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Abstract

We show that the topological index of a wave function, computed in the space of twisted boundary phases, is preserved under Hilbert space truncation, provided the truncated state remains normalizable. If truncation affects the boundary condition of the resulting state, the invariant index may acquire a different physical interpretation. If the index is symmetry protected, the truncation should preserve the protecting symmetry. We discuss implications of this invariance using paradigmatic integer and fractional Chern insulators, Z_{2} topological insulators, and spin-1 Affleck-Kennedy-Lieb-Tasaki and Heisenberg chains, as well as its relation with the notion of bulk entanglement. As a possible application, we propose a partial quantum tomography scheme from which the topological index of a generic multicomponent wave function can be extracted by measuring only a small subset of wave function components, equivalent to the measurement of a bulk entanglement topological index.

DOI
10.1103/physrevlett.120.016403

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We show that the topological index of a wave function, computed in the space of twisted boundary phases, is preserved under Hilbert space truncation, provided the truncated state remains normalizable. If truncation affects the boundary condition of the resulting state, the invariant index may acquire a different physical interpretation. If the index is symmetry protected, the truncation should preserve the protecting symmetry. We discuss implications of this invariance using paradigmatic integer and fractional Chern insulators, Z_{2} topological insulators, and spin-1 Affleck-Kennedy-Lieb-Tasaki and Heisenberg chains, as well as its relation with the notion of bulk entanglement. As a possible application, we propose a partial quantum tomography scheme from which the topological index of a generic multicomponent wave function can be extracted by measuring only a small subset of wave function components, equivalent to the measurement of a bulk entanglement topological index.
We study S=1 quantum spin systems on the infinite chain with short ranged Hamiltonians that have a certain rotational and discrete symmetry. We define a Z_{2} index for any gapped unique ground state, and prove that it is invariant under a smooth deformation. By using the index, we provide the first rigorous proof of the existence of a "topological" phase transition, which cannot be characterized by any conventional order parameters, between the Affleck-Kennedy-Lieb-Tasaki (AKLT) model and trivial models. This rigorously establishes that the AKLT model is in a nontrivial symmetry protected topological phase.
Symmetry protected topological (SPT) phases are characterized by robust boundary features, which do not disappear unless passing through a phase transition. These boundary features can be quantified by a topological invariant which, in some cases, is related to a physical quantity, such as the spin conductivity for the quantum spin Hall insulators. In other cases, the boundary features give rise to new physics, such as the Majorana fermion. In all cases the boundary features can be analyzed with the help of an entanglement spectrum and their robustness make them promising candidates for storing quantum information. The topological invariant characterizing SPT phases is strictly only invariant under deformations which respect a certain \nsymmetry. For example, the boundary currents of the quantum spin Hall insulator are only robust against non-magnetic, i.e. time-reversal invariant, impurities. In this thesis we study the SPT phases of spin chains. \nAs a result of our work we find a topological invariant for SPT phases of spin chains which are protected by continuous symmetries. By means of a non-local order parameter we find a way to extract this invariant from the ground state wave function of the system. Using density-matrix-renormalization-group techniques we verify that this invariant is a tool to detect transitions between different topological phases. We find a non-local transformation that maps SPT phases to conventional phases characterized by a local order parameter. This transformation suggests an analogy between topological phases and conventional phases and thus give a deeper understanding of the role of topology in spin systems.
Quantum walks are discrete-time evolutions of single particles on lattices that transfer the concept of classical random walks to quantum theory. Topological insulators are objects that promise symmetry-protected edge-states for transportation along the edge. Together, both subjects lay the foundation to a description of new materials that may be used e.g. for quantum computation or transport. In this thesis, we study topological phases in quantum walks. Given a representation of the discrete symmetry groups of the tenfold way, we develop a topological classification which distinguishes three symmetry indices whose values lie in the group of integers, the group of two elements, or the trivial group, depending on the symmetry type under consideration. The classification is applicable to quantum walks that are gapped at the symmetry-protected points. All symmetry indices are proven to be stable under norm-continuous perturbations, but only two of the three indices are invariant under compact non-continuous perturbations. These two indices describe the asymptotic behaviour far to the left and far to the right, respectively. The third index reflects whether a compact perturbation can be performed in arbitrarily small steps without violating the symmetries. Given two walks in the same phase (i.e. the symmetry indices coincide), we show that there is a norm-continuous path of walks in that phase that connects them. This renders the set of invariants we introduced complete. Our theory covers translation invariant bulks as well, where we prove that the third index vanishes and the left- and right indices add up to zero. Hence these systems are fully classified by the right index alone. Joining two bulks in different phases (one left, one right), we show that eigenvalues emerge in the gap (bulk-boundary correspondence), whose eigenfunctions decay exponentially away from the boundary. Since our theory does not demand translation invariance at all, these composed systems are still described by our general classification. Restricting to the translation invariant case, we express the symmetry index as a winding number of a loop in momentum space. Within this restricted class, we prove that our classification is complete as well.
We establish a quantitative bulk-boundary correspondence in interacting topological insulators by relating many-body topological invariants to characteristic degeneracy structures in the entanglement spectrum. Focusing on generalized Su-Schrieffer-Heeger chains with higher winding number, we construct a gauge-invariant many-body winding invariant based on Pancharatnam geometric phases that remains well defined in the presence of interactions. We show that this invariant uniquely determines the low-lying entanglement-spectrum degeneracy, which exhibits a universal 4ν4^ν4ν scaling with the winding number ννν, providing a concrete formulation of bulk-boundary correspondence beyond single-particle topology. Using exact diagonalization, we demonstrate the robustness of this correspondence under interactions and symmetry-preserving disorder, and identify inversion symmetry as a minimal protecting symmetry that stabilizes both the quantization of the invariant and the associated entanglement degeneracies. Our results unify geometric-phase invariants and entanglement diagnostics within a many-body framework and provide a route to identifying interacting topological phases beyond band theory.
The equivalence of topological indices for U(1)⋊Z2\mathrm{U}(1)\rtimes\mathbb{Z}_2U(1)⋊Z2​-symmetric quantum spin chains
Symmetry-protected topological (SPT) phases in quantum spin chains are distinguished by topological indices. Ogata's operator-algebraic indices apply to a broad range of symmetry classes without requiring continuous symmetry, whereas the elementary twist index of Tasaki requires U(1)\mathrm{U}(1)U(1) symmetry. We prove their equivalence in the common setting of integer-spin chains with on-site U(1)⋊Z2\mathrm{U}(1)\rtimes\mathbb{Z}_2U(1)⋊Z2​ symmetry and a symmetric locally-unique gapped ground state, without assuming translation invariance or a matrix product representation. A charge-fluctuation estimate yields a strong-limit construction of half-chain rotations with their phases fixed. An exact group commutator identity then identifies the Ogata index with the limit of local twist expectations and gives an explicit error bound. This provides a computable formula for the index when a lower bound on the gap and the relevant ground-state expectations are available. Combining the equivalence with a recent boundary-field gap theorem of OpenAI and our earlier twist-index calculation, we obtain a spin-rotation-invariant locally-unique gapped ground state of the infinite S=1S=1S=1 antiferromagnetic Heisenberg chain with both indices equal to −1-1−1, without assuming infinite-volume uniqueness. The author formulated the problem and proposed the basic strategy, while ChatGPT Astra made substantial contributions to the development of the proof.
We study two-dimensional bosonic symmetry-protected topological (SPT) phases that are protected by reflection symmetry and local symmetry [${Z}_{N}\ensuremath{\rtimes}R, {Z}_{N}\ifmmode\times\else\texttimes\fi{}R$, U(1)$\ensuremath{\rtimes}R$, or U(1)$\ifmmode\times\else\texttimes\fi{}R$], in the search for two-dimensional bosonic analogs of topological crystalline insulators in integer-SSS spin systems with reflection and spin-rotation symmetries. To classify them, we employ a Chern-Simons approach and examine the stability of edge states against perturbations that preserve the assumed symmetries. We find that SPT phases protected by ${Z}_{N}\ensuremath{\rtimes}R$ symmetry are classified as ${\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}$ for even NNN and 0 (no SPT phase) for odd NNN, while those protected by U(1)$\ensuremath{\rtimes}R$ symmetry are Z2{\mathbb{Z}}_{2}Z2​. We point out that the two-dimensional Affleck-Kennedy-Lieb-Tasaki state of S=2S=2S=2 spins on the square lattice is a Z2{\mathbb{Z}}_{2}Z2​ SPT phase protected by reflection and $\ensuremath{\pi}$-rotation symmetries.