arXiv:1704.00735 · Physical review. D/Physical review. D.

Canonical quantization of nonlinear sigma models with a theta term and applications to symmetry-protected topological phases

Matthew F. Lapa, Taylor L. Hughes

Published Aug 15, 2017• 2 citations

Abstract

We canonically quantize $O(D+2)$ nonlinear sigma models (NLSMs) with a theta term on arbitrary smooth, closed, connected, oriented $D$-dimensional spatial manifolds $\mathcal{M}$, with the goal of proving the suitability of these models for describing symmetry-protected topological (SPT) phases of bosons in $D$ spatial dimensions. We show that in the disordered phase of the NLSM, and when the coefficient $\ensuremath{\theta}$ of the theta term is an integer multiple of $2\ensuremath{\pi}$, the theory on $\mathcal{M}$ has a unique ground state and a finite energy gap to all excitations. We also construct the ground state wave functional of the NLSM in this parameter regime, and we show that it is independent of the metric on $\mathcal{M}$ and given by the exponential of a Wess-Zumino term for the NLSM field, in agreement with previous results on flat space. Our results show that the NLSM in the disordered phase and at $\ensuremath{\theta}=2\ensuremath{\pi}k$, $k\ensuremath{\in}\mathbb{Z}$, has a symmetry-preserving ground state but no topological order (i.e., no topology-dependent ground state degeneracy), making it an ideal model for describing SPT phases of bosons. Thus, our work places previous results on SPT phases derived using NLSMs on solid theoretical ground. To canonically quantize the NLSM on $\mathcal{M}$, we use Dirac's method for the quantization of systems with second class constraints, suitably modified to account for the curvature of space. In a series of four Appendixes, we provide the technical background needed to follow the discussion in the main sections of the paper.

DOI: 10.1103/physrevd.96.045010

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arXiv:1704.00735 · Physical review. D/Physical review. D.

Canonical quantization of nonlinear sigma models with a theta term and applications to symmetry-protected topological phases

Matthew F. Lapa, Taylor L. Hughes

Published Aug 15, 2017• 2 citations

arXiv HTML PDF

Abstract

We canonically quantize

O(D+2)

nonlinear sigma models (NLSMs) with a theta term on arbitrary smooth, closed, connected, oriented

D

-dimensional spatial manifolds

\mathcal{M}

, with the goal of proving the suitability of these models for describing symmetry-protected topological (SPT) phases of bosons in

D

spatial dimensions. We show that in the disordered phase of the NLSM, and when the coefficient

\ensuremath{\theta}

of the theta term is an integer multiple of

2\ensuremath{\pi}

, the theory on

\mathcal{M}

has a unique ground state and a finite energy gap to all excitations. We also construct the ground state wave functional of the NLSM in this parameter regime, and we show that it is independent of the metric on

\mathcal{M}

and given by the exponential of a Wess-Zumino term for the NLSM field, in agreement with previous results on flat space. Our results show that the NLSM in the disordered phase and at

\ensuremath{\theta}=2\ensuremath{\pi}k

k\ensuremath{\in}\mathbb{Z}

, has a symmetry-preserving ground state but no topological order (i.e., no topology-dependent ground state degeneracy), making it an ideal model for describing SPT phases of bosons. Thus, our work places previous results on SPT phases derived using NLSMs on solid theoretical ground. To canonically quantize the NLSM on

\mathcal{M}

, we use Dirac's method for the quantization of systems with second class constraints, suitably modified to account for the curvature of space. In a series of four Appendixes, we provide the technical background needed to follow the discussion in the main sections of the paper.

DOI: 10.1103/physrevd.96.045010

Related papers

Classification and description of bosonic symmetry protected topological phases with semiclassical nonlinear sigma models

Zhen Bi, Alex Rasmussen, Kevin Slagle +1 more

In this paper we systematically classify and describe bosonic symmetry protected topological (SPT) phases in all physical spatial dimensions using semiclassical nonlinear Sigma model (NLSM) field theories. All the SPT phases on a $d-$ dimensional lattice discussed in this paper can be described by the same NLSM, which is an O(d+2) NLSM in $(d+1)-$ dimensional space-time, with a topological $Θ-$ term. The field in the NLSM is a semiclassical Landau order parameter with a unit length constraint. The classification of SPT phases discussed in this paper based on their NLSMs is consistent with the more mathematical classification based on group cohomology. Besides the classification, the formalism used in this paper also allows us to explicitly discuss the physics at the boundary of the SPT phases, and it reveals the relation between SPT phases with different symmetries. For example, it gives many of these SPT states a natural "decorated defect" construction.In this paper we systematically classify and describe bosonic symmetry protected topological (SPT) phases in all physical spatial dimensions using semiclassical nonlinear Sigma model (NLSM) field theories. All the SPT phases on a $d-$dimensional lattice discussed in this paper can be described by the same NLSM, which is an O(d+2) NLSM in $(d+1)-$dimensional space-time, with a topological $Θ-$term. The field in the NLSM is a semiclassical Landau order parameter with a unit length constraint. The classification of SPT phases discussed in this paper based on their NLSMs is consistent with the more mathematical classification based on group cohomology. Besides the classification, the formalism used in this paper also allows us to explicitly discuss the physics at the boundary of the SPT phases, and it reveals the relation between SPT phases with different symmetries. For example, it gives many of these SPT states a natural "decorated defect" construction.

arXiv:1309.0515Physical Review BApr 6, 2015108 citations

Quantum phase transitions between bosonic symmetry-protected topological states without sign problem: Nonlinear sigma model with a topological term

Yi‐Zhuang You, Zhen Bi, Dan Mao +1 more

We propose a series of simple two-dimensional (2D) lattice interacting fermion models that we demonstrate at low energy describe bosonic symmetry-protected topological (SPT) states and quantum phase transitions between them. This is because due to interaction, the fermions are gapped both at the boundary of the SPT states and at the bulk quantum phase transition, thus these models at low energy can be described completely by bosonic degrees of freedom. We show that the bulk of these models is described by a $\mathrm{Sp}(N$ ) principal chiral model with a topological $\mathrm{\ensuremath{\Theta}}$ term, whose boundary is described by a $\mathrm{Sp}(N$ ) principal chiral model with a Wess-Zumino-Witten term at level 1. The quantum phase transition between SPT states in the bulk is tuned by a particular interaction term, which corresponds to tuning $\mathrm{\ensuremath{\Theta}}$ in the field theory, and the phase transition occurs at $\mathrm{\ensuremath{\Theta}}=\ensuremath{\pi}$. The simplest version of these models with $N=1$ is equivalent to the familiar O(4) nonlinear sigma model (NLSM) with a topological term, whose boundary is a $(1+1)\text{D}$ conformal field theory with central charge $c=1$ . After breaking the O(4) symmetry to its subgroups, this model can be viewed as bosonic SPT states with U(1), or ${Z}_{2}$ symmetries, etc. All of these fermion models, including the bulk quantum phase transitions, can be simulated with the determinant quantum Monte Carlo method without the sign problem. Recent numerical results strongly suggest that the quantum disordered phase of the O(4) NLSM with precisely $\mathrm{\ensuremath{\Theta}}=\ensuremath{\pi}$ is a stable $(2+1)\text{D}$ conformal field theory with gapless bosonic modes.We propose a series of simple two-dimensional (2D) lattice interacting fermion models that we demonstrate at low energy describe bosonic symmetry-protected topological (SPT) states and quantum phase transitions between them. This is because due to interaction, the fermions are gapped both at the boundary of the SPT states and at the bulk quantum phase transition, thus these models at low energy can be described completely by bosonic degrees of freedom. We show that the bulk of these models is described by a $\mathrm{Sp}(N$) principal chiral model with a topological $\mathrm{\ensuremath{\Theta}}$ term, whose boundary is described by a $\mathrm{Sp}(N$) principal chiral model with a Wess-Zumino-Witten term at level 1. The quantum phase transition between SPT states in the bulk is tuned by a particular interaction term, which corresponds to tuning $\mathrm{\ensuremath{\Theta}}$ in the field theory, and the phase transition occurs at $\mathrm{\ensuremath{\Theta}}=\ensuremath{\pi}$. The simplest version of these models with $N=1$ is equivalent to the familiar O(4) nonlinear sigma model (NLSM) with a topological term, whose boundary is a $(1+1)\text{D}$ conformal field theory with central charge $c=1$. After breaking the O(4) symmetry to its subgroups, this model can be viewed as bosonic SPT states with U(1), or ${Z}_{2}$ symmetries, etc. All of these fermion models, including the bulk quantum phase transitions, can be simulated with the determinant quantum Monte Carlo method without the sign problem. Recent numerical results strongly suggest that the quantum disordered phase of the O(4) NLSM with precisely $\mathrm{\ensuremath{\Theta}}=\ensuremath{\pi}$ is a stable $(2+1)\text{D}$ conformal field theory with gapless bosonic modes.

arXiv:1510.04278Physical review. B./Physical review. BMar 1, 201635 citations

Instanton effects in lattice models of bosonic symmetry-protected topological states

Luiz H. Santos, Eduardo Fradkin

Bosonic symmetry-protected topological (SPT) states are gapped disordered phases of matter possessing symmetry-preserving boundary excitations. It has been proposed that, at long wavelengths, the universal properties of an SPT system are captured by an effective nonlinear sigma model field theory in the presence of a quantized topological $\ensuremath{\theta}$ term. By studying lattice models of bosonic SPT states, we are able to identify, in their Euclidean path integral formulation, (discrete) Berry phases that hold relevant physical information on the nature of the SPT ground states. These discrete Berry phases are given intuitive physical interpretation in terms of instanton effects that capture the presence of a $\ensuremath{\theta}$ term on the microscopic scale.Bosonic symmetry-protected topological (SPT) states are gapped disordered phases of matter possessing symmetry-preserving boundary excitations. It has been proposed that, at long wavelengths, the universal properties of an SPT system are captured by an effective nonlinear sigma model field theory in the presence of a quantized topological $\ensuremath{\theta}$ term. By studying lattice models of bosonic SPT states, we are able to identify, in their Euclidean path integral formulation, (discrete) Berry phases that hold relevant physical information on the nature of the SPT ground states. These discrete Berry phases are given intuitive physical interpretation in terms of instanton effects that capture the presence of a $\ensuremath{\theta}$ term on the microscopic scale.

arXiv:1512.06864Physical review. B./Physical review. BApr 22, 20161 citation

Symmetry protected topological orders and the group cohomology of their symmetry group

Xie Chen, Zheng‐Cheng Gu, Zheng-Xin Liu +1 more

Symmetry protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry $G$ . They can all be smoothly connected to the same trivial product state if we break the symmetry. The Haldane phase of spin-1 chain is the first example of SPT phases which is protected by $\mathit{SO}(3)$ spin rotation symmetry. The topological insulator is another example of SPT phases which are protected by $U(1)$ and time-reversal symmetries. In this paper, we show that interacting bosonic SPT phases can be systematically described by group cohomology theory: Distinct $d$ -dimensional bosonic SPT phases with on-site symmetry $G$ (which may contain antiunitary time-reversal symmetry) can be labeled by the elements in ${\mathcal{H}}^{1+d}[G,{U}_{T}(1)]$ , the Borel $(1+d)$ -group-cohomology classes of $G$ over the $G$ module ${U}_{T}(1)$ . Our theory, which leads to explicit ground-state wave functions and commuting projector Hamiltonians, is based on a new type of topological term that generalizes the topological $\ensuremath{\theta}$ term in continuous nonlinear $\ensuremath{\sigma}$ models to lattice nonlinear $\ensuremath{\sigma}$ models. The boundary excitations of the nontrivial SPT phases are described by lattice nonlinear $\ensuremath{\sigma}$ models with a nonlocal Lagrangian term that generalizes the Wess-Zumino-Witten term for continuous nonlinear $\ensuremath{\sigma}$ models. As a result, the symmetry $G$ must be realized as a non-on-site symmetry for the low-energy boundary excitations, and those boundary states must be gapless or degenerate. As an application of our result, we can use ${\mathcal{H}}^{1+d}[U(1)\ensuremath{\rtimes}{Z}_{2}^{T},{U}_{T}(1)]$ to obtain interacting bosonic topological insulators (protected by time reversal ${Z}_{2}^{T}$ and boson number conservation), which contain one nontrivial phase in one-dimensional (1D) or 2D and three in 3D. We also obtain interacting bosonic topological superconductors (protected by time-reversal symmetry only), in term of ${\mathcal{H}}^{1+d}[{Z}_{2}^{T},{U}_{T}(1)]$ , which contain one nontrivial phase in odd spatial dimensions and none for even dimensions. Our result is much more general than the above two examples, since it is for any symmetry group. For example, we can use ${\mathcal{H}}^{1+d}[U(1)\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{T},{U}_{T}(1)]$ to construct the SPT phases of integer spin systems with time-reversal and $U(1)$ spin rotation symmetry, which contain three nontrivial SPT phases in 1D, none in 2D, and seven in 3D. Even more generally, we find that the different bosonic symmetry breaking short-range-entangled phases are labeled by the following three mathematical objects: $({G}_{H},{G}_{\ensuremath{\Psi}},{\mathcal{H}}^{1+d}[{G}_{\ensuremath{\Psi}},{U}_{T}(1)])$, where ${G}_{H}$ is the symmetry group of the Hamiltonian and ${G}_{\ensuremath{\Psi}}$ the symmetry group of the ground states.Symmetry protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry $G$. They can all be smoothly connected to the same trivial product state if we break the symmetry. The Haldane phase of spin-1 chain is the first example of SPT phases which is protected by $\mathit{SO}(3)$ spin rotation symmetry. The topological insulator is another example of SPT phases which are protected by $U(1)$ and time-reversal symmetries. In this paper, we show that interacting bosonic SPT phases can be systematically described by group cohomology theory: Distinct $d$-dimensional bosonic SPT phases with on-site symmetry $G$ (which may contain antiunitary time-reversal symmetry) can be labeled by the elements in ${\mathcal{H}}^{1+d}[G,{U}_{T}(1)]$, the Borel $(1+d)$-group-cohomology classes of $G$ over the $G$ module ${U}_{T}(1)$. Our theory, which leads to explicit ground-state wave functions and commuting projector Hamiltonians, is based on a new type of topological term that generalizes the topological $\ensuremath{\theta}$ term in continuous nonlinear $\ensuremath{\sigma}$ models to lattice nonlinear $\ensuremath{\sigma}$ models. The boundary excitations of the nontrivial SPT phases are described by lattice nonlinear $\ensuremath{\sigma}$ models with a nonlocal Lagrangian term that generalizes the Wess-Zumino-Witten term for continuous nonlinear $\ensuremath{\sigma}$ models. As a result, the symmetry $G$ must be realized as a non-on-site symmetry for the low-energy boundary excitations, and those boundary states must be gapless or degenerate. As an application of our result, we can use ${\mathcal{H}}^{1+d}[U(1)\ensuremath{\rtimes}{Z}_{2}^{T},{U}_{T}(1)]$ to obtain interacting bosonic topological insulators (protected by time reversal ${Z}_{2}^{T}$ and boson number conservation), which contain one nontrivial phase in one-dimensional (1D) or 2D and three in 3D. We also obtain interacting bosonic topological superconductors (protected by time-reversal symmetry only), in term of ${\mathcal{H}}^{1+d}[{Z}_{2}^{T},{U}_{T}(1)]$, which contain one nontrivial phase in odd spatial dimensions and none for even dimensions. Our result is much more general than the above two examples, since it is for any symmetry group. For example, we can use ${\mathcal{H}}^{1+d}[U(1)\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{T},{U}_{T}(1)]$ to construct the SPT phases of integer spin systems with time-reversal and $U(1)$ spin rotation symmetry, which contain three nontrivial SPT phases in 1D, none in 2D, and seven in 3D. Even more generally, we find that the different bosonic symmetry breaking short-range-entangled phases are labeled by the following three mathematical objects: $({G}_{H},{G}_{\ensuremath{\Psi}},{\mathcal{H}}^{1+d}[{G}_{\ensuremath{\Psi}},{U}_{T}(1)])$, where ${G}_{H}$ is the symmetry group of the Hamiltonian and ${G}_{\ensuremath{\Psi}}$ the symmetry group of the ground states.

arXiv:1106.4772Physical Review BApr 4, 20131,308 citations

Symmetry-protected topological orders for interacting fermions: Fermionic topological nonlinear σ models and a special group supercohomology theory

Zheng‐Cheng Gu, Xiao-Gang Wen

Symmetry-protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry $G$ , which can all be smoothly connected to the trivial product states if we break the symmetry. It has been shown that a large class of interacting bosonic SPT phases can be systematically described by group cohomology theory. In this paper, we introduce a (special) group supercohomology theory which is a generalization of the standard group cohomology theory. We show that a large class of short-range interacting fermionic SPT phases can be described by the group supercohomology theory. Using the data of supercocycles, we can obtain the ideal ground state wave function for the corresponding fermionic SPT phase. We can also obtain the bulk Hamiltonian that realizes the SPT phase, as well as the anomalous (i.e., non-onsite) symmetry for the boundary effective Hamiltonian. The anomalous symmetry on the boundary implies that the symmetric boundary must be gapless for (1+1)-dimensional [(1+1)D] boundary, and must be gapless or topologically ordered beyond (1+1)D. As an application of this general result, we construct a new SPT phase in three dimensions, for interacting fermionic superconductors with coplanar spin order (which have ${T}^{2}=1$ time-reversal ${Z}_{2}^{T}$ and fermion-number-parity ${Z}_{2}^{f}$ symmetries described by a full symmetry group ${Z}_{2}^{T}\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{f}$). Such a fermionic SPT state can neither be realized by free fermions nor by interacting bosons (formed by fermion pairs), and thus are not included in the $K$ -theory classification for free fermions or group cohomology description for interacting bosons. We also construct three interacting fermionic SPT phases in two dimensions (2D) with a full symmetry group ${Z}_{2}\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{f}$. Those 2D fermionic SPT phases all have central-charge $c=1$ gapless edge excitations, if the symmetry is not broken.Symmetry-protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry $G$, which can all be smoothly connected to the trivial product states if we break the symmetry. It has been shown that a large class of interacting bosonic SPT phases can be systematically described by group cohomology theory. In this paper, we introduce a (special) group supercohomology theory which is a generalization of the standard group cohomology theory. We show that a large class of short-range interacting fermionic SPT phases can be described by the group supercohomology theory. Using the data of supercocycles, we can obtain the ideal ground state wave function for the corresponding fermionic SPT phase. We can also obtain the bulk Hamiltonian that realizes the SPT phase, as well as the anomalous (i.e., non-onsite) symmetry for the boundary effective Hamiltonian. The anomalous symmetry on the boundary implies that the symmetric boundary must be gapless for (1+1)-dimensional [(1+1)D] boundary, and must be gapless or topologically ordered beyond (1+1)D. As an application of this general result, we construct a new SPT phase in three dimensions, for interacting fermionic superconductors with coplanar spin order (which have ${T}^{2}=1$ time-reversal ${Z}_{2}^{T}$ and fermion-number-parity ${Z}_{2}^{f}$ symmetries described by a full symmetry group ${Z}_{2}^{T}\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{f}$). Such a fermionic SPT state can neither be realized by free fermions nor by interacting bosons (formed by fermion pairs), and thus are not included in the $K$-theory classification for free fermions or group cohomology description for interacting bosons. We also construct three interacting fermionic SPT phases in two dimensions (2D) with a full symmetry group ${Z}_{2}\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{f}$. Those 2D fermionic SPT phases all have central-charge $c=1$ gapless edge excitations, if the symmetry is not broken.

arXiv:1201.2648Physical Review BSep 23, 2014306 citations

Construction of bosonic symmetry-protected-trivial states and their topological invariants via G×SO(∞) nonlinear σ models

Xiao-Gang Wen

It has been shown that the bosonic symmetry-protected-trivial (SPT) phases with pure gauge anomalous boundary can all be realized via nonlinear $\ensuremath{\sigma}$ models $(\mathrm{NL}\ensuremath{\sigma}\mathrm{Ms})$ of the symmetry group $G$ with various topological terms. Those SPT phases (called the pure SPT phases) can be classified by group cohomology ${\mathcal{H}}^{d}(G,\mathbb{R}/\mathbb{Z})$ . But there are also SPT phases with mixed gauge-gravity anomalous boundary (which will be called the mixed SPT phases). Some of the mixed SPT states were also referred as the beyond-group-cohomology SPT states. In this paper, we show that those beyond-group-cohomology SPT states are actually within another type of group cohomology classification. More precisely, we show that both the pure and the mixed SPT phases can be realized by $G\ifmmode\times\else\texttimes\fi{}SO(\ensuremath{\infty}) \mathrm{NL}\ensuremath{\sigma}\mathrm{Ms}$ with various topological terms. Through the group cohomology ${\mathcal{H}}^{d}[G\ifmmode\times\else\texttimes\fi{}SO(\ensuremath{\infty}),\mathbb{R}/\mathbb{Z}]$, we find that the set of our constructed SPT phases in $d$ -dimensional space-time are described by ${E}^{d}(G)\ensuremath{\rtimes}{\ensuremath{\bigoplus}}_{k=1}^{d\ensuremath{-}1}{\mathcal{H}}^{k}(G,{\text{iTO}}_{L}^{d\ensuremath{-}k})\ensuremath{\bigoplus}{\mathcal{H}}^{d}(G,\mathbb{R}/\mathbb{Z})$ where $G$ may contain time reversal. Here ${\text{iTO}}_{L}^{d}$ is the set of the topologically ordered phases in $d$ -dimensional space-time that have no topological excitations, and one has ${\text{iTO}}_{L}^{1}={\text{iTO}}_{L}^{2}={\text{iTO}}_{L}^{4}={\text{iTO}}_{L}^{6}=0,\phantom{\rule{0.16em}{0ex}}{\text{iTO}}_{L}^{3}=\mathbb{Z},\phantom{\rule{0.16em}{0ex}}{\text{iTO}}_{L}^{5}={\mathbb{Z}}_{2},\phantom{\rule{0.16em}{0ex}}{\text{iTO}}_{L}^{7}=2\mathbb{Z}$ . For $G=U(1)\ensuremath{\rtimes}{Z}_{2}^{T}$ (charge conservation and time-reversal symmetry), we find that the mixed SPT phases beyond ${\mathcal{H}}^{d}[U(1)\ensuremath{\rtimes}{Z}_{2}^{T},\mathbb{R}/\mathbb{Z}]$ are described by ${\mathbb{Z}}_{2}$ in 3 + 1D, $\mathbb{Z}$ in 4 + 1D, $3{\mathbb{Z}}_{2}$ in 5 + 1D, and $4{\mathbb{Z}}_{2}$ in 6 + 1D. Our construction also gives us the topological invariants that fully characterize the corresponding SPT and iTO phases. Through several examples, we show how the universal physical properties of SPT phases can be obtained from those topological invariants.It has been shown that the bosonic symmetry-protected-trivial (SPT) phases with pure gauge anomalous boundary can all be realized via nonlinear $\ensuremath{\sigma}$ models $(\mathrm{NL}\ensuremath{\sigma}\mathrm{Ms})$ of the symmetry group $G$ with various topological terms. Those SPT phases (called the pure SPT phases) can be classified by group cohomology ${\mathcal{H}}^{d}(G,\mathbb{R}/\mathbb{Z})$. But there are also SPT phases with mixed gauge-gravity anomalous boundary (which will be called the mixed SPT phases). Some of the mixed SPT states were also referred as the beyond-group-cohomology SPT states. In this paper, we show that those beyond-group-cohomology SPT states are actually within another type of group cohomology classification. More precisely, we show that both the pure and the mixed SPT phases can be realized by $G\ifmmode\times\else\texttimes\fi{}SO(\ensuremath{\infty}) \mathrm{NL}\ensuremath{\sigma}\mathrm{Ms}$ with various topological terms. Through the group cohomology ${\mathcal{H}}^{d}[G\ifmmode\times\else\texttimes\fi{}SO(\ensuremath{\infty}),\mathbb{R}/\mathbb{Z}]$, we find that the set of our constructed SPT phases in $d$-dimensional space-time are described by ${E}^{d}(G)\ensuremath{\rtimes}{\ensuremath{\bigoplus}}_{k=1}^{d\ensuremath{-}1}{\mathcal{H}}^{k}(G,{\text{iTO}}_{L}^{d\ensuremath{-}k})\ensuremath{\bigoplus}{\mathcal{H}}^{d}(G,\mathbb{R}/\mathbb{Z})$ where $G$ may contain time reversal. Here ${\text{iTO}}_{L}^{d}$ is the set of the topologically ordered phases in $d$-dimensional space-time that have no topological excitations, and one has ${\text{iTO}}_{L}^{1}={\text{iTO}}_{L}^{2}={\text{iTO}}_{L}^{4}={\text{iTO}}_{L}^{6}=0,\phantom{\rule{0.16em}{0ex}}{\text{iTO}}_{L}^{3}=\mathbb{Z},\phantom{\rule{0.16em}{0ex}}{\text{iTO}}_{L}^{5}={\mathbb{Z}}_{2},\phantom{\rule{0.16em}{0ex}}{\text{iTO}}_{L}^{7}=2\mathbb{Z}$. For $G=U(1)\ensuremath{\rtimes}{Z}_{2}^{T}$ (charge conservation and time-reversal symmetry), we find that the mixed SPT phases beyond ${\mathcal{H}}^{d}[U(1)\ensuremath{\rtimes}{Z}_{2}^{T},\mathbb{R}/\mathbb{Z}]$ are described by ${\mathbb{Z}}_{2}$ in 3 + 1D, $\mathbb{Z}$ in 4 + 1D, $3{\mathbb{Z}}_{2}$ in 5 + 1D, and $4{\mathbb{Z}}_{2}$ in 6 + 1D. Our construction also gives us the topological invariants that fully characterize the corresponding SPT and iTO phases. Through several examples, we show how the universal physical properties of SPT phases can be obtained from those topological invariants.

arXiv:1410.8477Physical Review BMay 4, 201577 citations

We canonically quantize

O(D+2)

nonlinear sigma models (NLSMs) with a theta term on arbitrary smooth, closed, connected, oriented

D

-dimensional spatial manifolds

\mathcal{M}

, with the goal of proving the suitability of these models for describing symmetry-protected topological (SPT) phases of bosons in

D

spatial dimensions. We show that in the disordered phase of the NLSM, and when the coefficient

\ensuremath{\theta}

of the theta term is an integer multiple of

2\ensuremath{\pi}

, the theory on

\mathcal{M}

\mathcal{M}

and given by the exponential of a Wess-Zumino term for the NLSM field, in agreement with previous results on flat space. Our results show that the NLSM in the disordered phase and at

\ensuremath{\theta}=2\ensuremath{\pi}k

k\ensuremath{\in}\mathbb{Z}

\mathcal{M}

d-

dimensional lattice discussed in this paper can be described by the same NLSM, which is an O(d+2) NLSM in

(d+1)-

dimensional space-time, with a topological

Θ-

term. The field in the NLSM is a semiclassical Landau order parameter with a unit length constraint. The classification of SPT phases discussed in this paper based on their NLSMs is consistent with the more mathematical classification based on group cohomology. Besides the classification, the formalism used in this paper also allows us to explicitly discuss the physics at the boundary of the SPT phases, and it reveals the relation between SPT phases with different symmetries. For example, it gives many of these SPT states a natural "decorated defect" construction.

\mathrm{Sp}(N

) principal chiral model with a topological $\mathrm{\ensuremath{\Theta}}$ term, whose boundary is described by a

\mathrm{Sp}(N

) principal chiral model with a Wess-Zumino-Witten term at level 1. The quantum phase transition between SPT states in the bulk is tuned by a particular interaction term, which corresponds to tuning $\mathrm{\ensuremath{\Theta}}$ in the field theory, and the phase transition occurs at $\mathrm{\ensuremath{\Theta}}=\ensuremath{\pi}$. The simplest version of these models with

N=1

is equivalent to the familiar O(4) nonlinear sigma model (NLSM) with a topological term, whose boundary is a

(1+1)\text{D}

conformal field theory with central charge

c=1

. After breaking the O(4) symmetry to its subgroups, this model can be viewed as bosonic SPT states with U(1), or

{Z}_{2}

symmetries, etc. All of these fermion models, including the bulk quantum phase transitions, can be simulated with the determinant quantum Monte Carlo method without the sign problem. Recent numerical results strongly suggest that the quantum disordered phase of the O(4) NLSM with precisely $\mathrm{\ensuremath{\Theta}}=\ensuremath{\pi}$ is a stable

(2+1)\text{D}

conformal field theory with gapless bosonic modes.

Symmetry protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry

G

. They can all be smoothly connected to the same trivial product state if we break the symmetry. The Haldane phase of spin-1 chain is the first example of SPT phases which is protected by

\mathit{SO}(3)

spin rotation symmetry. The topological insulator is another example of SPT phases which are protected by

U(1)

and time-reversal symmetries. In this paper, we show that interacting bosonic SPT phases can be systematically described by group cohomology theory: Distinct

d

-dimensional bosonic SPT phases with on-site symmetry

G

(which may contain antiunitary time-reversal symmetry) can be labeled by the elements in

{\mathcal{H}}^{1+d}[G,{U}_{T}(1)]

, the Borel

(1+d)

-group-cohomology classes of

G

over the

G

module

{U}_{T}(1)

. Our theory, which leads to explicit ground-state wave functions and commuting projector Hamiltonians, is based on a new type of topological term that generalizes the topological $\ensuremath{\theta}$ term in continuous nonlinear $\ensuremath{\sigma}$ models to lattice nonlinear $\ensuremath{\sigma}$ models. The boundary excitations of the nontrivial SPT phases are described by lattice nonlinear $\ensuremath{\sigma}$ models with a nonlocal Lagrangian term that generalizes the Wess-Zumino-Witten term for continuous nonlinear $\ensuremath{\sigma}$ models. As a result, the symmetry

G

must be realized as a non-on-site symmetry for the low-energy boundary excitations, and those boundary states must be gapless or degenerate. As an application of our result, we can use ${\mathcal{H}}^{1+d}[U(1)\ensuremath{\rtimes}{Z}_{2}^{T},{U}_{T}(1)]$ to obtain interacting bosonic topological insulators (protected by time reversal

{Z}_{2}^{T}

and boson number conservation), which contain one nontrivial phase in one-dimensional (1D) or 2D and three in 3D. We also obtain interacting bosonic topological superconductors (protected by time-reversal symmetry only), in term of

{\mathcal{H}}^{1+d}[{Z}_{2}^{T},{U}_{T}(1)]

, which contain one nontrivial phase in odd spatial dimensions and none for even dimensions. Our result is much more general than the above two examples, since it is for any symmetry group. For example, we can use ${\mathcal{H}}^{1+d}[U(1)\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{T},{U}_{T}(1)]$ to construct the SPT phases of integer spin systems with time-reversal and

U(1)

spin rotation symmetry, which contain three nontrivial SPT phases in 1D, none in 2D, and seven in 3D. Even more generally, we find that the different bosonic symmetry breaking short-range-entangled phases are labeled by the following three mathematical objects: $({G}_{H},{G}_{\ensuremath{\Psi}},{\mathcal{H}}^{1+d}[{G}_{\ensuremath{\Psi}},{U}_{T}(1)])$, where

{G}_{H}

is the symmetry group of the Hamiltonian and ${G}_{\ensuremath{\Psi}}$ the symmetry group of the ground states.

Symmetry-protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry

G

, which can all be smoothly connected to the trivial product states if we break the symmetry. It has been shown that a large class of interacting bosonic SPT phases can be systematically described by group cohomology theory. In this paper, we introduce a (special) group supercohomology theory which is a generalization of the standard group cohomology theory. We show that a large class of short-range interacting fermionic SPT phases can be described by the group supercohomology theory. Using the data of supercocycles, we can obtain the ideal ground state wave function for the corresponding fermionic SPT phase. We can also obtain the bulk Hamiltonian that realizes the SPT phase, as well as the anomalous (i.e., non-onsite) symmetry for the boundary effective Hamiltonian. The anomalous symmetry on the boundary implies that the symmetric boundary must be gapless for (1+1)-dimensional [(1+1)D] boundary, and must be gapless or topologically ordered beyond (1+1)D. As an application of this general result, we construct a new SPT phase in three dimensions, for interacting fermionic superconductors with coplanar spin order (which have

{T}^{2}=1

time-reversal

{Z}_{2}^{T}

and fermion-number-parity

{Z}_{2}^{f}

symmetries described by a full symmetry group ${Z}_{2}^{T}\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{f}$). Such a fermionic SPT state can neither be realized by free fermions nor by interacting bosons (formed by fermion pairs), and thus are not included in the

K

-theory classification for free fermions or group cohomology description for interacting bosons. We also construct three interacting fermionic SPT phases in two dimensions (2D) with a full symmetry group ${Z}_{2}\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{f}$. Those 2D fermionic SPT phases all have central-charge

c=1

gapless edge excitations, if the symmetry is not broken.

G

with various topological terms. Those SPT phases (called the pure SPT phases) can be classified by group cohomology

{\mathcal{H}}^{d}(G,\mathbb{R}/\mathbb{Z})

. But there are also SPT phases with mixed gauge-gravity anomalous boundary (which will be called the mixed SPT phases). Some of the mixed SPT states were also referred as the beyond-group-cohomology SPT states. In this paper, we show that those beyond-group-cohomology SPT states are actually within another type of group cohomology classification. More precisely, we show that both the pure and the mixed SPT phases can be realized by $G\ifmmode\times\else\texttimes\fi{}SO(\ensuremath{\infty}) \mathrm{NL}\ensuremath{\sigma}\mathrm{Ms}$ with various topological terms. Through the group cohomology ${\mathcal{H}}^{d}[G\ifmmode\times\else\texttimes\fi{}SO(\ensuremath{\infty}),\mathbb{R}/\mathbb{Z}]$, we find that the set of our constructed SPT phases in

d

-dimensional space-time are described by ${E}^{d}(G)\ensuremath{\rtimes}{\ensuremath{\bigoplus}}_{k=1}^{d\ensuremath{-}1}{\mathcal{H}}^{k}(G,{\text{iTO}}_{L}^{d\ensuremath{-}k})\ensuremath{\bigoplus}{\mathcal{H}}^{d}(G,\mathbb{R}/\mathbb{Z})$ where

G

may contain time reversal. Here

{\text{iTO}}_{L}^{d}

is the set of the topologically ordered phases in

d

-dimensional space-time that have no topological excitations, and one has

{\text{iTO}}_{L}^{1}={\text{iTO}}_{L}^{2}={\text{iTO}}_{L}^{4}={\text{iTO}}_{L}^{6}=0,\phantom{\rule{0.16em}{0ex}}{\text{iTO}}_{L}^{3}=\mathbb{Z},\phantom{\rule{0.16em}{0ex}}{\text{iTO}}_{L}^{5}={\mathbb{Z}}_{2},\phantom{\rule{0.16em}{0ex}}{\text{iTO}}_{L}^{7}=2\mathbb{Z}

. For $G=U(1)\ensuremath{\rtimes}{Z}_{2}^{T}$ (charge conservation and time-reversal symmetry), we find that the mixed SPT phases beyond ${\mathcal{H}}^{d}[U(1)\ensuremath{\rtimes}{Z}_{2}^{T},\mathbb{R}/\mathbb{Z}]$ are described by

{\mathbb{Z}}_{2}

in 3 + 1D,

\mathbb{Z}

in 4 + 1D,

3{\mathbb{Z}}_{2}

in 5 + 1D, and

4{\mathbb{Z}}_{2}

in 6 + 1D. Our construction also gives us the topological invariants that fully characterize the corresponding SPT and iTO phases. Through several examples, we show how the universal physical properties of SPT phases can be obtained from those topological invariants.