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arXiv:1609.09258 · Physical review. E

Classical ergodicity and quantum eigenstate thermalization: Analysis in fully connected Ising ferromagnets

Takashi Mori

Published Jul 17, 2017• 14 citations
arXivHTMLPDF

Abstract

We investigate the relation between the classical ergodicity and the quantum eigenstate thermalization in the fully connected Ising ferromagnets. In the case of spin-1/2, an expectation value of an observable in a single-energy eigenstate coincides with the long-time average in the underlying classical dynamics, which is a consequence of the Wentzel-Kramers-Brillouin approximation. In the case of spin-1, the underlying classical dynamics is not necessarily ergodic. In that case, it turns out that, in the thermodynamic limit, the statistics of the expectation values of an observable in the energy eigenstates coincides with the statistics of the long-time averages in the underlying classical dynamics starting from random initial states sampled uniformly from the classical phase space. This feature seems to be a general property in semiclassical systems, and the result presented here is crucial in discussing equilibration, thermalization, and dynamical transitions of such systems.

DOI
10.1103/physreve.96.012134

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We investigate the relation between the classical ergodicity and the quantum eigenstate thermalization in the fully connected Ising ferromagnets. In the case of spin-1/2, an expectation value of an observable in a single-energy eigenstate coincides with the long-time average in the underlying classical dynamics, which is a consequence of the Wentzel-Kramers-Brillouin approximation. In the case of spin-1, the underlying classical dynamics is not necessarily ergodic. In that case, it turns out that, in the thermodynamic limit, the statistics of the expectation values of an observable in the energy eigenstates coincides with the statistics of the long-time averages in the underlying classical dynamics starting from random initial states sampled uniformly from the classical phase space. This feature seems to be a general property in semiclassical systems, and the result presented here is crucial in discussing equilibration, thermalization, and dynamical transitions of such systems.
By means of a Floquet analysis, we study the quantum dynamics of a fully connected Lipkin-Ising ferromagnet in a periodically driven transverse field showing that thermalization in the steady state is intimately connected to properties of the classical Hamiltonian dynamics. When the dynamics is ergodic, the Floquet spectrum obeys a Wigner-Dyson statistics and the system satisfies the eigenstate thermalization hypothesis (ETH): Independently of the initial state, local observables relax to the thermal value, and Floquet states are delocalized in the Hilbert space. On the contrary, if the classical dynamics is regular no thermalization occurs. We further discuss the relationship between ergodicity and dynamical phase transitions, and the relevance of our results to other fully connected periodically driven models (like the Bose-Hubbard one), and possibilities of experimental realization in the case of two coupled BEC.
By developing a semiclassical analysis based on the eigenstate thermalization hypothesis, we determine the long time behavior of a large spin evolving with a nonlinear Hamiltonian. Despite integrable classical dynamics, we find the eigenstate thermalization hypothesis for the diagonal matrix elements of observables is satisfied in the majority of eigenstates, and thermalization of long time averaged observables is generic. The exception is an unusual mechanism for the breakdown of thermalization based on an unstable fixed point in the classical dynamics. Using the semiclassical analysis, we derive how the equilibrium values of observables encode properties of the initial state. This analysis shows an unusual memory effect in which the remembered initial state property is not conserved in the integrable classical dynamics. We conclude with a discussion of relevant experiments and the potential generality of this mechanism for long time memory and the breakdown of thermalization.
Quantum thermalization of closed systems -- i.e. the relaxation of local properties to their thermodynamic value along the Hamiltonian evolution -- is generically expected in non-integrable systems at finite energy density. In this work we show that quantum spin systems with at least one spin component coupled through long-range ferromagnetic interactions, and a second spin component coupled to a field, cannot in general thermalize to a paramagnetic state whenever they have a finite, negative energy per spin. The long-range interactions we consider decay as a power law of the distance, ∼r−α\sim r^{-α}∼r−α with α<dα< dα<d, where ddd is the number of spatial dimensions of the system. The lack of thermalization is generic to an infinite family of Hamiltonians, and it is not associated to any form of integrability. It can instead be understood by the anomalous features of the thermodynamics of the system in the paramagnetic phase, which cannot be reflected in the properties of the eigenstates. This leads to a breakdown of eigenstate typicality and of the eigenstate thermalization hypothesis. Interestingly, the non-thermal states emerging at long times in the dynamics display long-range multipartite entanglement, elevating the breakdown of thermalization to a resource.
The occupation number is a key observable for diagnosing thermalization, as it connects directly to standard statistical laws such as Fermi-Dirac, Bose-Einstein, and Boltzmann distributions. In the context of spin systems, it represents the population of the sublevels of the magnetization in the z direction. We use this quantity to probe the onset of thermalization in an isolated one-dimensional quantum spin-1 Ising model with transverse and longitudinal fields and in its classical counterpart. Thermalization is achieved when the long-time average of the occupation number converges to the microcanonical prediction as the chain length L increases, consistent with the emergence of ergodicity. However, the finite-size scaling analysis in the quantum model is challenged by the exponential growth of the Hilbert space with L. To overcome this limitation, we turn to the classical model, which enables access to much larger system sizes. By tracking the dynamics of individual spins on their three-dimensional Bloch spheres and employing tools from random matrix theory, we establish a quantitative criterion for classical ergodicity in interacting spin systems. We find that deviations from classical ergodicity decay algebraically with system size. This power-law scaling then provides a quantitative bound on the approach to thermal equilibrium in the quantum model.
The occupation number is a key observable for diagnosing thermalization, as it connects directly to standard statistical laws such as Fermi--Dirac, Bose--Einstein, and Boltzmann distributions. In the context of spin systems, it represents the population of the sublevels of the magnetization in the zzz-direction. We use this quantity to probe the onset of thermalization in the isolated quantum and classical one-dimensional spin-1 Ising model with transverse and longitudinal fields. Thermalization is achieved when the long-time average of the occupation number converges to the microcanonical prediction as the chain length LLL increases, consistent with the emergence of ergodicity. However, the finite-size scaling analysis in the quantum model is challenged by the exponential growth of the Hilbert space with LLL. To overcome this limitation, we turn to the corresponding classical model, which enables access to much larger system sizes. By tracking the dynamics of individual spins on their three-dimensional Bloch spheres and employing tools from random matrix theory, we establish a quantitative criterion for classical ergodicity in interacting spin systems. We find that deviations from classical ergodicity decay algebraically with system size. This power-law scaling then provides a quantitative bound on the approach to thermal equilibrium in the quantum model.
The Eigenstate Thermalization Hypothesis explains thermalization in isolated quantum systems through the statistical properties of observables in the energy eigenbasis. We investigate the crossover from integrability to chaos in the spin-1/21/21/2 XXZ chain, establishing a direct correspondence between the spectral correlations of the Hamiltonian and local observables expressed in the energy eigenbasis as a signature of ergodicity breaking. By introducing a local perturbation that drives the system from integrability to chaos, we track the standard ETH indicators and the eigenstate entanglement entropy. We introduce a submatrix-based framework for analyzing local observables in the energy eigenbasis. By extracting real-symmetric blocks along the diagonal of the local observables represented in eigenbasis, we show that these submatrices exhibit both the short-range and long-range spectral features of the Hamiltonian. Remarkably, this correspondence persists even in a partially ergodic regime, indicating that the emergence of chaos is already encoded locally within the observables' matrix structure and that small blocks are sufficient to capture the underlying spectral correlations.