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arXiv:1608.02736 · Physical review. B./Physical review. B

Anomalies and symmetry fractionalization in reflection-symmetric topological order

Ethan Lake

Published Nov 30, 2016• 6 citations
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Abstract

One of the central ideas regarding anomalies in topological phases of matter is that they imply the existence of higher-dimensional physics, with an anomaly in a D-dimensional theory typically being canceled by a bulk (D+1)-dimensional symmetry-protected topological phase (SPT). We demonstrate that for some topological phases with reflection symmetry, anomalies may actually be canceled by a D-dimensional SPT, provided that it comes embedded in an otherwise trivial (D+1)-dimensional bulk. We illustrate this for the example of ${\mathbb{Z}}_{N}$ topological order enriched with reflection symmetry in (2+1)D, and along the way establish a classification of anomalous reflection symmetry fractionalization patterns. In particular, we show that anomalies occur if and only if both electric and magnetic quasiparticle excitations possess nontrivial fractional reflection quantum numbers.

DOI
10.1103/physrevb.94.205149

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One of the central ideas regarding anomalies in topological phases of matter is that they imply the existence of higher-dimensional physics, with an anomaly in a D-dimensional theory typically being canceled by a bulk (D+1)-dimensional symmetry-protected topological phase (SPT). We demonstrate that for some topological phases with reflection symmetry, anomalies may actually be canceled by a D-dimensional SPT, provided that it comes embedded in an otherwise trivial (D+1)-dimensional bulk. We illustrate this for the example of ZN{\mathbb{Z}}_{N}ZN​ topological order enriched with reflection symmetry in (2+1)D, and along the way establish a classification of anomalous reflection symmetry fractionalization patterns. In particular, we show that anomalies occur if and only if both electric and magnetic quasiparticle excitations possess nontrivial fractional reflection quantum numbers.
Certain patterns of symmetry fractionalization in topologically ordered phases of matter are anomalous, in the sense that they can only occur at the surface of a higher dimensional symmetry-protected topological (SPT) state. An important question is to determine how to compute this anomaly, which means determining which SPT hosts a given symmetry-enriched topological order at its surface. While special cases are known, a general method to compute the anomaly has so far been lacking. In this paper we propose a general method to compute relative anomalies between different symmetry fractionalization classes of a given (2+1)D topological order. This method applies to all types of symmetry actions, including anyon-permuting symmetries and general space-time reflection symmetries. We demonstrate compatibility of the relative anomaly formula with previous results for diagnosing anomalies for \mathbb{Z}_2^{T} ℤ 2 T space-time reflection symmetry (e.g. where time-reversal squares to the identity) and mixed anomalies for U(1) \times \mathbb{Z}_2^{T} U ( 1 ) × ℤ 2 T and U(1) \rtimes \mathbb{Z}_2^{T} U ( 1 ) ⋊ ℤ 2 T symmetries. We also study a number of additional examples, including cases where space-time reflection symmetries are intertwined in non-trivial ways with unitary symmetries, such as \mathbb{Z}_4^{T} ℤ 4 T and mixed anomalies for \mathbb{Z}_2 \times \mathbb{Z}_2^{T} ℤ 2 × ℤ 2 T symmetry, and unitary \mathbb{Z}_2 \times \mathbb{Z}_2 ℤ 2 × ℤ 2 symmetry with non-trivial anyon permutations.
In addition to possessing fractional statistics, anyon excitations of a 2D topologically ordered state can realize symmetry in distinct ways, leading to a variety of symmetry-enriched topological (SET) phases.While the symmetry fractionalization must be consistent with the fusion and braiding rules of the anyons, not all ostensibly consistent symmetry fractionalizations can be realized in 2D systems.Instead, certain "anomalous" SETs can only occur on the surface of a 3D symmetry-protected topological (SPT) phase.In this paper, we describe a procedure for determining whether a SET of a discrete, on-site, unitary symmetry group G is anomalous or not.The basic idea is to gauge the symmetry and expose the anomaly as an obstruction to a consistent topological theory combining both the original anyons and the gauge fluxes.Utilizing a result of Etingof, Nikshych, and Ostrik, we point out that a class of obstructions is captured by the fourth cohomology group H 4 ðG; Uð1ÞÞ, which also precisely labels the set of 3D SPT phases, with symmetry group G.An explicit procedure for calculating the cohomology data from a SET is given, with the corresponding physical intuition explained.We thus establish a general bulk-boundary correspondence between the anomalous SET and the 3D bulk SPT whose surface termination realizes it.We illustrate this idea using the chiral spin liquid [Uð1Þ 2 ] topological order with a reduced symmetry Z 2 × Z 2 ⊂ SOð3Þ, which can act on the semion quasiparticle in an anomalous way.We construct exactly solved 3D SPT models realizing the anomalous surface terminations and demonstrate that they are nontrivial by computing three-loop braiding statistics.Possible extensions to antiunitary symmetries are also discussed.
Symmetry fractionalization describes the fascinating phenomena that excitations in a 2D topological system can transform under symmetry in a fractional way. For example in fractional quantum Hall systems, excitations can carry fractional charges while the electrons making up the system have charge one. An important question is to understand what symmetry fractionalization (SF) patterns are possible given different types of topological order and different global symmetries. A lot of progress has been made recently in classifying the SF patterns, providing deep insight into the strongly correlated experimental signatures of systems like spin liquids and topological insulators. We review recent developments on this topic. First, it was shown that the SF patterns need to satisfy some simple consistency conditions. More interestingly, it was realized that some seemingly consistent SF patterns are actually ‘anomalous’, i.e. they cannot be realized in strictly 2D systems. We review various methods that have been developed to detect such anomalies. Applying such an understanding to 2D spin liquid allows one to enumerate all potentially realizable SF patterns and propose numerical and experimental probing methods to distinguish them. On the other hand, the anomalous SF patterns were shown to exist on the surface of 3D systems and reflect the nontrivial order in the 3D bulk. We review examples of this kind where the bulk states are topological insulators, topological superconductors, or have other symmetry protected topological orders.
In a phase with fractional excitations, topological properties are enriched in the presence of global symmetry. In particular, fractional excitations can transform under symmetry in a fractionalized manner, resulting in different symmetry enriched topological (SET) phases. While a good deal is now understood in 2D regarding what symmetry fractionalization patterns are possible, the situation in 3D is much more open. A new feature in 3D is the existence of loop excitations, so to study 3D SET phases, first we need to understand how to properly describe the fractionalized action of symmetry on loops. Using a dimensional reduction procedure, we show that these loop excitations exist as the boundary between two 2D SET phases, and the symmetry action is characterized by the corresponding difference in SET orders. Moreover, similar to the 2D case, we find that some seemingly possible symmetry fractionalization patterns are actually anomalous and cannot be realized strictly in 3D. We detect such anomalies using the flux fusion method we introduced previously in 2D. To illustrate these ideas, we use the 3DZ23\mathrm{D}\phantom{\rule{4pt}{0ex}}{Z}_{2}3DZ2​ gauge theory with Z2{Z}_{2}Z2​ global symmetry as an example, and enumerate and describe the corresponding SET phases. In particular, we find four nonanomalous SET phases and one anomalous SET phase, which we show can be realized as the surface of a 4D system with symmetry protected topological order.
We study a class of anomalies associated with time-reversal and spatial-reflection symmetry in (2+1)-dimensional bosonic topological phases of matter. In these systems, the topological quantum numbers of the quasiparticles, such as the fusion rules and braiding statistics, possess a Z2{\mathbb{Z}}_{2}Z2​ symmetry which can be associated with either time reversal (denoted Z2T){\mathbb{Z}}_{2}^{\mathbf{T}})Z2T​) or spatial reflections. Under this symmetry, correlation functions of all Wilson loop operators in the low-energy topological quantum field theory (TQFT) are invariant. However, the theories that we study possess a severe anomaly associated with the failure to consistently localize the symmetry action to the quasiparticles, precluding even defining a consistent notion of symmetry fractionalization in such systems. We present simple sufficient conditions which determine when Z2T{\mathbb{Z}}_{2}^{\mathbf{T}}Z2T​ symmetry localization anomalies exist in general. We present an infinite series of TQFTs with such anomalies, some examples of which include USp(4)2\mathrm{USp}{(4)}_{2}USp(4)2​ Chern-Simons (CS) theory and SO(4)4\mathrm{SO}{(4)}_{4}SO(4)4​ CS theory. The theories that we find with these Z2T{\mathbb{Z}}_{2}^{\mathbf{T}}Z2T​ anomalies can all be obtained by gauging the unitary Z2{\mathbb{Z}}_{2}Z2​ subgroup of a different TQFT with a Z4T{\mathbb{Z}}_{4}^{\mathbf{T}}Z4T​ symmetry. We further show that the anomaly can be resolved in several distinct ways: (1) the true symmetry of the theory is Z4T{\mathbb{Z}}_{4}^{\mathbf{T}}Z4T​, or (2) the theory can be considered to be a theory of fermions, with ${\mathbf{T}}^{2}={(\ensuremath{-}1)}^{{N}_{f}}$ corresponding to fermion parity. Finally, we demonstrate that theories with the Z2T{\mathbb{Z}}_{2}^{\mathbf{T}}Z2T​ localization anomaly can be compatible with Z2T{\mathbb{Z}}_{2}^{\mathbf{T}}Z2T​ if they are ``pseudorealized'' at the surface of a (3+1)D symmetry-enriched topological phase. The ``pseudorealization'' refers to the fact that the bulk (3+1)D system is described by a dynamical Z2{\mathbb{Z}}_{2}Z2​ gauge theory and thus only a subset of the quasiparticles are truly confined to the surface.
We introduce a method, dubbed the flux-fusion anomaly test, to detect certain anomalous symmetry fractionalization patterns in two-dimensional symmetry-enriched topological (SET) phases. We focus on bosonic systems with Z2 topological order and a symmetry group of the form G=U(1)⋊G′, where G′ is an arbitrary group that may include spatial symmetries and/or time reversal. The anomalous fractionalization patterns we identify cannot occur in strictly d=2 systems but can occur at surfaces of d=3 symmetry-protected topological (SPT) phases. This observation leads to examples of d=3 bosonic topological crystalline insulators (TCIs) that, to our knowledge, have not previously been identified. In some cases, these d=3 bosonic TCIs can have an anomalous superfluid at the surface, which is characterized by nontrivial projective transformations of the superfluid vortices under symmetry. The basic idea of our anomaly test is to introduce fluxes of the U(1) symmetry and to show that some fractionalization patterns cannot be extended to a consistent action of G′ symmetry on the fluxes. For some anomalies, this can be described in terms of dimensional reduction to d=1 SPT phases. We apply our method to several different symmetry groups with nontrivial anomalies, including G=U(1)×ZT2 and G=U(1)×ZP2, where ZT2 and ZP2 are time-reversal and d=2 reflection symmetry, respectively.