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arXiv:1403.6491 · Physical Review X

Anomalous Symmetry Fractionalization and Surface Topological Order

Xie Chen, F. J. Burnell, Ashvin Vishwanath, Lukasz Fidkowski

Published Oct 23, 2015• 144 citations
arXivHTMLPDF

Abstract

In addition to possessing fractional statistics, anyon excitations of a 2D topologically ordered state can realize symmetry in distinct ways, leading to a variety of symmetry-enriched topological (SET) phases.While the symmetry fractionalization must be consistent with the fusion and braiding rules of the anyons, not all ostensibly consistent symmetry fractionalizations can be realized in 2D systems.Instead, certain "anomalous" SETs can only occur on the surface of a 3D symmetry-protected topological (SPT) phase.In this paper, we describe a procedure for determining whether a SET of a discrete, on-site, unitary symmetry group G is anomalous or not.The basic idea is to gauge the symmetry and expose the anomaly as an obstruction to a consistent topological theory combining both the original anyons and the gauge fluxes.Utilizing a result of Etingof, Nikshych, and Ostrik, we point out that a class of obstructions is captured by the fourth cohomology group H 4 ðG; Uð1ÞÞ, which also precisely labels the set of 3D SPT phases, with symmetry group G.An explicit procedure for calculating the cohomology data from a SET is given, with the corresponding physical intuition explained.We thus establish a general bulk-boundary correspondence between the anomalous SET and the 3D bulk SPT whose surface termination realizes it.We illustrate this idea using the chiral spin liquid [Uð1Þ 2 ] topological order with a reduced symmetry Z 2 × Z 2 ⊂ SOð3Þ, which can act on the semion quasiparticle in an anomalous way.We construct exactly solved 3D SPT models realizing the anomalous surface terminations and demonstrate that they are nontrivial by computing three-loop braiding statistics.Possible extensions to antiunitary symmetries are also discussed.

DOI
10.1103/physrevx.5.041013

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In addition to possessing fractional statistics, anyon excitations of a 2D topologically ordered state can realize symmetry in distinct ways, leading to a variety of symmetry-enriched topological (SET) phases.While the symmetry fractionalization must be consistent with the fusion and braiding rules of the anyons, not all ostensibly consistent symmetry fractionalizations can be realized in 2D systems.Instead, certain "anomalous" SETs can only occur on the surface of a 3D symmetry-protected topological (SPT) phase.In this paper, we describe a procedure for determining whether a SET of a discrete, on-site, unitary symmetry group G is anomalous or not.The basic idea is to gauge the symmetry and expose the anomaly as an obstruction to a consistent topological theory combining both the original anyons and the gauge fluxes.Utilizing a result of Etingof, Nikshych, and Ostrik, we point out that a class of obstructions is captured by the fourth cohomology group H 4 ðG; Uð1ÞÞ, which also precisely labels the set of 3D SPT phases, with symmetry group G.An explicit procedure for calculating the cohomology data from a SET is given, with the corresponding physical intuition explained.We thus establish a general bulk-boundary correspondence between the anomalous SET and the 3D bulk SPT whose surface termination realizes it.We illustrate this idea using the chiral spin liquid [Uð1Þ 2 ] topological order with a reduced symmetry Z 2 × Z 2 ⊂ SOð3Þ, which can act on the semion quasiparticle in an anomalous way.We construct exactly solved 3D SPT models realizing the anomalous surface terminations and demonstrate that they are nontrivial by computing three-loop braiding statistics.Possible extensions to antiunitary symmetries are also discussed.
The hallmark of a two-dimensional (2d) topologically ordered phase is the existence of deconfined ``anyon'' excitations that have exotic braiding and exchange statistics, different from those of ordinary bosons or fermions. As opposed to conventional Landau-Ginzburg-Wilson phases, which are classified on the basis of the spontaneous breaking of an underlying symmetry, topologically ordered phases, such as those occurring in the fractional quantum Hall effect, are absolutely stable, not requiring any such symmetry. Recently, though, it has been realized that symmetries, which may still be present in such systems, can give rise to a host of new, distinct, many-body phases, all of which share the same underlying topological order. These ``symmetry enriched'' topological (SET) phases are distinguished not on the basis of anyon braiding statistics alone, but also by the symmetry properties of the anyons, such as their fractional charges, or the way that different anyons are permuted by the symmetry. Thus a useful approach to classifying SETs is to determine all possible such symmetry actions on the anyons that are algebraically consistent with the anyon statistics. Remarkably, however, there exist symmetry actions that, despite being algebraically consistent, cannot be realized in any physical system, and hence do not lead to valid 2d SETs. One class of such ``anomalous'' SETs, characterized by certain disallowed symmetry fractionalization patterns, finds a physical interpretation as an allowed surface state of certain three-dimensional (3d) short-range entangled phases, but another, characterized by some seemingly valid but anomalous permutation actions of the symmetry on the anyons and encoded in an H3(G,A){H}^{3}(G,\mathcal{A})H3(G,A) group cohomology class, has so far eluded a physical interpretation. In this work, we find a way to physically realize these anomalously permuting SETs at the surfaces of certain 3d long-range entangled phases, expanding our understanding of general anomalous SETs in two dimensions.
In a phase with fractional excitations, topological properties are enriched in the presence of global symmetry. In particular, fractional excitations can transform under symmetry in a fractionalized manner, resulting in different symmetry enriched topological (SET) phases. While a good deal is now understood in 2D regarding what symmetry fractionalization patterns are possible, the situation in 3D is much more open. A new feature in 3D is the existence of loop excitations, so to study 3D SET phases, first we need to understand how to properly describe the fractionalized action of symmetry on loops. Using a dimensional reduction procedure, we show that these loop excitations exist as the boundary between two 2D SET phases, and the symmetry action is characterized by the corresponding difference in SET orders. Moreover, similar to the 2D case, we find that some seemingly possible symmetry fractionalization patterns are actually anomalous and cannot be realized strictly in 3D. We detect such anomalies using the flux fusion method we introduced previously in 2D. To illustrate these ideas, we use the 3DZ23\mathrm{D}\phantom{\rule{4pt}{0ex}}{Z}_{2}3DZ2​ gauge theory with Z2{Z}_{2}Z2​ global symmetry as an example, and enumerate and describe the corresponding SET phases. In particular, we find four nonanomalous SET phases and one anomalous SET phase, which we show can be realized as the surface of a 4D system with symmetry protected topological order.
We derive a series of quantitative bulk-boundary correspondences for 3D bosonic and fermionic symmetry-protected topological (SPT) phases under the assumption that the surface is gapped, symmetric, and topologically ordered, i.e., a symmetry-enriched topological (SET) state. We consider those SPT phases that are protected by the mirror symmetry and continuous symmetries that form a group of U(1), SU(2), or SO(3). In particular, the fermionic cases correspond to a crystalline version of 3D topological insulators and topological superconductors in the famous tenfold-way classification, with the time-reversal symmetry replaced by the mirror symmetry and with strong interaction taken into account. For surface SETs, the most general interplay between symmetries and anyon excitations is considered. Based on the previously proposed dimensional reduction and folding approaches, we rederive the classification of bulk SPT phases and define a complete set of bulk topological invariants for every symmetry group under consideration and then derive explicit expressions of the bulk invariants in terms of surface topological properties (such as topological spin, quantum dimension) and symmetry properties (such as mirror fractionalization, fractional charge or spin). These expressions are our quantitative bulk-boundary correspondences. Meanwhile, the bulk topological invariants can be interpreted as anomaly indicators for the surface SETs which carry 't Hooft anomalies of the associated symmetries whenever the bulk is topologically nontrivial. Hence, the quantitative bulk-boundary correspondences provide an easy way to compute the 't Hooft anomalies of the surface SETs. Moreover, our anomaly indicators are complete. Our derivations of the bulk-boundary correspondences and anomaly indicators are explicit and physically transparent. The anomaly indicators obtained in this work can be straightforwardly translated to their time-reversal counterparts that apply to the usual topological insulators and topological superconductors, due to a known correspondence between mirror and time-reversal topological phases.
We introduce a method, dubbed the flux-fusion anomaly test, to detect certain anomalous symmetry fractionalization patterns in two-dimensional symmetry-enriched topological (SET) phases. We focus on bosonic systems with Z2 topological order and a symmetry group of the form G=U(1)⋊G′, where G′ is an arbitrary group that may include spatial symmetries and/or time reversal. The anomalous fractionalization patterns we identify cannot occur in strictly d=2 systems but can occur at surfaces of d=3 symmetry-protected topological (SPT) phases. This observation leads to examples of d=3 bosonic topological crystalline insulators (TCIs) that, to our knowledge, have not previously been identified. In some cases, these d=3 bosonic TCIs can have an anomalous superfluid at the surface, which is characterized by nontrivial projective transformations of the superfluid vortices under symmetry. The basic idea of our anomaly test is to introduce fluxes of the U(1) symmetry and to show that some fractionalization patterns cannot be extended to a consistent action of G′ symmetry on the fluxes. For some anomalies, this can be described in terms of dimensional reduction to d=1 SPT phases. We apply our method to several different symmetry groups with nontrivial anomalies, including G=U(1)×ZT2 and G=U(1)×ZP2, where ZT2 and ZP2 are time-reversal and d=2 reflection symmetry, respectively.
Topological spin liquids can be described by topological gauge theories with global symmetry. Due to the presence of both nontrivial bulk deconfined gauge fluxes and global symmetry, topological spin liquids are examples of the so-called ``symmetry enriched topological phases'' (SETs). In this paper, we find that, in some twisted versions of topological gauge theories (with discrete Abelian gauge group Gg{G}_{g}Gg​), implementing a global symmetry (denoted by Gs{G}_{s}Gs​) is anomalous although symmetry charge carried by topological pointlike excitations is normally fractionalized and classified by the second cohomology group. To demonstrate the anomaly, we fully gauge the global symmetry, rendering a new gauge theory that is not gauge invariant. Therefore, the SET order of the ground state is anomalous, which cannot exist in the three-dimensional system alone. Such an anomalous state construction generalizes the ``2D surface topological order'' to three dimensions. A concrete example with ${G}_{g}={\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{4}$ and Gs=Z2{G}_{s}={\mathbb{Z}}_{2}Gs​=Z2​ is calculated.
One of the central ideas regarding anomalies in topological phases of matter is that they imply the existence of higher-dimensional physics, with an anomaly in a D-dimensional theory typically being canceled by a bulk (D+1)-dimensional symmetry-protected topological phase (SPT). We demonstrate that for some topological phases with reflection symmetry, anomalies may actually be canceled by a D-dimensional SPT, provided that it comes embedded in an otherwise trivial (D+1)-dimensional bulk. We illustrate this for the example of ZN{\mathbb{Z}}_{N}ZN​ topological order enriched with reflection symmetry in (2+1)D, and along the way establish a classification of anomalous reflection symmetry fractionalization patterns. In particular, we show that anomalies occur if and only if both electric and magnetic quasiparticle excitations possess nontrivial fractional reflection quantum numbers.