Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:1608.00976 · Physical review. B./Physical review. B

Effective theory and emergent SU ( 2 ) symmetry in the flat bands of attractive Hubbard models

Murad Tovmasyan, Sebastiano Peotta, Päivi Törmä, Sebastian D. Huber

Published Dec 30, 2016• 130 citations
arXivHTMLPDF

Abstract

In a partially filled flat Bloch band electrons do not have a well defined Fermi surface and hence the low-energy theory is not a Fermi liquid. Nevertheless, under the influence of an attractive interaction, a superconductor well described by the Bardeen-Cooper-Schrieffer (BCS) wave function can arise. Here we study the low-energy effective Hamiltonian of a generic Hubbard model with a flat band. We obtain an effective Hamiltonian for the flat band physics by eliminating higher-lying bands via the perturbative Schrieffer-Wolff transformation. At first order in the interaction energy we recover the usual procedure of projecting the interaction term onto the flat band Wannier functions. We show that the BCS wave function is the exact ground state of the projected interaction Hamiltonian, if a simple uniform pairing condition on the single-particle states is satisfied, and that the compressibility is diverging as a consequence of an emergent $\text{SU}(2)$ symmetry. This symmetry is broken by second-order interband transitions resulting in a finite compressibility, which we illustrate for a one-dimensional ladder with two perfectly flat bands. These results motivate a further approximation leading to an effective ferromagnetic Heisenberg model. The gauge-invariant result for the superfluid weight of a flat band can be obtained from the ferromagnetic Heisenberg model only if the maximally localized Wannier functions in the Marzari-Vanderbilt sense are used. Finally, we prove an important inequality $D\ensuremath{\ge}{\mathcal{W}}^{2}$ between the Drude weight $D$ and the winding number $\mathcal{W}$, which guarantees ballistic transport for topologically nontrivial flat bands in one dimension.

DOI
10.1103/physrevb.94.245149

Related papers

Obstructed Cooper pairs in flat band systems -- weakly-coherent superfluids and exact spin liquids

Tamaghna Hazra, Verma, Nishchhal, Schmalian, Jörg

Superconductivity in a partially filled flat band presents a vexing conceptual hurdle because the absence of a Fermi surface precludes a weak-coupling regime where one can extend insights from the Bardeen-Cooper-Schrieffer picture of a Fermi surface instability. We approach the strongly correlated problem of flat band superconductivity from the strong coupling limit of local attractive interactions on line-graph lattices, whose non-interacting bandstructures host exactly flat bands due to frustrated hopping. In this limit, the pair kinetic energy which sets the superfluid stiffness is expected to scale inversely with the pair binding interaction. Here we demonstrate a striking counterexample. We show that when doped charges propagate on the line-graph of a lattice with strong pairing interaction and broken time-reversal symmetry, they bind into obstructed Cooper pairs whose motion is frustrated by destructive interference. As a result, the leading-order pair kinetic energy vanishes identically in the strong-coupling expansion, producing a flat bosonic band of compact localised pair states, zero superfluid stiffness at leading order, and an extensively degenerate many-body ground state manifold. At quarter filling, the frustrated pair dynamics maps onto a quantum dimer model which has a $d$-wave resonating-valence-bond ground state when time-reversal is broken. The pairing Hamiltonian in this limit thus has a topologically ordered spin liquid ground state which becomes exact at the analytically solvable Rokhsar-Kivelson point with long-range entanglement and deconfined holon excitations. Interestingly, we find exact compact localised eigenstates and extensive degeneracies in the many-body eigenstates of this emergent dimer model. Our results establish a disorder-free mechanism for interaction-driven localisation, in which strong pairing collapses the kinetic energy of Cooper pairs.

arXiv:2411.17815•Nov 26, 2024•0 citations

Superconductivity in geometrically and topologically nontrivial lattice models

Aleksi Julku

In this thesis, superconductivity of fermions in two-dimensional Hubbard lattice models is theoretically studied. Each of the studied lattice structures features intriguing properties that provide valuable insight to understand superconductivity in general. While real condensed matter systems are too complicated to tackle with theoretical tools, the Hubbard model is one of the simplest quantum many-body models to possess a wide spectrum of physically relevant phenomena, from superconductivity to magnetism and topological order. Hubbard models are also interesting as they can be experimentally realized and accurately controlled by utilizing ultracold gases. The first part of the thesis explains the required theoretical background of superconductivity in the level of mean-field and linear response theories. Specifically, we primarily focus on the superfluid weight which implies the existence of the Meissner effect and dissipationless current, defining properties of superconductors. We further discuss how the Berezinskii-Kosterlitz-Thouless (BKT) transition, related to the loss of superconductivity due to the thermal fluctuations of the superconducting order parameter in high enough temperatures, can be accessed via the superfluid weight. In the second part, the main results are discussed. We show how the superconductivity of lattice models featuring dispersionless Bloch bands, so-called flat bands, can be large and originating from the quantum geometric properties of the Bloch states of the flat bands. This is in contrast to conventional dispersive bands where superconductivity is determined by the effective mass of the particles, i.e. by the dispersion relation of the Bloch bands alone and not by the Bloch states. This is well demonstrated in the Lieb lattice geometry, studied in Publication I, which features both a strictly flat and two dispersive Bloch bands, allowing direct comparison of superconductivity in dispersive and flat bands. We show how the superconductivity of the flat band is more robust than that of the dispersive bands and how the superfluid weight behaves non-monotonically as a function of the interaction strength. This non-monotonic behavior should be experimentally accessible. Flat band superconductivity is also the topic of Publication III, where the experimentally realized twisted bilayer graphene (TBG) is studied with local and non-local attractive interactions. We predict qualitative differences between local and non-local interaction schemes which could be distinguished experimentally and reveal the quantum geometric origin of superconductivity in TBG systems in case of both the assumed interaction schemes. Exotic Fulde-Ferrell (FF) superfluid phases, characterized by the non-zero momentum of Cooper pairs, were explored in Publication II. We show how the FF phases can be stabilized against thermal fluctuations in the presence of spin-orbit coupling (SOC) and that topologically non-trivial FF states, created with SOC and Zeeman fields, can be found at finite temperatures.; Tassa…

•Jan 1, 2019•0 citations

Electronic dynamic Hubbard model: Exact diagonalization study

J. E. Hirsch

A model to describe electronic correlations in energy bands is considered. The model is a generalization of the conventional Hubbard model that allows for the fact that the wave function for two electrons occupying the same Wannier orbital is different from the product of single-electron wave functions. We diagonalize the Hamiltonian exactly on a four-site cluster and study its properties as a function of band filling. The quasiparticle weight is found to decrease and the quasiparticle effective mass to increase as the electronic band filling increases, and spectral weight in one- and two-particle spectral functions is transferred from low to high frequencies as the band filling increases. Quasiparticles at the Fermi energy are found to be more ``dressed'' when the Fermi level is in the upper half of the band (hole carriers) than when it is in the lower half of the band (electron carriers). The effective interaction between carriers is found to be strongly dependent on band filling becoming less repulsive as the band filling increases and attractive near the top of the band in certain parameter ranges. The effective interaction is most attractive when the single-hole carriers are most heavily dressed, and in the parameter regime where the effective interaction is attractive, hole carriers are found to ``undress,'' hence become more like electrons, when they pair. It is proposed that these are generic properties of electronic energy bands in solids that reflect a fundamental electron-hole asymmetry of condensed matter. The relation of these results to the understanding of superconductivity in solids is discussed.

arXiv:cond-mat/0207369•Physical review. B, Condensed matter•Jan 6, 2003•32 citations

Many-body superconductivity in topological flat bands

Jonah Herzog-Arbeitman, Aaron Chew, Kukka-Emilia Huhtinen +2 more

In a flat band superconductor, bosonic excitations disperse while unpaired electrons are immobile. To study this strongly interacting system, we construct a family of multi-band Hubbard models with exact eta-pairing ground states in all space groups. We analytically compute their many-body excitations and find that the Cooper pair bound states obey an effective single-boson hopping Hamiltonian written in terms of the non-interacting wavefunctions. These bound states possess a unique zero-energy excitation whose quadratic dispersion is determined by the minimal quantum metric. The rest of the bound state spectrum is classified by topological quantum chemistry, which we use to identify Cooper pairs with Weyl nodes, higher angular momentum pairing, and fragile topology. Broadening the band dispersion, we find the strongest pairing occurs at half filling and not at the highest density of states. Our analytical results prove that the elementary fermionic and bosonic excitations, corresponding respectively to pairing and coherence, are governed by distinct properties of the flat band, rigorously establishing its unique phenomenology. Superconductivity in flat bands is a central feature of quantum geometric effects, supported by mean-field theory and numerics. Here, the authors exhibit a large family of flat band Hubbard models whose ground states, Bogoliubov-de-Gennes particles, and Cooper pairs are exactly solvable with analytically calculable dispersions.

arXiv:2209.00007•Communications Physics•Jul 4, 2026•9 citations

Superconductivity in the two-dimensional Hubbard model

J. Beenen, David M. Edwards

Quasiparticle bands of the two-dimensional Hubbard model are calculated using the Roth two-pole approximation to the one-particle Green's function. Excellent agreement is obtained with recent Monte Carlo calculations, including an anomalous volume of the Fermi surface near half-filling, which can possibly be explained in terms of a breakdown of Fermi liquid theory. The calculated bands are very flat around the (\ensuremath{\pi},0) points of the Brillouin zone in agreement with photoemission measurements of cuprate superconductors. With doping there is a shift in spectral weight from the upper band to the lower band. The Roth method is extended to deal with superconductivity within a four-pole approximation allowing electron-hole mixing. It is shown that triplet p-wave pairing never occurs. A self-consistent solution with singlet ${\mathit{d}}_{{\mathit{x}}^{2}\mathrm{\ensuremath{-}}{\mathit{y}}^{2}}$-wave pairing is found and optimal doping occurs when the van Hove singularity, corresponding to the flat band part, lies at the Fermi level. Nearest-neighbor antiferromagnetic correlations play an important role in flattening the bands near the Fermi level and in favoring superconductivity. However, the mechanism for superconductivity is a local one, in contrast to spin-fluctuation exchange models. For reasonable values of the hopping parameter the transition temperature ${\mathit{T}}_{\mathit{c}}$ is in the range 10--100 K. The optimum doping ${\mathrm{\ensuremath{\delta}}}_{\mathit{c}}$ lies between 0.14 and 0.25, depending on the ratio U/t. The gap equation has a BCS-like form and 2${\mathrm{\ensuremath{\Delta}}}_{\mathrm{max}}$/${\mathit{kT}}_{\mathit{c}}$\ensuremath{\simeq}4.

arXiv:cond-mat/9503054•Physical review. B, Condensed matter•Nov 1, 1995•111 citations

Superconductivity with Wannier-Stark flat bands

Si Min Chan, Alexei Andreanov, Sergej Flach A +1 more

We investigate superconducting transport in the DC field induced Wannier-Stark flat bands in the presence of interactions. Flat bands offer the possibility of unconventional high temperature superconductivity, where the superfluid weight, ${D}_{s}$, is enhanced by the density overlap of the localized states. However, construction of flat bands typically requires very precise tuning of Hamiltonian parameters. To overcome this difficulty, we propose a feasible alternative to realize flat bands by applying a DC field in a commensurate lattice direction. We systematically characterize the superconducting behavior on these flat bands by studying the effect of the DC field and attractive Hubbard interaction strengths on the wave function, correlation length, pairing order parameter, and the superfluid weight ${D}_{s}$. Our main result is that the superfluid weight is dramatically enhanced at an optimal value of the interaction strength and weak DC fields.

arXiv:2307.09791•Physical review. B./Physical review. B•Feb 23, 2024•6 citations
In a partially filled flat Bloch band electrons do not have a well defined Fermi surface and hence the low-energy theory is not a Fermi liquid. Nevertheless, under the influence of an attractive interaction, a superconductor well described by the Bardeen-Cooper-Schrieffer (BCS) wave function can arise. Here we study the low-energy effective Hamiltonian of a generic Hubbard model with a flat band. We obtain an effective Hamiltonian for the flat band physics by eliminating higher-lying bands via the perturbative Schrieffer-Wolff transformation. At first order in the interaction energy we recover the usual procedure of projecting the interaction term onto the flat band Wannier functions. We show that the BCS wave function is the exact ground state of the projected interaction Hamiltonian, if a simple uniform pairing condition on the single-particle states is satisfied, and that the compressibility is diverging as a consequence of an emergent SU(2)\text{SU}(2)SU(2) symmetry. This symmetry is broken by second-order interband transitions resulting in a finite compressibility, which we illustrate for a one-dimensional ladder with two perfectly flat bands. These results motivate a further approximation leading to an effective ferromagnetic Heisenberg model. The gauge-invariant result for the superfluid weight of a flat band can be obtained from the ferromagnetic Heisenberg model only if the maximally localized Wannier functions in the Marzari-Vanderbilt sense are used. Finally, we prove an important inequality D\ensuremath≥W2D\ensuremath{\ge}{\mathcal{W}}^{2}D\ensuremath≥W2 between the Drude weight DDD and the winding number W\mathcal{W}W, which guarantees ballistic transport for topologically nontrivial flat bands in one dimension.
Superconductivity in a partially filled flat band presents a vexing conceptual hurdle because the absence of a Fermi surface precludes a weak-coupling regime where one can extend insights from the Bardeen-Cooper-Schrieffer picture of a Fermi surface instability. We approach the strongly correlated problem of flat band superconductivity from the strong coupling limit of local attractive interactions on line-graph lattices, whose non-interacting bandstructures host exactly flat bands due to frustrated hopping. In this limit, the pair kinetic energy which sets the superfluid stiffness is expected to scale inversely with the pair binding interaction. Here we demonstrate a striking counterexample. We show that when doped charges propagate on the line-graph of a lattice with strong pairing interaction and broken time-reversal symmetry, they bind into obstructed Cooper pairs whose motion is frustrated by destructive interference. As a result, the leading-order pair kinetic energy vanishes identically in the strong-coupling expansion, producing a flat bosonic band of compact localised pair states, zero superfluid stiffness at leading order, and an extensively degenerate many-body ground state manifold. At quarter filling, the frustrated pair dynamics maps onto a quantum dimer model which has a ddd-wave resonating-valence-bond ground state when time-reversal is broken. The pairing Hamiltonian in this limit thus has a topologically ordered spin liquid ground state which becomes exact at the analytically solvable Rokhsar-Kivelson point with long-range entanglement and deconfined holon excitations. Interestingly, we find exact compact localised eigenstates and extensive degeneracies in the many-body eigenstates of this emergent dimer model. Our results establish a disorder-free mechanism for interaction-driven localisation, in which strong pairing collapses the kinetic energy of Cooper pairs.
In this thesis, superconductivity of fermions in two-dimensional Hubbard lattice models is theoretically studied. Each of the studied lattice structures features intriguing properties that provide valuable insight to understand superconductivity in general. While real condensed matter systems are too complicated to tackle with theoretical tools, the Hubbard model is one of the simplest quantum many-body models to possess a wide spectrum of physically relevant phenomena, from superconductivity to magnetism and topological order. Hubbard models are also interesting as they can be experimentally realized and accurately controlled by utilizing ultracold gases. The first part of the thesis explains the required theoretical background of superconductivity in the level of mean-field and linear response theories. Specifically, we primarily focus on the superfluid weight which implies the existence of the Meissner effect and dissipationless current, defining properties of superconductors. We further discuss how the Berezinskii-Kosterlitz-Thouless (BKT) transition, related to the loss of superconductivity due to the thermal fluctuations of the superconducting order parameter in high enough temperatures, can be accessed via the superfluid weight. In the second part, the main results are discussed. We show how the superconductivity of lattice models featuring dispersionless Bloch bands, so-called flat bands, can be large and originating from the quantum geometric properties of the Bloch states of the flat bands. This is in contrast to conventional dispersive bands where superconductivity is determined by the effective mass of the particles, i.e. by the dispersion relation of the Bloch bands alone and not by the Bloch states. This is well demonstrated in the Lieb lattice geometry, studied in Publication I, which features both a strictly flat and two dispersive Bloch bands, allowing direct comparison of superconductivity in dispersive and flat bands. We show how the superconductivity of the flat band is more robust than that of the dispersive bands and how the superfluid weight behaves non-monotonically as a function of the interaction strength. This non-monotonic behavior should be experimentally accessible. Flat band superconductivity is also the topic of Publication III, where the experimentally realized twisted bilayer graphene (TBG) is studied with local and non-local attractive interactions. We predict qualitative differences between local and non-local interaction schemes which could be distinguished experimentally and reveal the quantum geometric origin of superconductivity in TBG systems in case of both the assumed interaction schemes. Exotic Fulde-Ferrell (FF) superfluid phases, characterized by the non-zero momentum of Cooper pairs, were explored in Publication II. We show how the FF phases can be stabilized against thermal fluctuations in the presence of spin-orbit coupling (SOC) and that topologically non-trivial FF states, created with SOC and Zeeman fields, can be found at finite temperatures.; Tassa…
A model to describe electronic correlations in energy bands is considered. The model is a generalization of the conventional Hubbard model that allows for the fact that the wave function for two electrons occupying the same Wannier orbital is different from the product of single-electron wave functions. We diagonalize the Hamiltonian exactly on a four-site cluster and study its properties as a function of band filling. The quasiparticle weight is found to decrease and the quasiparticle effective mass to increase as the electronic band filling increases, and spectral weight in one- and two-particle spectral functions is transferred from low to high frequencies as the band filling increases. Quasiparticles at the Fermi energy are found to be more ``dressed'' when the Fermi level is in the upper half of the band (hole carriers) than when it is in the lower half of the band (electron carriers). The effective interaction between carriers is found to be strongly dependent on band filling becoming less repulsive as the band filling increases and attractive near the top of the band in certain parameter ranges. The effective interaction is most attractive when the single-hole carriers are most heavily dressed, and in the parameter regime where the effective interaction is attractive, hole carriers are found to ``undress,'' hence become more like electrons, when they pair. It is proposed that these are generic properties of electronic energy bands in solids that reflect a fundamental electron-hole asymmetry of condensed matter. The relation of these results to the understanding of superconductivity in solids is discussed.
In a flat band superconductor, bosonic excitations disperse while unpaired electrons are immobile. To study this strongly interacting system, we construct a family of multi-band Hubbard models with exact eta-pairing ground states in all space groups. We analytically compute their many-body excitations and find that the Cooper pair bound states obey an effective single-boson hopping Hamiltonian written in terms of the non-interacting wavefunctions. These bound states possess a unique zero-energy excitation whose quadratic dispersion is determined by the minimal quantum metric. The rest of the bound state spectrum is classified by topological quantum chemistry, which we use to identify Cooper pairs with Weyl nodes, higher angular momentum pairing, and fragile topology. Broadening the band dispersion, we find the strongest pairing occurs at half filling and not at the highest density of states. Our analytical results prove that the elementary fermionic and bosonic excitations, corresponding respectively to pairing and coherence, are governed by distinct properties of the flat band, rigorously establishing its unique phenomenology. Superconductivity in flat bands is a central feature of quantum geometric effects, supported by mean-field theory and numerics. Here, the authors exhibit a large family of flat band Hubbard models whose ground states, Bogoliubov-de-Gennes particles, and Cooper pairs are exactly solvable with analytically calculable dispersions.
Quasiparticle bands of the two-dimensional Hubbard model are calculated using the Roth two-pole approximation to the one-particle Green's function. Excellent agreement is obtained with recent Monte Carlo calculations, including an anomalous volume of the Fermi surface near half-filling, which can possibly be explained in terms of a breakdown of Fermi liquid theory. The calculated bands are very flat around the (\ensuremath{\pi},0) points of the Brillouin zone in agreement with photoemission measurements of cuprate superconductors. With doping there is a shift in spectral weight from the upper band to the lower band. The Roth method is extended to deal with superconductivity within a four-pole approximation allowing electron-hole mixing. It is shown that triplet p-wave pairing never occurs. A self-consistent solution with singlet ${\mathit{d}}_{{\mathit{x}}^{2}\mathrm{\ensuremath{-}}{\mathit{y}}^{2}}$-wave pairing is found and optimal doping occurs when the van Hove singularity, corresponding to the flat band part, lies at the Fermi level. Nearest-neighbor antiferromagnetic correlations play an important role in flattening the bands near the Fermi level and in favoring superconductivity. However, the mechanism for superconductivity is a local one, in contrast to spin-fluctuation exchange models. For reasonable values of the hopping parameter the transition temperature Tc{\mathit{T}}_{\mathit{c}}Tc​ is in the range 10--100 K. The optimum doping ${\mathrm{\ensuremath{\delta}}}_{\mathit{c}}$ lies between 0.14 and 0.25, depending on the ratio U/t. The gap equation has a BCS-like form and 2${\mathrm{\ensuremath{\Delta}}}_{\mathrm{max}}$/kTc{\mathit{kT}}_{\mathit{c}}kTc​\ensuremath{\simeq}4.
We investigate superconducting transport in the DC field induced Wannier-Stark flat bands in the presence of interactions. Flat bands offer the possibility of unconventional high temperature superconductivity, where the superfluid weight, Ds{D}_{s}Ds​, is enhanced by the density overlap of the localized states. However, construction of flat bands typically requires very precise tuning of Hamiltonian parameters. To overcome this difficulty, we propose a feasible alternative to realize flat bands by applying a DC field in a commensurate lattice direction. We systematically characterize the superconducting behavior on these flat bands by studying the effect of the DC field and attractive Hubbard interaction strengths on the wave function, correlation length, pairing order parameter, and the superfluid weight Ds{D}_{s}Ds​. Our main result is that the superfluid weight is dramatically enhanced at an optimal value of the interaction strength and weak DC fields.