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arXiv:1607.07799 · Optics Express

Free-space optical channel estimation for physical layer security

Hiroyuki Endo, Mikio Fujiwara, Mitsuo Kitamura, Toshiyuki Ito, Morio Toyoshima, Yoshihisa Takayama, Hideki Takenaka, Ryōsuke Shimizu, Nicola Laurenti, Giuseppe Vallone, Paolo Villoresi, Takao Aoki, Masahide Sasaki

Published Apr 14, 2016• 48 citations
arXivHTMLPDF

Abstract

We present experimental data on message transmission in a free-space optical (FSO) link at an eye-safe wavelength, using a testbed consisting of one sender and two receiver terminals, where the latter two are a legitimate receiver and an eavesdropper. The testbed allows us to emulate a typical scenario of physical-layer (PHY) security such as satellite-to-ground laser communications. We estimate information-theoretic metrics including secrecy rate, secrecy outage probability, and expected code lengths for given secrecy criteria based on observed channel statistics. We then discuss operation principles of secure message transmission under realistic fading conditions, and provide a guideline on a multi-layer security architecture by combining PHY security and upper-layer (algorithmic) security.

DOI
10.1364/oe.24.008940

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In this paper, the secrecy performance of the physical layer security (PLS) of the hybrid free-space optical/radio frequency (FSO/RF) communication system is analyzed. The transmission protocol of the considered system is performed under the eavesdropper's attempt to overhear the RF link between the transmitter and legitimate receiver of the hybrid system. The FSO link is characterized by Málaga-M distribution while the RF links are modeled by Nakagami-m distribution. The two practical eavesdropping modes considered in this paper include: colluding and non-colluding. Exact closed-form expressions for the system's secrecy outage probability (SOP), the asymptotic of the SOP (SOP∞), the probability of strictly positive secrecy capacity (SPSC), the average secrecy capacity (ASC), and the asymptotic of the ASC (ASC∞), are specifically derived under the influence of both eavesdropper modes. Our derived analytical expressions present an efficient tool to investigate the impact of some channel parameters on the secrecy performance, namely the fading severity of the RF links, atmospheric turbulence severity, pointing error of the FSO link, number of eavesdroppers, and the power of the eavesdropper links. The results show that the increase of the eavesdroppers' number under both modes profoundly degrades the considered system secrecy performance. The accuracy of the numerical results obtained is validated by Monte-Carlo simulations.

IEEE Access•Dec 31, 2020•37 citations
We present experimental data on message transmission in a free-space optical (FSO) link at an eye-safe wavelength, using a testbed consisting of one sender and two receiver terminals, where the latter two are a legitimate receiver and an eavesdropper. The testbed allows us to emulate a typical scenario of physical-layer (PHY) security such as satellite-to-ground laser communications. We estimate information-theoretic metrics including secrecy rate, secrecy outage probability, and expected code lengths for given secrecy criteria based on observed channel statistics. We then discuss operation principles of secure message transmission under realistic fading conditions, and provide a guideline on a multi-layer security architecture by combining PHY security and upper-layer (algorithmic) security.
Physical layer security of a free-space optical (FSO) communication link is investigated for certain eavesdropping scenarios in which the eavesdropper exploits the divergence of the transmitted laser beam, which is subject to atmospheric turbulence, to compromise the security of the transmission link. A solution for physical layer security in which the legitimate receiver is positioned to receive only the coherent component of the transmitted laser beam is proposed. The irradiance fluctuations are modeled with separate distributions for the coherent and non-coherent components of the transmitted beam, corresponding to the main channel and the eavesdropper’s channel, respectively. Complete secrecy analysis of this setup is presented, and closed form expressions of the probability of strictly positive secrecy capacity, average secrecy capacity, and secrecy outage probability are derived. The analytical results are verified by Monte-Carlo simulations. Secrecy performance for worst-case scenarios corresponding to an adversary with powerful resources to capture all of the leaked information is explored. Results are analyzed for different turbulence regimes, and it was found that secure communication is possible even in the region of strong turbulence.
The communication between two legitimate peers in the presence of an external eavesdropper is studied from a physical-layer security perspective in the context of free-space optical (FSO) communications. We discuss viable mechanisms to eavesdrop the communication and study the effect of random optical irradiance fluctuations inherent to FSO communications on the probability of achieving a secure transmission. We observe that the joint effect of laser-beam divergence and turbulence-induced fading on the received irradiance, under certain conditions, allows an external eavesdropper close to the legitimate receiver to compromise the communication. Interestingly, we also observe that an eavesdropper placed close to the legitimate transmitter can easily compromise the communication by taking advantage of the larger attenuation suffered by the signal when propagating through the FSO link.
In this article, we study the physical layer security of free-space optical (FSO) communications under different eavesdropping scenarios. More specifically, the secrecy performance of FSO communication employing intensity modulation/direct detection detection is analyzed for the well-established Málaga channels. Three different realistic scenarios of eavesdropping are considered by assuming different placement locations for the eavesdropper in the paper. Novel expressions for the average secrecy capacity (ASC) and secrecy outage probability (SOP) are derived for the considered scenarios, and useful insights are also provided through asymptotic analysis. The results show: (1) When the eavesdropper is placed near the transmitter, atmospheric condition imposes a less significant impact on secrecy performance; (2) Certain level of correlation can potentially enhance the secrecy performance for FSO communications; (3) The correlation imposes opposite impacts on the ASC and SOP of FSO communications; and the secrecy performance metrics exhibit a non-monotonic impact with the increase of correlation; (5) When the correlation of the FSO links is too small or too large (i.e., the correlation parameter around 0 or 1), the correlation plays a more significant impact on secrecy performance; and (6) The asymptotic slope of the SOP is 0.5 for all eavesdropping scenarios under practical FSO channels.
Free-space optical (FSO) communication provides a promising alternative solution to the traditional radio frequency (RF) communications. Compared to the RF technology, there are many advantages of FSO communications, such as ultra-high bandwidth, license-free spectrum, low inter-channel interference, and energy-efficient transmission. The potential applications for FSO communication include the last-one-mile access link from the fiber-based backbone network, low earth orbit (LEO) satellite communications, high-altitude base station platforms or vehicles, deep-space communications, and in-building automation connections. As the FSO technology becomes mature and increasingly involved, the security and reliability requirements of such applications also become crucial. Regarding the security issues, although the FSO communication is inherently more secure than the RF counterpart due to high directivity of its line-of-sight (LOS) link, it can still suffer from optical wire-tapping attack. There are many different application schemes that an eavesdropper can still probe the FSO link. Traditionally, to protect the communication, many works have been done on encryption layer and upper network layer, such as computationally intensive cryptographic algorithms and message exchanging protocols. In recent years, physical-layer security (PLS) has been getting more attentions as it provides an extra layer of security against eavesdropping. The PLS schemes, in general can be categorized into two main categories: classical PLS and quantum key distribution (QKD) protocols. The classical PLS is based on the information theoretic security analysis, while the QKD security is guaranteed by the quantum mechanics laws. Both techniques have been studied for FSO channels. In the first half of this dissertation, we study the PLS in a LOS FSO channel using orbital angular momentum (OAM) multiplexing and show that higher secrecy capacity can be achieved using OAM multiplexing technology in the presence of atmospheric turbulence effects. Then, we proposed an adaptation scheme for QKD system over FSO channel with different QKD protocols, i.e. BB84 and decoy state protocols. By adapting the source brightness based on the channel condition, we optimized the secret key rate (SKR) of the QKD system. Furthermore, we proposed a multiple spatial modes-based QKD system with backpropagation method to increase the total SKR through parallel channels. Regarding the reliability of an optical communication system as well as information reconciliation for both PLS and QKD schemes, the forward error correction (FEC) becomes an essential technique to enable high-speed transmission. The FEC with low-density parity-check (LDPC) codes has been studied for decades from LDPC block codes to the most recent spatially-coupled (SC) LDPC codes. For FSO communications, due to the time-varying nature of FSO channels, the capability of rate adaptation is important to achieve a consistent reliable transmission. In the second half of this dissertation, we proposed unified FPGA-based architecture to implement both quasi-cyclic (QC) LDPC codes and SC-LDPC codes with rate adaptation capability. The performance is verified through FPGA emulation to show good error floor properties. To further validate the rate adaptation capability, we have built a spatial light modulator (SLM)-based FSO channel emulator to test the adaptive coding scheme. Furthermore, we have conducted a fiber-based experiment with our rate adaptative coding scheme to show that the proposed adaptive coding scheme can be also used in dynamic fiber-based networks.
Quantum communication and quantum cryptography are expected to enhance the transmission rate and the security (confidentiality of data transmission), respectively. We study a new scheme which can potentially bridge an intermediate region covered by these two schemes, which is referred to as quantum photonic network. The basic framework is information theoretically secure communications in a free space optical (FSO) wiretap channel, in which an eavesdropper has physically limited access to the main channel between the legitimate sender and receiver. We first review a theoretical framework to quantify the optimal balance of the transmission efficiency and the security level under power constraint and at finite code length. We then present experimental results on channel characterization based on 10 MHz on-off keying transmission in a 7.8 km terrestrial FSO wiretap channel.This article is part of the themed issue 'Quantum technology for the 21st century'.
In this paper, the secrecy performance of the physical layer security (PLS) of the hybrid free-space optical/radio frequency (FSO/RF) communication system is analyzed. The transmission protocol of the considered system is performed under the eavesdropper's attempt to overhear the RF link between the transmitter and legitimate receiver of the hybrid system. The FSO link is characterized by Málaga-M distribution while the RF links are modeled by Nakagami-m distribution. The two practical eavesdropping modes considered in this paper include: colluding and non-colluding. Exact closed-form expressions for the system's secrecy outage probability (SOP), the asymptotic of the SOP (SOP∞), the probability of strictly positive secrecy capacity (SPSC), the average secrecy capacity (ASC), and the asymptotic of the ASC (ASC∞), are specifically derived under the influence of both eavesdropper modes. Our derived analytical expressions present an efficient tool to investigate the impact of some channel parameters on the secrecy performance, namely the fading severity of the RF links, atmospheric turbulence severity, pointing error of the FSO link, number of eavesdroppers, and the power of the eavesdropper links. The results show that the increase of the eavesdroppers' number under both modes profoundly degrades the considered system secrecy performance. The accuracy of the numerical results obtained is validated by Monte-Carlo simulations.