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arXiv:1607.01012 · Physical Review Letters

Anomalous Thermalization in Ergodic Systems

David J. Luitz, Yevgeny Bar Lev

Published Oct 21, 2016• 193 citations
arXivHTMLPDF

Abstract

It is commonly believed that quantum isolated systems satisfying the eigenstate thermalization hypothesis (ETH) are diffusive. We show that this assumption is too restrictive since there are systems that are asymptotically in a thermal state yet exhibit anomalous, subdiffusive thermalization. We show that such systems satisfy a modified version of the ETH ansatz and derive a general connection between the scaling of the variance of the off-diagonal matrix elements of local operators, written in the eigenbasis of the Hamiltonian, and the dynamical exponent. We find that for subdiffusively thermalizing systems the variance scales more slowly with system size than expected for diffusive systems. We corroborate our findings by numerically studying the distribution of the coefficients of the eigenfunctions and the off-diagonal matrix elements of local operators of the random field Heisenberg chain, which has anomalous transport in its thermal phase. Surprisingly, this system also has non-Gaussian distributions of the eigenfunctions, thus, directly violating Berry's conjecture.

DOI
10.1103/physrevlett.117.170404

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It is commonly believed that quantum isolated systems satisfying the eigenstate thermalization hypothesis (ETH) are diffusive. We show that this assumption is too restrictive since there are systems that are asymptotically in a thermal state yet exhibit anomalous, subdiffusive thermalization. We show that such systems satisfy a modified version of the ETH ansatz and derive a general connection between the scaling of the variance of the off-diagonal matrix elements of local operators, written in the eigenbasis of the Hamiltonian, and the dynamical exponent. We find that for subdiffusively thermalizing systems the variance scales more slowly with system size than expected for diffusive systems. We corroborate our findings by numerically studying the distribution of the coefficients of the eigenfunctions and the off-diagonal matrix elements of local operators of the random field Heisenberg chain, which has anomalous transport in its thermal phase. Surprisingly, this system also has non-Gaussian distributions of the eigenfunctions, thus, directly violating Berry's conjecture.
Local observables in generic periodically driven closed quantum systems are known to relax to values described by periodic infinite temperature ensembles. At the same time, ergodic static systems exhibit anomalous thermalization of local observables and satisfy a modified version of the eigenstate thermalization hypothesis (ETH), when disorder is present. This raises the question, how does the introduction of disorder affect relaxation in periodically driven systems? In this Rapid Communication, we analyze this problem by numerically studying transport and thermalization in an archetypal example. We find that thermalization is anomalous and is accompanied by subdiffusive transport with a disorder-dependent dynamical exponent. Distributions of matrix elements of local operators in the eigenbases of a family of effective time-independent Hamiltonians, which describe the stroboscopic dynamics of such systems, show anomalous departures from predictions of ETH, signaling that only a modified version of ETH is satisfied. The dynamical exponent is shown to be related to the scaling of the variance of these distributions with system size.
We derive the eigenstate thermalization hypothesis (ETH) from a random matrix Hamiltonian by extending the model introduced by Deutsch (1991 Phys. Rev. A 43 2046). We approximate the coupling between a subsystem and a many-body environment by means of a random Gaussian matrix. We show that a common assumption in the analysis of quantum chaotic systems, namely the treatment of eigenstates as independent random vectors, leads to inconsistent results. However, a consistent approach to the ETH can be developed by introducing an interaction between random wave-functions that arises as a result of the orthonormality condition. This approach leads to a consistent form for off-diagonal matrix elements of observables. From there we obtain the scaling of time-averaged fluctuations of generic observables with system size for which we calculate an analytic form in terms of the inverse participation ratio. The analytic results are compared to exact diagonalizations of a quantum spin chain for different physical observables in multiple parameter regimes.
We derive the eigenstate thermalization hypothesis (ETH) from a random matrix Hamiltonian by extending the model introduced by Deutsch (1991 Phys. Rev. A 43 2046). We approximate the coupling between a subsystem and a many-body environment by means of a random Gaussian matrix. We show that a common assumption in the analysis of quantum chaotic systems, namely the treatment of eigenstates as independent random vectors, leads to inconsistent results. However, a consistent approach to the ETH can be developed by introducing an interaction between random wave-functions that arises as a result of the orthonormality condition. This approach leads to a consistent form for off-diagonal matrix elements of observables. From there we obtain the scaling of time-averaged fluctuations of generic observables with system size for which we calculate an analytic form in terms of the inverse participation ratio. The analytic results are compared to exact diagonalizations of a quantum spin chain for different physical observables in multiple parameter regimes.
The fact that generic isolated many-body quantum systems thermalize is understood using the eigenstate thermalization hypothesis (ETH). In recent years, there has been much interest in the behavior of the ETH spectral functions, which characterize the smooth dependence of the variance of the off-diagonal matrix elements of observables on the associated energy and frequency, and whose low-frequency part contains information about the long-time dynamics. In finite systems described by the ETH, the spectral functions are expected to exhibit plateaus below a characteristic frequency ωETHω^{}_{\mathrm{ETH}}ωETH​. In this regime, the statistics of the matrix elements of observables are expected to be described by random matrix theory. Related frequencies that have been studied in the literature are ωSFFω^{}_{\mathrm{SFF}}ωSFF​, which controls the onset of random-matrix behavior in the spectral form factor, and the transport frequencies ωtrω^{}_{\mathrm{tr}}ωtr​, which are derived from transport coefficients. However, a direct quantitative comparison of these frequencies is lacking. Using exact diagonalization, we conduct such a comparison for the spectral functions of current operators in clean and disordered quantum spin ladders with diffusive energy and spin transport. We find clear evidence for the expected low-frequency plateaus in the ETH spectral functions. For the accessible system sizes, ωSFFω^{}_{\mathrm{SFF}}ωSFF​ is consistent with the extent of the plateaus, while the transport frequencies are systematically larger and lie in the nonuniversal regime of the spectral functions. Our findings highlight the need to better understand the origin of these quantitative differences.
The eigenstate thermalization hypothesis (ETH) describes the properties of diagonal and off-diagonal matrix elements of local operators in the eigenenergy basis. In this work, we propose a relation between (i) the singular behavior of the off-diagonal part of ETH at small energy differences and (ii) the smooth profile of the diagonal part of ETH as a function of the energy density. We establish this connection from the decay of the autocorrelation functions of local operators, which is constrained by the presence of local conserved quantities whose evolution is described by hydrodynamics. We corroborate our predictions through numerical simulations of two distinct nonintegrable spin-1 Ising models, exhibiting diffusive and superdiffusive transport behaviors. The simulations are performed using dynamical quantum typicality up to 18 spins, for both infinite- and finite-temperature regimes.
The eigenstate thermalization hypothesis (ETH) is foundational to modern discussions of thermalization in closed quantum systems. In this work, we expand on traditional explanations for the prevalence of ETH by emphasizing the role of operator locality. We introduce an operator-specific perturbation problem that can be thought of as a means of understanding the onset or breakdown of ETH for specific classes of operators in a given system. We derive explicit functional forms for the off-diagonal variances of operator matrix elements for typical local operators under various `scrambling ansatzes', expressed in terms of system parameters and parameters of the corresponding perturbation problem. We provide simple tests and illustrations of these ideas in chaotic spin chain systems.