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arXiv:1606.06802 · Electronic Proceedings in Theoretical Computer Science

Quantum Probability as an Application of Data Compression Principles

Allan F. Randall

Published Jun 21, 2016• 1 citation
arXivHTMLPDF

Abstract

Realist, no-collapse interpretations of quantum mechanics, such as Everett's, face the probability problem: how to justify the norm-squared (Born) rule from the wavefunction alone. While any basis-independent measure can only be norm-squared (due to the Gleason-Busch Theorem) this fact conflicts with various popular, non-wavefunction-based phenomenological measures - such as observer, outcome or world counting - that are frequently demanded of Everettians. These alternatives conflict, however, with the wavefunction realism upon which Everett's approach rests, which seems to call for an objective, basis-independent measure based only on wavefunction amplitudes. The ability of quantum probabilities to destructively interfere with each other, however, makes it difficult to see how probabilities can be derived solely from amplitudes in an intuitively appealing way. I argue that the use of algorithmic probability can solve this problem, since the objective, single-case probability measure that wavefunction realism demands is exactly what algorithmic information theory was designed to provide. The result is an intuitive account of complex-valued amplitudes, as coefficients in an optimal lossy data compression, such that changes in algorithmic information content (entropy deltas) are associated with phenomenal transitions.

DOI
10.4204/eptcs.214.6

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Realist, no-collapse interpretations of quantum mechanics, such as Everett's, face the probability problem: how to justify the norm-squared (Born) rule from the wavefunction alone. While any basis-independent measure can only be norm-squared (due to the Gleason-Busch Theorem) this fact conflicts with various popular, non-wavefunction-based phenomenological measures - such as observer, outcome or world counting - that are frequently demanded of Everettians. These alternatives conflict, however, with the wavefunction realism upon which Everett's approach rests, which seems to call for an objective, basis-independent measure based only on wavefunction amplitudes. The ability of quantum probabilities to destructively interfere with each other, however, makes it difficult to see how probabilities can be derived solely from amplitudes in an intuitively appealing way. I argue that the use of algorithmic probability can solve this problem, since the objective, single-case probability measure that wavefunction realism demands is exactly what algorithmic information theory was designed to provide. The result is an intuitive account of complex-valued amplitudes, as coefficients in an optimal lossy data compression, such that changes in algorithmic information content (entropy deltas) are associated with phenomenal transitions.
The Everett (or relative-state, or many-worlds) interpretation of quantum mechanics has come under fire for inadequately dealing with the Born rule (the formula for calculating quantum probabilities). Numerous attempts have been made to derive this rule from the perspective of observers within the quantum wavefunction. These are not really analytic proofs, but are rather attempts to derive the Born rule as a synthetic a priori necessity, given the nature of human observers (a fact not fully appreciated even by all of those who have attempted such proofs). I show why existing attempts are unsuccessful or only partly successful, and postulate that Solomonoff's algorithmic approach to the interpretation of probability theory could clarify the problems with these approaches. The Sleeping Beauty probability puzzle is used as a springboard from which to deduce an objectivist, yet synthetic a priori framework for quantum probabilities, that properly frames the role of self-location and self-selection (anthropic) principles in probability theory. I call this framework "algorithmic synthetic unity" (or ASU). I offer no new formal proof of the Born rule, largely because I feel that existing proofs (particularly that of Gleason) are already adequate, and as close to being a formal proof as one should expect or want. Gleason's one unjustified assumption--known as noncontextuality--is, I will argue, completely benign when considered within the algorithmic framework that I propose. I will also argue that, to the extent the Born rule can be derived within ASU, there is no reason to suppose that we could not also derive all the other fundamental postulates of quantum theory, as well. There is nothing special here about the Born rule, and I suggest that a completely successful Born rule proof might only be possible once all the other postulates become part of the derivation. As a start towards this end, I show how we can already derive the essential content of the fundamental postulates of quantum mechanics, at least in outline, and especially if we allow some educated and well-motivated guesswork along the way. The result is some steps towards a coherent and consistent algorithmic interpretation of quantum mechanics.
This thesis investigates three distinct facets of the theory of quantum information. The first two, quantum state estimation and quantum process estimation, are closely related and deal with the question of how to estimate the classical parameters in a quantum mechanical model. The third attempts to bring quantum theory as close as possible to classical theory through the formalism of quasi-probability. \n \nBuilding a large scale quantum information processor is a significant challenge. First, we require an accurate characterization of the dynamics experienced by the device to allow for the application of error correcting codes and other tools for implementing useful quantum algorithms. The necessary scaling of computational resources needed to characterize a quantum system as a function of the number of subsystems is by now a well studied problem (the scaling is generally exponential). However, irrespective of the computational resources necessary to just write-down a classical description of a quantum state, we can ask about the experimental resources necessary to obtain data (measurement complexity) and the computational resources necessary to generate such a characterization (estimation complexity). These problems are studied here and approached from two directions. \n \nThe first problem we address is that of quantum state estimation. We apply high-level decision theoretic principles (applied in classical problems such as, for example, universal data compression) to the estimation of a qubit state. We prove that quantum states are more difficult to estimate than their classical counterparts by finding optimal estimation strategies. These strategies, requiring the solution to a difficult optimization problem, are difficult to implement in practise. Fortunately, we find estimation algorithms which come close to optimal but require far fewer resources to compute. Finally, we provide a classical analog of this quantum mechanical problem which reproduces, and gives intuitive explanations for, many of its features, such as why adaptive tomography can quadratically reduce its difficulty. \n \nThe second method for practical characterization of quantum devices takes is applied to the problem of quantum process estimation. This differs from the above analysis in two ways: (1) we apply strong restrictions on knowledge of various estimation and control parameters (the former making the problem easier, the latter making it harder); and (2) we consider the problem of designing future experiments based on the outcomes of past experiments. We show in test cases that adaptive protocols can exponentially outperform their off-line counterparts. Moreover, we adapt machine learning algorithms to the problem which bring these experimental design methodologies to realm of experimental feasibility. \n \nIn the final chapter we move away from estimation problems to show formally that a classical representation of quantum theory is not tenable. This intuitive conclusion is formally borne out through the connection to quasi-probability -- where it is equivalent to the necessity of negative probability in all such representations of quantum theory. In particular, we generalize previous no-go theorems to arbitrary classical representations of quantum systems of arbitrary dimension. We also discuss recent progress in the program to identify quantum resources for subtheories of quantum theory and operational restrictions motivated by quantum computation.
Abstract Much of the evidence for quantum mechanics is statistical in nature. Relative frequency data summarizing the results of repeated experiments is compared to probabilities calculated from the theory; close agreement between the observed relative frequencies and calculated probabilities is taken as evidence in favour of the theory. The Everett interpretation, if it is to be a candidate for serious consideration, must be capable of doing justice to this sort of reasoning. Since, on the Everett interpretation, all outcomes with non-zero amplitude are actualized on different branches, it is not obvious that sense can be made of ascribing probabilities to outcomes of experiments, and this poses a prima facie problem for statistical inference. It is incumbent on the Everettian either to make sense of ascribing probabilities to outcomes of experiments in the Everett interpretation, or to find a substitute on which the usual statistical analysis of experimental results continues to count as evidence for quantum mechanics, and, since it is the very evidence for quantum mechanics that is at stake, this must be done in a way that does not presuppose the correctness of Everettian quantum mechanics. This requires an account of theory confirmation that applies to branching-universe theories but does not presuppose the correctness of any such theory. This chapter supplies and defends such an account. The account has the consequence that statistical evidence can confirm a branching-universe theory such as Everettian quantum mechanics in the same way in which it can confirm a non-branching probabilistic theory.
The notion of probability plays a crucial role in quantum mechanics. It appears in quantum mechanics as the Born rule. In modern mathematics which describes quantum mechanics, however, probability theory means nothing other than measure theory, and therefore any operational characterization of the notion of probability is still missing in quantum mechanics. In this paper, based on the toolkit of algorithmic randomness, we present a refinement of the Born rule, as an alternative rule to it, for specifying the property of the results of quantum measurements in an operational way. Algorithmic randomness is a field of mathematics which enables us to consider the randomness of an individual infinite sequence. We then present an operational refinement of the Born rule for mixed states, as an alternative rule to it, based on algorithmic randomness. In particular, we give a precise definition for the notion of mixed state. We then show that all of the refined rules of the Born rule for both pure states and mixed states can be derived from a single postulate, called the principle of typicality, in a unified manner. We do this from the point of view of the many-worlds interpretation of quantum mechanics. Finally, we make an application of our framework to the BB84 quantum key distribution protocol in order to demonstrate how properly our framework works in practical problems in quantum mechanics, based on the principle of typicality.
The Everett interpretation of quantum mechanics is, inter alia, an interpretation of objective probability: an account of what probability really is. Everett called his work “wave mechanics without probability” for good reason: it provides a non-chancy base level of categorical properties and relations. The objection may concern justification rather than understanding, particularly if decoherence theory is used to derive the Born rule. The branch-counting rule makes nonsense of quantum mechanics but it appears to be suggested by the picture of branching. Branch counting is hardly a rival to the branch-weight rule as an interpretation of branching structure, if it brings that branching structure crashing down. Denizens of anomalous branches, or of anomalous stretches of history in one-world theories, will be misled by the observed statistics of measurements.
Everettian quantum mechanics is often said to lack coherent probability because every possible measurement result occurs. If all of them exist globally, what is probability supposed to be a probability of? This paper defends an axiomatic answer: normalized Born measure is postulated as objective probability over the records borne by an observer's future continuations. Collapse interpretations likewise postulate the Born probabilities, but instead assign them to possible global outcomes. Neither theory derives the probabilities from its ontology. The contribution is an explicit record-level probability model that separates probabilities for future local records from certainty about their global existence. I use this model to answer objections to the axiomatic approach and argue that neither global selection nor a further theory of personal persistence is required. At the level of recorded results, the Everettian law supports the same predictions and empirical inferences as the collapse law, despite the theories' different ontologies.