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arXiv:1605.08652 · Physical review. B./Physical review. B

On the nature of the Mott transition in multiorbital systems

Jorge I. Facio, Verónica Laura Vildosola, Daniel J. García, Pablo S. Cornaglia

Published Feb 16, 2017• 14 citations
arXivHTMLPDF

Abstract

We analyze the nature of a Mott metal-insulator transition in multiorbital systems using dynamical mean-field theory. The auxiliary multiorbital quantum impurity problem is solved using continuous-time quantum Monte Carlo and the rotationally invariant slave-boson (RISB) mean-field approximation. We focus our analysis on the Kanamori Hamiltonian and find that there are two markedly different regimes determined by the nature of the lowest-energy excitations of the atomic Hamiltonian. The RISB results at $T\ensuremath{\rightarrow}0$ suggest the following rule of thumb for the order of the transition at zero temperature: a second-order transition is to be expected if the lowest-lying excitations of the atomic Hamiltonian are charge excitations, while the transition tends to be first order if the lowest-lying excitations are in the same charge sector as the atomic ground state. At finite temperatures, the transition is first order and its strength, as measured, e.g., by the jump in the quasiparticle weight at the transition, is stronger in the parameter regime where the RISB method predicts a first-order transition at zero temperature. Interestingly, these results seem to apply to a wide variety of models and parameter regimes.

DOI
10.1103/physrevb.95.085119

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We analyze the nature of a Mott metal-insulator transition in multiorbital systems using dynamical mean-field theory. The auxiliary multiorbital quantum impurity problem is solved using continuous-time quantum Monte Carlo and the rotationally invariant slave-boson (RISB) mean-field approximation. We focus our analysis on the Kanamori Hamiltonian and find that there are two markedly different regimes determined by the nature of the lowest-energy excitations of the atomic Hamiltonian. The RISB results at T\ensuremath→0T\ensuremath{\rightarrow}0T\ensuremath→0 suggest the following rule of thumb for the order of the transition at zero temperature: a second-order transition is to be expected if the lowest-lying excitations of the atomic Hamiltonian are charge excitations, while the transition tends to be first order if the lowest-lying excitations are in the same charge sector as the atomic ground state. At finite temperatures, the transition is first order and its strength, as measured, e.g., by the jump in the quasiparticle weight at the transition, is stronger in the parameter regime where the RISB method predicts a first-order transition at zero temperature. Interestingly, these results seem to apply to a wide variety of models and parameter regimes.
The Mott transition in a multiorbital Hubbard model involving subbands of different widths is studied within the dynamical mean-field theory. Using the iterated perturbation theory for the quantum impurity problem it is shown that at low temperatures interorbital Coulomb interactions give rise to a single first-order transition rather than a sequence of orbital selective transitions. Impurity calculations based on the Quantum Monte Carlo method confirm this qualitative behavior. Nevertheless, at finite temperatures, the degree of metallic or insulating behavior of the subbands differs greatly. Thus, on the metallic side of the transition, the narrow band can exhibit quasi-insulating features, whereas on the insulating side the wide band exhibits pronounced bad-metal behavior. This complexity might partly explain contradictory results between several previous works.
At zero temperature, the Kotliar–Ruckenstein slave boson mean-field approach is applied to the dynamic Hubbard model. In this paper, the influences of the dynamics of the auxiliary boson field on the Mott transition are investigated. At finite boson frequency, the Mott-type features of the Hubbard model is found to be enhanced by increasing the pseudospin coupling parameter g. For sufficiently large pseudospin coupling g, the Mott transition occurs even for modest values of the bare Hubbard interaction U. The lack of electron–hole symmetry is highlighted through the quasiparticle weight. Our results are in good agreement with the ones obtained by two-site dynamical mean-field theory and determinant quantum Monte Carlo simulation.
The multiorbital Hubbard model is expressed in terms of quantum phase variables (``slave rotors'') conjugate to the local charge, and of auxiliary fermions, providing an economical representation of the Hilbert space of strongly correlated systems. When the phase variables are treated in a local mean-field manner, similar results to the dynamical mean-field theory are obtained, namely a Brinkman-Rice transition at commensurate fillings together with a ``preformed'' Mott gap in the single-particle density of states. The slave-rotor formalism allows to go beyond the local description and take into account spatial correlations, following an analogy to the superfluid-insulator transition of bosonic systems. We find that the divergence of the effective mass at the metal-insulator transition is suppressed by short range magnetic correlations in finite-dimensional systems. Furthermore, the strict separation of energy scales between the Fermi-liquid coherence scale and the Mott gap, found in the local picture, holds only approximately in finite dimensions, due to the existence of low-energy collective modes related to zero-sound.
We examine finite-temperature phase transitions in the two-orbital Hubbard model with different bandwidths by means of the dynamical mean-field theory combined with the continuous-time quantum Monte Carlo method. It is found that there emerges a peculiar slope-reversed first-order Mott transition between the orbital-selective Mott phase and the Mott insulator phase in the presence of Ising-type Hund's coupling. The origin of the slope-reversed phase transition is clarified by the analysis of the temperature dependence of the energy density. It turns out that the increase of Hund's coupling lowers the critical temperature of the slope-reversed Mott transition. Beyond a certain critical value of Hund's coupling the first-order transition turns into a finite-temperature crossover. We also reveal that the orbital-selective Mott phase exhibits frozen local moments in the wide orbital, which is demonstrated by the spin-spin correlation functions.
We assess the accuracy of ghost-rotationally-invariant slave-boson (g-RISB) theory in multiorbital systems by applying it to both the three-orbital degenerate Hubbard model and a realistic Sr2RuO4{\mathrm{Sr}}_{2}{\mathrm{RuO}}_{4}Sr2​RuO4​ model extracted from first-principle simulations and comparing the results to those obtained using dynamical mean-field theory (DMFT). Our findings indicate that g-RISB's accuracy can be systematically improved toward the exact DMFT limit in infinite-dimensional multiorbital models by increasing the number of ghost orbitals. This allows for a more precise description of aspects of Hund metal physics and Mott physics compared with the original RISB approach. We also demonstrate that g-RISB reliably captures the quasiparticle weights, Fermi surface, and low-energy spectral function for the realistic Sr2RuO4{\mathrm{Sr}}_{2}{\mathrm{RuO}}_{4}Sr2​RuO4​ model compared with DMFT. Moreover, we showcase the potential of using the density matrix renormalization group method as an impurity solver within the g-RISB framework to study systems with a larger number of ghost orbitals. These results show the potential of g-RISB as a reliable tool for simulating correlated materials. The connection between the g-RISB and DMFT self-energy is also discussed.
The question if a Mott insulator and a band insulator are fundamentally different has been the matter of intensive research recently. Here we consider a simple model which allows by tuning one parameter to go continuously from a Mott insulator to band insulator. The model consists of two Hubbard systems connected by single particle hopping. The Hubbard Hamiltonian is solved by the dynamical mean-field theory using Quantum Monte Carlo to solve the resulting quantum impurity problem. The quasiparticle spectral function is calculated. Here we focus on the optical conductivity and in particular on the Drude weight which can be experimentally measured. From our calculation we conclude that there is a continuous crossover from the band insulator to the Mott insulator phase at finite temperature.