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arXiv:1602.07161 · Physical review. B./Physical review. B

Nonlocal correlations and spectral properties of the Falicov-Kimball model

T. Ribic, G. Rohringer, Karsten Held

Published May 2, 2016• 46 citations
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Abstract

We derive an analytical expression for the local two-particle vertex of the Falicov-Kimball model, including its dependence on all three frequencies, the full vertex, and all reducible vertices. This allows us to calculate the self-energy in diagrammatic extensions of dynamical mean field theory, specifically in the dual fermion and the one-particle irreducible approach. Nonlocal correlations are thence included and originate here from charge-density wave fluctuations. At low temperatures and in two dimensions, they lead to a larger self-energy contribution at low frequencies and a more insulating spectrum.

DOI
10.1103/physrevb.93.195105

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We derive an analytical expression for the local two-particle vertex of the Falicov-Kimball model, including its dependence on all three frequencies, the full vertex, and all reducible vertices. This allows us to calculate the self-energy in diagrammatic extensions of dynamical mean field theory, specifically in the dual fermion and the one-particle irreducible approach. Nonlocal correlations are thence included and originate here from charge-density wave fluctuations. At low temperatures and in two dimensions, they lead to a larger self-energy contribution at low frequencies and a more insulating spectrum.
Local nnn-particle vertex functions represent the crucial ingredient for diagrammatic extensions of dynamical mean field theory (DMFT). Hitherto their application has been restricted---with a few exceptions---to the n=2n=2n=2-particle vertex while higher-order vertices have been neglected. In this paper we derive a general analytical expression for the local nnn-particle (one-particle-reducible) vertex of the Falicov-Kimball model (FKM). We observe that the magnitude of such vertex functions itself strongly increases with the number of particles nnn. On the other hand, their effect on generic Feynman diagrams remains rather moderate due to the damping effect of the Green's functions present in such diagrams. Nevertheless, they yield important contributions to the self-energy corrections calculated in diagrammatic extensions of DMFT as we explicitly demonstrate using the example of dual-fermion calculations for the two-dimensional FKM at quarter filling of the stationary fff electrons. Here corrections to the self-energy obtained from the three-particle vertex are indeed comparable in magnitude to corresponding corrections stemming from the two-particle vertex.
We present an approach which is based on the one-particle irreducible (1PI) generating functional formalism and includes electronic correlations on all length scales beyond the local correlations of dynamical mean-field theory (DMFT). This formalism allows us to unify aspects of the dynamical vertex approximation (D$\ensuremath{\Gamma}$A) and the dual fermion (DF) scheme, yielding a consistent formulation of nonlocal correlations at the one- and two-particle level beyond DMFT within the functional integral formalism. In particular, the considered approach includes one-particle reducible contributions from the three- and more-particle vertices in the dual fermion approach, as well as some diagrams not included in the ladder version of D$\ensuremath{\Gamma}$A. To demonstrate the applicability and physical content of the 1PI approach, we compare the diagrammatics of 1PI, DF, and D$\ensuremath{\Gamma}$A, as well as the numerical results of these approaches for the half-filled Hubbard model in two dimensions.
Strong electronic correlations generally require non-perturbative treatment. Local correlations are captured by dynamical mean-field theory while nonlocal correlations can be treated with diagrammatic extensions such as the Dual Fermion approach. Dual Fermion is built on physically motivated, but in principle uncontrolled approximations, so careful benchmarking is needed to understand the strengths and limitations of the method. In this work, we benchmark ladder Dual Fermion and dynamical mean-field theory for the Falicov-Kimball model with the exact classical Monte Carlo solution. We focus on the thermodynamics, electronic structure and susceptibility, especially at the combined frequency and momentum structure, and find that Dual Fermion clearly outperforms dynamical mean-field theory. Somewhat surprisingly, Dual Fermion is not as accurate for the relation between orbital density versus chemical potential in the doped system. These results demonstrate the need for rigorous benchmarking of diagrammatic extensions of dynamical mean-field theory for models with inequivalent orbitals, which is essential for modelling materials.
Electronic-correlated systems are often well described by dynamical mean field theory (DMFT). While DMFT studies have mainly focused hitherto on one-particle properties, valuable information is also enclosed into local two-particle Green's functions and vertices. They represent the main ingredient to compute momentum-dependent response functions at the DMFT level and to treat nonlocal spatial correlations at all length scales by means of diagrammatic extensions of DMFT. The aim of this paper is to present a DMFT analysis of the local reducible and irreducible two-particle vertex functions for the Hubbard model in the context of a unified diagrammatic formalism. An interpretation of the observed frequency structures is also given in terms of perturbation theory, of the comparison with the atomic limit, and of the mapping onto the attractive Hubbard model.
We propose an approach describing correlated electronic systems within the two-particle irreducible functional renormalization-group (2PI-fRG) approach, which uses initial self-energy and the two-particle irreducible vertices, obtained from (extended) dynamical mean-field theory [E(DMFT)]. Using the 2PI-fRG approach allows us to treat both local and nonlocal interactions. In the case of purely local interaction the corresponding equations have similar (although not identical) structure to the earlier developed DMFT+fRG (DMF2RG)({\mathrm{DMF}}^{2}\mathrm{RG})(DMF2RG) approach. In a simplest truncation, neglecting scale dependence of the two-particle irreducible vertices, we reproduce the results for the two-particle vertices/susceptibilities in the ladder approximation of the dual-boson (DB) or the dynamic vertex approximation approach; in more sophisticated truncations the method allows us to consider nonlocal corrections to the self-energy as well as the interplay of charge and spin correlations. The proposed scheme is tested on the two-dimensional standard and extended $U\text{\ensuremath{-}}V$ half-filled Hubbard models. For the standard Hubbard model we obtain nonlocal self-energy, which is in agreement with numerical studies; for the extended Hubbard model we find the boundary of charge instability, which agrees well with the results of the DB approach. We also ascertain that the effect of spin correlations on electron interaction in the charge channel, not considered previously in the DB approach, only slightly reduces critical next-nearest-neighbor interaction of charge instability of the extended Hubbard model at the considered finite low temperature, yielding better agreement with dynamic cluster approximation. The considered method is rather general and can be applied to study various phenomena in strongly correlated electronic systems.
The extended Falicov-Kimball model is analyzed exactly in the ground state at half filling in the limit of large dimensions. In the model the on-site and the intersite density-density interactions between all particles are included. We determined the model's phase diagram and found a discontinuous transition between two different charge-ordered phases. Our analytical calculations show that the ground state of the system is insulating for any nonzero values of the interaction couplings. We also show that the dynamical mean-field theory and the static broken-symmetry Hartree-Fock mean-field approximation give the same results for the model at zero temperature. In addition, we prove using analytical expressions that at infinitesimally small, but finite, temperatures the system can be metallic.