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arXiv:1301.7546 · Physical Review B

One-particle irreducible functional approach: A route to diagrammatic extensions of the dynamical mean-field theory

G. Rohringer, A. Toschi, Hartmut Hafermann, Karsten Held, Vladimir I. Anisimov, A. A. Katanin

Published Sep 9, 2013• 88 citations
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Abstract

We present an approach which is based on the one-particle irreducible (1PI) generating functional formalism and includes electronic correlations on all length scales beyond the local correlations of dynamical mean-field theory (DMFT). This formalism allows us to unify aspects of the dynamical vertex approximation (D$\ensuremath{\Gamma}$A) and the dual fermion (DF) scheme, yielding a consistent formulation of nonlocal correlations at the one- and two-particle level beyond DMFT within the functional integral formalism. In particular, the considered approach includes one-particle reducible contributions from the three- and more-particle vertices in the dual fermion approach, as well as some diagrams not included in the ladder version of D$\ensuremath{\Gamma}$A. To demonstrate the applicability and physical content of the 1PI approach, we compare the diagrammatics of 1PI, DF, and D$\ensuremath{\Gamma}$A, as well as the numerical results of these approaches for the half-filled Hubbard model in two dimensions.

DOI
10.1103/physrevb.88.115112

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We present an approach which is based on the one-particle irreducible (1PI) generating functional formalism and includes electronic correlations on all length scales beyond the local correlations of dynamical mean-field theory (DMFT). This formalism allows us to unify aspects of the dynamical vertex approximation (D\ensuremathΓ\ensuremath{\Gamma}\ensuremathΓA) and the dual fermion (DF) scheme, yielding a consistent formulation of nonlocal correlations at the one- and two-particle level beyond DMFT within the functional integral formalism. In particular, the considered approach includes one-particle reducible contributions from the three- and more-particle vertices in the dual fermion approach, as well as some diagrams not included in the ladder version of D\ensuremathΓ\ensuremath{\Gamma}\ensuremathΓA. To demonstrate the applicability and physical content of the 1PI approach, we compare the diagrammatics of 1PI, DF, and D\ensuremathΓ\ensuremath{\Gamma}\ensuremathΓA, as well as the numerical results of these approaches for the half-filled Hubbard model in two dimensions.
We propose an approach describing correlated electronic systems within the two-particle irreducible functional renormalization-group (2PI-fRG) approach, which uses initial self-energy and the two-particle irreducible vertices, obtained from (extended) dynamical mean-field theory [E(DMFT)]. Using the 2PI-fRG approach allows us to treat both local and nonlocal interactions. In the case of purely local interaction the corresponding equations have similar (although not identical) structure to the earlier developed DMFT+fRG (DMF2RG)({\mathrm{DMF}}^{2}\mathrm{RG})(DMF2RG) approach. In a simplest truncation, neglecting scale dependence of the two-particle irreducible vertices, we reproduce the results for the two-particle vertices/susceptibilities in the ladder approximation of the dual-boson (DB) or the dynamic vertex approximation approach; in more sophisticated truncations the method allows us to consider nonlocal corrections to the self-energy as well as the interplay of charge and spin correlations. The proposed scheme is tested on the two-dimensional standard and extended $U\text{\ensuremath{-}}V$ half-filled Hubbard models. For the standard Hubbard model we obtain nonlocal self-energy, which is in agreement with numerical studies; for the extended Hubbard model we find the boundary of charge instability, which agrees well with the results of the DB approach. We also ascertain that the effect of spin correlations on electron interaction in the charge channel, not considered previously in the DB approach, only slightly reduces critical next-nearest-neighbor interaction of charge instability of the extended Hubbard model at the considered finite low temperature, yielding better agreement with dynamic cluster approximation. The considered method is rather general and can be applied to study various phenomena in strongly correlated electronic systems.
Electronic-correlated systems are often well described by dynamical mean field theory (DMFT). While DMFT studies have mainly focused hitherto on one-particle properties, valuable information is also enclosed into local two-particle Green's functions and vertices. They represent the main ingredient to compute momentum-dependent response functions at the DMFT level and to treat nonlocal spatial correlations at all length scales by means of diagrammatic extensions of DMFT. The aim of this paper is to present a DMFT analysis of the local reducible and irreducible two-particle vertex functions for the Hubbard model in the context of a unified diagrammatic formalism. An interpretation of the observed frequency structures is also given in terms of perturbation theory, of the comparison with the atomic limit, and of the mapping onto the attractive Hubbard model.
The dual fermion approach provides a formally exact prescription for calculating properties of a correlated electron system in terms of a diagrammatic expansion around dynamical mean-field theory (DMFT). Most practical implementations, however, neglect higher-order interaction vertices beyond two-particle scattering in the dual effective action and further truncate the diagrammatic expansion in the two-particle scattering vertex to a leading-order or ladder-type approximation. In this work, we compute the dual fermion expansion for the two-dimensional Hubbard model including all diagram topologies with two-particle interactions to high orders by means of a stochastic diagrammatic Monte Carlo algorithm. We benchmark the obtained self-energy against numerically exact diagrammatic determinant Monte Carlo simulations to systematically assess convergence of the dual fermion series and the validity of these approximations. We observe that, from high temperatures down to the vicinity of the DMFT N\'eel transition, the dual fermion series converges very quickly to the exact solution in the whole range of Hubbard interactions considered ($4\ensuremath{\le}U/t\ensuremath{\le}12$), implying that contributions from higher-order vertices are small. As the temperature is lowered further, we observe slower series convergence, convergence to incorrect solutions, and ultimately divergence. This happens in a regime where magnetic correlations become significant. We find, however, that the self-consistent particle-hole ladder approximation yields reasonable and often even highly accurate results in this regime.
We consider formulations of the functional renormalization-group (fRG) flow for correlated electronic systems with the dynamical mean-field theory as a starting point. We classify the corresponding renormalization-group schemes into those neglecting one-particle irreducible six-point vertices (with respect to the local Green’s functions) and neglecting one-particle reducible six-point vertices. The former class is represented by the recently introduced DMF 2 RG approach [31], but also by the scale-dependent generalization of the one-particle irreducible representation (with respect to local Green’s functions, 1PI-LGF) of the generating functional [20]. The second class is represented by the fRG flow within the dual fermion approach [16, 32]. We compare formulations of the fRG approach in each of these cases and suggest their further application to study 2D systems within the Hubbard model.
We suggest a new approach for treatment of local and non-local interactions in correlated electronic systems, which is based on the combination of the (extended) dynamical mean-field theory ((E)DMFT) and the two-particle irreducible functional renormaliztion-group (2PI-fRG) method. The considering approach uses self-energy and the two-particle irreducible vertices, obtained from (E)DMFT, as an input of 2PI-fRG approach. Using 2PI vertices may improve the applicability of various truncations and fulfilling conservation laws in comparison with one-particle irreducible approaches. In case of purely local interaction in a certain truncation of the DMFT+2PI-fRG equations, the obtained equation for the self-energy has a similar, although not identical, structure to that in the ladder dynamic vertex approximation (D$\Gamma $A). For the non-local interactions, in a simplest truncation we reproduce the results for the two-particle vertices/susceptibilities in the ladder approximation of the dual boson approach, but obtain different equation for the self-energy with a correct treatment of the one-particel reducible vertices of higher orders. The proposed scheme is rather general and can be applied to study various phenomena in strongly-correlated electronic systems, e.g. as a tool describing ab initio screening of the Coulomb interaction in strongly correlated systems.
We derive an analytical expression for the local two-particle vertex of the Falicov-Kimball model, including its dependence on all three frequencies, the full vertex, and all reducible vertices. This allows us to calculate the self-energy in diagrammatic extensions of dynamical mean field theory, specifically in the dual fermion and the one-particle irreducible approach. Nonlocal correlations are thence included and originate here from charge-density wave fluctuations. At low temperatures and in two dimensions, they lead to a larger self-energy contribution at low frequencies and a more insulating spectrum.