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arXiv:1601.03977 · Physical Chemistry Chemical Physics

The adiabatic strictly-correlated-electrons functional: kernel and exact properties

Giovanna Lani, Simone Di Marino, Augusto Gerolin, Robert van Leeuwen, Paola Gori‐Giorgi

Published Jan 1, 2016• 14 citations
arXivHTMLPDF

Abstract

We investigate a number of formal properties of the adiabatic strictly-correlated electrons (SCE) functional, relevant for time-dependent potentials and for kernels in linear response time-dependent density functional theory. Among the former, we focus on the compliance to constraints of exact many-body theories, such as the generalised translational invariance and the zero-force theorem. Within the latter, we derive an analytical expression for the adiabatic SCE Hartree exchange-correlation kernel in one dimensional systems, and we compute it numerically for a variety of model densities. We analyse the non-local features of this kernel, particularly the ones that are relevant in tackling problems where kernels derived from local or semi-local functionals are known to fail.

DOI
10.1039/c6cp00339g

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We investigate a number of formal properties of the adiabatic strictly-correlated electrons (SCE) functional, relevant for time-dependent potentials and for kernels in linear response time-dependent density functional theory. Among the former, we focus on the compliance to constraints of exact many-body theories, such as the generalised translational invariance and the zero-force theorem. Within the latter, we derive an analytical expression for the adiabatic SCE Hartree exchange-correlation kernel in one dimensional systems, and we compute it numerically for a variety of model densities. We analyse the non-local features of this kernel, particularly the ones that are relevant in tackling problems where kernels derived from local or semi-local functionals are known to fail.
We consider an analytically solvable model of two interacting electrons that allows for the calculation of the exact exchange-correlation kernel of time-dependent density functional theory. This kernel, as well as the corresponding density response function, is studied in the limit of large repulsive interactions between the electrons and we give analytical results for these quantities as an asymptotic expansion in powers of the square root of the interaction strength. We find that in the strong interaction limit the three leading terms in the expansion of the kernel act instantaneously while memory terms only appear in the next orders. We further derive an alternative expansion for the kernel in the strong interaction limit on the basis of the theory developed previously [Phys. Chem. Chem. Phys. 18, 21092 (2016)] using the formalism of strictly correlated electrons in the adiabatic approximation. We find that the first two leading terms in this series, corresponding to the strictly correlated limit and its zero-point vibration correction, coincide with the two leading terms of the exact expansion. We finally analyze the spatial nonlocality of these terms and show when the adiabatic approximation breaks down. The ability to reproduce the exact kernel in the strong interaction limit indicates that the adiabatic strictly correlated electron formalism is useful for studying the density response and excitation properties of other systems with strong electronic interactions.
The interacting and the Kohn-Sham static density-density response functions for different one-dimensional two-electron singlet systems are reconstructed numerically. From their inverse we obtain the exact static exchange-correlation kernel. This quantity represents the adiabatically exact approximation of the frequency-dependent exchange-correlation kernel that is crucial for time-dependent linear density-response theory. We investigate its performance for nonlocal perturbations and analyze its sum rule properties. We also compute the adiabatically exact transition energies that follow from the static kernel within linear-response theory.
In this work we consider a numerically solvable model of a two-electron diatomic molecule to study a recently proposed approximation based on the density functional theory of so-called strictly correlated electrons (SCE). We map out the full two-particle wave function for a wide range of bond distances and interaction strengths and obtain analytic results for the two-particle states and eigenenergies in various limits of strong and weak interactions, and in the limit of large bond distance. We then study the so-called Hartree-exchange-correlation (Hxc) kernel of time-dependent density functional theory which is a key ingredient in calculating excitation energies. We study an approximation based on adiabatic SCE (ASCE) theory which was shown to display a particular feature of the exact Hxc kernel, namely, a spatial divergence as function of the bond distance. This makes the ASCE kernel a candidate for correcting a notorious failure of the commonly used adiabatic local density approximation (ALDA) in the calculation of excitation energies of dissociating molecules. Unlike the ALDA, we obtain nonzero excitation energies from the ASCE kernel in the dissociation regime but they do not correspond to those of the true spectrum unless the interaction strength is taken to be very large such that the SCE theory has the right regime of validity, in which case the excitation energies become exact and represent the so-called zero-point oscillations of the strictly correlated electrons. The commonly studied physical dissociation regime, namely, large molecular separation at intermediate interaction strength, therefore remains a challenge for density functional approximations based on SCE theory.
In time-dependent density-functional theory, an important quantity is the exchange-correlation kernel whose knowledge allows for the calculations of the excitation spectrum of electronic systems. In most applications, the exchange-correlation kernel is approximated by the adiabatic local-density approximation, ignoring the frequency dependence and nonlocality. To gain insight into the nature of the exact exchange-correlation kernel, we have considered a two-dimensional one-band Hubbard model. The calculated exact exchange-correlation kernel reveals a number of striking features. It has a weak energy dependence up to the main excitation energy. On the other hand, the exact kernel shows a strong energy dependence in energy regions, where there are many-body excitations that are not contained in the local-density approximation, even though these excitations have small weight. It is found that a static approximation can well reproduce the main excitation peaks, but the satellite structures arising from many-body interaction are unlikely to be accounted for with a static approximation.
The exact exchange-correlation (xc) kernel ${f}_{\text{xc}}(x,{x}^{\ensuremath{'}},\ensuremath{\omega})$ of linear response time-dependent density functional theory is computed over a wide range of frequencies for three canonical one-dimensional finite systems. Methods used to ensure the numerical robustness of fxc{f}_{\text{xc}}fxc​ are set out. The frequency dependence of fxc{f}_{\text{xc}}fxc​ is found to be largely due to its analytic structure, i.e., its singularities at certain frequencies, which are required in order to capture particular transitions, including those of double excitation character. However, within the frequency range of the first few interacting excitations, fxc{f}_{\text{xc}}fxc​ is approximately $\ensuremath{\omega}$ independent, meaning the exact adiabatic approximation ${f}_{\text{xc}}(\ensuremath{\omega}=0)$ remedies the failings of the local density approximation and random phase approximation for these lowest transitions. The key differences between the exact fxc{f}_{\text{xc}}fxc​ and its common approximations are analyzed, and cannot be eliminated by exploiting the limited gauge freedom in fxc{f}_{\text{xc}}fxc​. The optical spectrum benefits from using as accurate as possible an fxc{f}_{\text{xc}}fxc​ and ground-state xc potential, while maintaining exact compatibility between the two is of less importance.
The key quantity in the formulation of linear-response theory within time-dependent density-functional theory is the so-called exchange-correlation (xc) kernel. This chapter discusses the properties of the xc kernel. In general, it is a complex and frequency-dependent object, and a functional of the ground-state density. Several exact properties such as the zero-force theorem, static and high-frequency limit, and the long-range behaviour are discussed. The xc kernel can be related to a time-dependent variational principle provided one pays attention to certain time-dependent boundary conditions to ensure causality. The adiabatic approximation of the xc kernel is discussed. Finally, the third section of the chapter reviews the xc kernel of the homogeneous electron liquid. Many of its exact properties are covered, such as the high- and low-frequency limit and the long-wavevector limit. Three widely used parametrizations are presented and the analytical behaviour in the complex frequency plane is investigated.