Symmetry Fractionalization in Three-Dimensional
Z2 Topological Order and Fermionic Symmetry-Protected Phases
We examine the interplay of symmetry and topological order in
2+1 dimensional fermionic topological phases of matter. We define fermionic topological symmetries acting on the emergent topological effective theory described using braided tensor category theory. Connecting this to the
Gf fermionic symmetry of the microscopic physical system, we characterize and classify symmetry fractionalization in fermionic topological phases. We find that the physical fermion provides constraints that result in a tiered structure of obstructions and classification of fractionalization with respect to the physical fermions, the quasiparticles, and the vortices. The fractionalization of the (bosonic) symmetry
G=Gf/Z2f on the physical fermions is essentially the central extension of
G by the
Z2f fermion parity conservation that yields the fermionic symmetry
Gf. We develop an algebraic theory of
Gf symmetry defects for fermionic topological phases using
G-crossed braided tensor category theory. This formalism allows us to fully characterize and classify
2+1 dimensional fermionic symmetry enriched topological phases with on-site unitary fermionic symmetry group
Gf. We first apply this formalism to extract the minimal data specifying a general fermionic symmetry protected topological phase, and demonstrate that such phases with fixed
Gf form a group under fermionic stacking. Then we analyze general fermionic symmetry enriched topological phases and find their classification is given torsorially by the classification of the symmetry fractionalization of quasiparticles combined with the classification of fermionic symmetry protected topological phases. We illustrate our results by detailing a number of examples, including all the invertible fermionic topological phases.
Symmetry fractionalization on topological excitations is one of the most remarkable quantum phenomena in topological orders with symmetry, i.e., symmetry-enriched topological phases. While much progress has been theoretically and experimentally made in two dimensions (2D), the understanding on symmetry fractionalization in 3D is far from complete. A long-standing challenge is to understand symmetry fractionalization on looplike topological excitations, which are spatially extended objects. In this paper, we construct a powerful topological-field-theoretical framework approach for 3D topological orders, which leads to a systematic characterization and classification of symmetry fractionalization. For systems with Abelian gauge groups (
Gg) and Abelian symmetry groups (
Gs), we successfully establish equivalence classes that lead to a finite number of patterns of symmetry fractionalization, although there are notoriously infinite number of Lagrangian-descriptions of the system. Based on this, we compute topologically distinct types of fractional symmetry charges carried by particles. Then, for each type, we compute topologically distinct statistical phases of braiding processes among loop excitations and external symmetry fluxes. As a result, we are able to unambiguously list all physical observables for each pattern of symmetry fractionalization. We present detailed calculations on many concrete examples. As an example, we find that the symmetry fractionalization in an untwisted ${\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}$ topological order with
Z2 symmetry is classified by ${({\mathbb{Z}}_{2})}^{6}\ensuremath{\bigoplus}{({\mathbb{Z}}_{2})}^{2}\ensuremath{\bigoplus}{({\mathbb{Z}}_{2})}^{2}\ensuremath{\bigoplus}{({\mathbb{Z}}_{2})}^{2}$. If the topological order is twisted, the classification reduces to
(Z2)6 in which particle excitations always carry integer charge. Inspired by the field-theoretical analysis, we find that our classification of symmetry fractionalization with twist $\ensuremath{\omega}$ can be formally organized into an algebraic formalism: ${⨁}_{{\ensuremath{\nu}}_{i}}{\mathcal{H}}^{4}({G}_{g}{\ensuremath{\leftthreetimes}}_{{\ensuremath{\nu}}_{i}}{G}_{s},U(1))/{\mathrm{\ensuremath{\Gamma}}}_{\ensuremath{\omega}}({\ensuremath{\nu}}_{i}),$ where anomaly-free symmetry fractionalization on particles ${\ensuremath{\nu}}_{i}\ensuremath{\in}{\mathcal{H}}_{non}^{2}({G}_{s},{G}_{g})$. Despite the lack of detailed dependence of ${\mathrm{\ensuremath{\Gamma}}}_{\ensuremath{\omega}}({\ensuremath{\nu}}_{i})$ on $\ensuremath{\omega}$ and ${\ensuremath{\nu}}_{i}$, the present field-theoretical approach allows us to efficiently calculate and understand ${\mathrm{\ensuremath{\Gamma}}}_{\ensuremath{\omega}}({\ensuremath{\nu}}_{i})$. Several future directions are presented at the end of this paper.
In a phase with fractional excitations, topological properties are enriched in the presence of global symmetry. In particular, fractional excitations can transform under symmetry in a fractionalized manner, resulting in different symmetry enriched topological (SET) phases. While a good deal is now understood in 2D regarding what symmetry fractionalization patterns are possible, the situation in 3D is much more open. A new feature in 3D is the existence of loop excitations, so to study 3D SET phases, first we need to understand how to properly describe the fractionalized action of symmetry on loops. Using a dimensional reduction procedure, we show that these loop excitations exist as the boundary between two 2D SET phases, and the symmetry action is characterized by the corresponding difference in SET orders. Moreover, similar to the 2D case, we find that some seemingly possible symmetry fractionalization patterns are actually anomalous and cannot be realized strictly in 3D. We detect such anomalies using the flux fusion method we introduced previously in 2D. To illustrate these ideas, we use the
3DZ2 gauge theory with
Z2 global symmetry as an example, and enumerate and describe the corresponding SET phases. In particular, we find four nonanomalous SET phases and one anomalous SET phase, which we show can be realized as the surface of a 4D system with symmetry protected topological order.
One of the central ideas regarding anomalies in topological phases of matter is that they imply the existence of higher-dimensional physics, with an anomaly in a D-dimensional theory typically being canceled by a bulk (D+1)-dimensional symmetry-protected topological phase (SPT). We demonstrate that for some topological phases with reflection symmetry, anomalies may actually be canceled by a D-dimensional SPT, provided that it comes embedded in an otherwise trivial (D+1)-dimensional bulk. We illustrate this for the example of
ZN topological order enriched with reflection symmetry in (2+1)D, and along the way establish a classification of anomalous reflection symmetry fractionalization patterns. In particular, we show that anomalies occur if and only if both electric and magnetic quasiparticle excitations possess nontrivial fractional reflection quantum numbers.
Topologically ordered phases of matter, in particular so-called symmetry-enriched topological phases, can exhibit quantum number fractionalization in the presence of global symmetry. In
Z2 topologically ordered states in two dimensions, fundamental translations
Tx and
Ty acting on anyons can either commute or anticommute. This property, crystal momentum fractionalization, can be seen in a periodicity of the excited-state spectrum in the Brillouin zone. We present a numerical method to detect the presence of this form of symmetry enrichment given a projected entangled pair state; we study the minima of the spectrum of correlation lengths of the transfer matrix for a cylinder. As a benchmark, we demonstrate our method using a modified toric code model with perturbation. An enhanced periodicity in momentum clearly reveals the nontrivial anticommutation relation
Tx,Ty=0 for the corresponding quasiparticles in the system.
In this thesis, we study the topological phases of quantum spin systems. One project is to investigate a class of anti-ferromagnetic SU(N) Heisenberg models, describing Mott insulators of fermionic ultra-cold alkaline earth atoms on the three-dimensional simple cubic lattice. Our large-N analysis maps a rich phase diagram. One particularly striking state we found spontaneously breaks lattice rotation symmetry, where the cubic lattice breaks up into bilayers, each of which forms a two-dimensional chiral spin liquid state. In the other projects, we study the phenomenon of symmetry fractionalization on anyons as a tool to characterize two-dimensional symmetry enriched topological phases. In particular, we focus on how crystalline symmetries may fractionalize in gapped Z2 spin liquids. If the system has the symmetry of the square lattice, then there are 2080 symmetry fractionalization patterns possible. With exactly solvable models, we realize 487 of these in strictly two-dimensional systems. In addition, we succeed to understand why the remaining patterns cannot be found in the family of models we construct. Some can only appear on the surface of three-dimensional systems with non-trivial point group symmetry protected topological (pgSPT) order, whose boundary degrees of freedom transform non-locally under the symmetries. We construct a simple toy model to show this anomalous crystalline symmetry fractionalization phenomenon associated with a reflection. Moreover, our approach establishes the connection between the pgSPT phases and the topological phases with on-site symmetries in lower dimensions. This insight is very useful for classification of pgSPT orders in general.