Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:1510.02803 · Physical Review Letters

Bulk Topological Proximity Effect

Timothy H. Hsieh, Hiroaki Ishizuka, Leon Balents, Taylor L. Hughes

Published Feb 26, 2016• 32 citations
arXivHTMLPDF

Abstract

Existing proximity effects stem from systems with a local order parameter, such as a local magnetic moment or a local superconducting pairing amplitude. Here, we demonstrate that despite lacking a local order parameter, topological phases also may give rise to a proximity effect of a distinctively inverted nature. We focus on a general construction in which a topological phase is extensively coupled to a second system, and we argue that, in many cases, the inverse topological order will be induced on the second system. To support our arguments, we rigorously establish this "bulk topological proximity effect" for all gapped free-fermion topological phases and representative integrable models of interacting topological phases. We present a terrace construction which illustrates the phenomenological consequences of this proximity effect. Finally, we discuss generalizations beyond our framework, including how intrinsic topological order may also exhibit this effect.

DOI
10.1103/physrevlett.116.086802

Related papers

Effects of interactions on the topological classification of free fermion systems

Lukasz Fidkowski, Alexei Kitaev

We describe in detail a counterexample to the topological classification of free fermion systems. We deal with a one-dimensional chain of Majorana fermions with an unusual $T$ symmetry. The topological invariant for the free fermion classification lies in $\mathbb{Z}$, but with the introduction of interactions the $\mathbb{Z}$ is broken to ${\mathbb{Z}}_{8}$. We illustrate this in the microscopic model of the Majorana chain by constructing an explicit path between two distinct phases whose topological invariants are equal modulo 8, along which the system remains gapped. The path goes through a strongly interacting region. We also find the field-theory interpretation of this phenomenon. There is a second-order phase transition between the two phases in the free theory, which can be avoided by going through the strongly interacting region. We show that this transition is in the two-dimensional Ising universality class, where a first-order phase transition line, terminating at a second-order transition, can be avoided by going through the analog of a high-temperature paramagnetic phase. In fact, we construct the full phase diagram of the system as a function of the thermal operator (i.e., the mass term that tunes between the two phases in the free theory) and two quartic operators, obtaining a first-order Peierls transition region, a second-order transition region, and a region with no transition.

arXiv:0904.2197•Physical Review B•Apr 7, 2010•575 citations

Gapless symmetry-protected topological phase of fermions in one dimension

Anna Keselman, Erez Berg

We consider a one-dimensional, time-reversal-invariant system with attractive interactions and spin-orbit coupling. Such a system is gapless due to the strong quantum fluctuations of the superconducting order parameter. However, we show that a sharply defined topological phase with protected, exponentially localized edge states exists. If one of the spin components is conserved, the protection of the edge modes can be understood as a consequence of the presence of a spin gap. In the more general case, the localization of the edge states arises from a gap to single-particle excitations in the bulk. We consider specific microscopic models and demonstrate both analytically and numerically (using density matrix renormalization group calculations) that they can support the topologically nontrivial phase.

arXiv:1502.02037•Physical Review B•Jun 8, 2015•132 citations

Interacting second-order topological insulators in one-dimensional fermions with correlated hopping

Arianna Montorsi, Utso Bhattacharya, Daniel González-Cuadra +3 more

Higher-order topological crystalline phases in low-dimensional interacting quantum systems represent a challenging and largely unexplored research topic. Here, we derive a Hamiltonian describing fermions interacting through correlated hopping processes that break chiral invariance, but preserve both inversion and time-reversal symmetries. In this way, we show that our one-dimensional model gives rise to an interacting second-order topological insulating phase that supports gapped edge states. The topological nature of such an interacting phase turns out to be revealed by both long-range order of a nonlocal string correlation function and by even degeneracy of the entanglement spectrum. For strong interactions we instead find that the topological crystalline phase is destroyed and replaced by a singlet superconducting phase. The latter, characterized by local fermionic pairing, turns out to appear both in a homogeneous and in a phase separated form. Relevantly, the derived one-dimensional model and the second-order topological insulator can be explored and investigated in atomic quantum simulators.

arXiv:2208.00939•Physical review. B./Physical review. B•Dec 30, 2022•16 citations

Topology and Excitations in Low-Dimensional Quantum Matter

Ruben Verresen

The Schrödinger equation is nearly a century old, yet we are still in the midst of uncovering the remarkable phenomena emerging in many-body quantum systems. From superconductivity to anyonic quasiparticles, nature consistently surprises with its rich self-organization. To elucidate and grasp this variety, it is paramount to understand the phases of matter that can occur in many-body ground states, as well as their emergent collective excitations. Of particular interest are topological phases of matter, characterized by exotic excitations or edge phenomena. There exist by now several universal frameworks for gapped systems, i.e., those with an energy gap above the ground state. However, in the last decade, a multitude of gapless quantum wires---effectively one-dimensional systems---have been reported to be topologically non-trivial. A framework for their understanding and classification is missing. In addition to ground state order---topological or otherwise---a more complete picture involves the properties of excitations above the ground state. Alas, little is known about excitations beyond the universal low-energy regime. In part, this is due to a lack of analytical and numerical methods able to describe excitations at finite energies, especially in strongly-interacting systems beyond one dimension. In this thesis, we address these issues: firstly, we build a general understanding of topological phases in one dimension, including both gapped and gapless cases. In particular, we unify previously studied examples into a single framework. Secondly, we develop a novel numerical method for obtaining spectral functions in two dimensions---these give direct insight into the properties of excitations and are moreover experimentally measurable. Using this numerical method, we uncover a variety of robust properties of excitations at finite energies. Part I of this thesis concerns gapped and gapless topological phases in one dimension. In Chapter 2, we first treat the case of non-interacting fermions. Therein, we review the known classification of gapped phases before extending it to the gapless case, showing that exponentially-localized Majorana zero modes can still emerge at the edge when the bulk is gapless. Interacting gapped phases are discussed in Chapter 3, with a focus on symmetry-protected topological order. These have already been classified; our contribution is to provide a non-technical review of this classification as well as showing that many paradigmatic model Hamiltonians can be related to one another. Finally, Chapter 4 introduces the notion of symmetry-enriched quantum criticality, which we propose as a framework for classifying gapless phases. The key message is that in the presence of symmetries, a universality class can divide into distinct phases, characterized by the symmetry action on the low-energy scaling operators. This includes gapless topological phases, with examples hiding in plain sight; we clarify their stability and reinterpret previously studied examples. Part II studies the excitations above the ground states of two-dimensional quantum spin models. The main object of our study is the dynamic spin structure factor; this type of spectral function is reviewed in the first part of Chapter 5. The second part of this chapter introduces a novel matrix-product-state-based algorithm to efficiently compute it, opening a new window on the dynamics of two-dimensional quantum systems. We benchmark this numerical method in Chapter 6 on the exactly-solvable Kitaev model---a paradigmatic topological model realizing a quantum spin liquid. By adding non-integrable Heisenberg perturbations, we identify the first unequivocal theoretical realization of a proximate spin liquid: the ground state becomes conventionally ordered, yet the high-energy spectral properties are structurally similar to those of the nearby Kitaev spin liquid. The latter agrees with aspects of recent inelastic neutron scattering experiments on alpha-RuCl3. In Chapter 7, we turn to one of the oldest models in many-body quantum physics: the spin-1/2 Heisenberg antiferromagnet on the square lattice. Despite its venerable history, there is still disagreement about the physical origin of high-energy spectral features which low-order spin wave theory cannot account for. We provide a simple picture for this strongly-interacting-magnon feature by connecting it to a simple Ising limit. Lastly, Chapter 8 discusses the stability of quasiparticles---collective excitations behaving like a single emergent entity, of which magnons are a prime example. These are often known to be stable at the lowest energies and are presumed to decay whenever this is seemingly allowed by energy and momentum conservation. However, we show that strong interactions can prevent this from happening. We numerically confirm this principle of avoided decay in the (slightly-detuned) Heisenberg antiferromagnet on the triangular lattice. Moreover, we can even identify its fingerprints in existing experimental data on Ba3CoSb2O9 and superfluid helium. In this thesis, we thus enlarge our understanding of quantum phases and their excitations. The identification of the key principles of gapless topological phases in one dimension calls for direct analogues in higher dimensions, waiting to be uncovered. With regard to the robust properties of the excitations identified in this thesis, we are hopeful that these can be extended into a theory of quasiparticle properties away from the universal low-energy regime.

•Jan 1, 2019•0 citations

Interaction effects in topological superconducting wires supporting Majorana fermions

Edwin Miles Stoudenmire, Jason Alicea, Oleg A. Starykh +1 more

Among the broad spectrum of systems predicted to exhibit topological superconductivity and Majorana fermions, one-dimensional wires with strong spin-orbit coupling provide one of the most promising experimental candidates. Here we investigate the fate of the topological superconducting phase in such wires when repulsive interactions are present. Using a combination of density matrix renormalization group, bosonization, and Hartree--Fock techniques, we demonstrate that while interactions degrade the bulk gap---consistent with recent results of Gangadharaiah et al.---they also greatly expand the parameter range over which the topological phase arises. In particular, we show that with interactions this phase can be accessed over a broader chemical potential window, thereby leading to greater immunity against disorder-induced chemical potential fluctuations in the wire. We also suggest that in certain wires strong interactions may allow Majorana fermions to be generated without requiring a magnetic field.

arXiv:1104.5493•Physical Review B•Jul 14, 2011•279 citations

Interaction effects on 3D topological superconductors: surface topological order from vortex condensation, the 16 fold way and fermionic Kramers doublets

Max A. Metlitski, Lukasz Fidkowski, Xie Chen +1 more

Three dimensional topological superconductors with time reversal symmetry (class DIII) are indexed by an integer $ν$, the number of surface Majorana cones, according to the free fermion classification. The superfluid B phase of He$^3$ realizes the $ν=1$ phase. Recently, it has been argued that this classification is reduced in the presence of interactions to Z$_{16}$. This was argued from the symmetry respecting surface topological orders of these states, which provide a non-perturbative definition of the bulk topological phase. Here, we verify this conclusion by focusing on the even index case, $ν=2m$, where a vortex condensation approach can be used to explicitly derive the surface topological orders. We show a direct relation to the well known result on one dimensional topological superconductors (class BDI), where interactions reduce the free fermion classification from Z down to Z$_8$. Finally, we discuss in detail the fermionic analog of Kramers time reversal symmetry, which allows semions of some surface topological orders to transform as $T^2=\pm i$.

arXiv:1406.3032•Jun 11, 2014•50 citations
Existing proximity effects stem from systems with a local order parameter, such as a local magnetic moment or a local superconducting pairing amplitude. Here, we demonstrate that despite lacking a local order parameter, topological phases also may give rise to a proximity effect of a distinctively inverted nature. We focus on a general construction in which a topological phase is extensively coupled to a second system, and we argue that, in many cases, the inverse topological order will be induced on the second system. To support our arguments, we rigorously establish this "bulk topological proximity effect" for all gapped free-fermion topological phases and representative integrable models of interacting topological phases. We present a terrace construction which illustrates the phenomenological consequences of this proximity effect. Finally, we discuss generalizations beyond our framework, including how intrinsic topological order may also exhibit this effect.
We describe in detail a counterexample to the topological classification of free fermion systems. We deal with a one-dimensional chain of Majorana fermions with an unusual TTT symmetry. The topological invariant for the free fermion classification lies in Z\mathbb{Z}Z, but with the introduction of interactions the Z\mathbb{Z}Z is broken to Z8{\mathbb{Z}}_{8}Z8​. We illustrate this in the microscopic model of the Majorana chain by constructing an explicit path between two distinct phases whose topological invariants are equal modulo 8, along which the system remains gapped. The path goes through a strongly interacting region. We also find the field-theory interpretation of this phenomenon. There is a second-order phase transition between the two phases in the free theory, which can be avoided by going through the strongly interacting region. We show that this transition is in the two-dimensional Ising universality class, where a first-order phase transition line, terminating at a second-order transition, can be avoided by going through the analog of a high-temperature paramagnetic phase. In fact, we construct the full phase diagram of the system as a function of the thermal operator (i.e., the mass term that tunes between the two phases in the free theory) and two quartic operators, obtaining a first-order Peierls transition region, a second-order transition region, and a region with no transition.
We consider a one-dimensional, time-reversal-invariant system with attractive interactions and spin-orbit coupling. Such a system is gapless due to the strong quantum fluctuations of the superconducting order parameter. However, we show that a sharply defined topological phase with protected, exponentially localized edge states exists. If one of the spin components is conserved, the protection of the edge modes can be understood as a consequence of the presence of a spin gap. In the more general case, the localization of the edge states arises from a gap to single-particle excitations in the bulk. We consider specific microscopic models and demonstrate both analytically and numerically (using density matrix renormalization group calculations) that they can support the topologically nontrivial phase.
Higher-order topological crystalline phases in low-dimensional interacting quantum systems represent a challenging and largely unexplored research topic. Here, we derive a Hamiltonian describing fermions interacting through correlated hopping processes that break chiral invariance, but preserve both inversion and time-reversal symmetries. In this way, we show that our one-dimensional model gives rise to an interacting second-order topological insulating phase that supports gapped edge states. The topological nature of such an interacting phase turns out to be revealed by both long-range order of a nonlocal string correlation function and by even degeneracy of the entanglement spectrum. For strong interactions we instead find that the topological crystalline phase is destroyed and replaced by a singlet superconducting phase. The latter, characterized by local fermionic pairing, turns out to appear both in a homogeneous and in a phase separated form. Relevantly, the derived one-dimensional model and the second-order topological insulator can be explored and investigated in atomic quantum simulators.
The Schrödinger equation is nearly a century old, yet we are still in the midst of uncovering the remarkable phenomena emerging in many-body quantum systems. From superconductivity to anyonic quasiparticles, nature consistently surprises with its rich self-organization. To elucidate and grasp this variety, it is paramount to understand the phases of matter that can occur in many-body ground states, as well as their emergent collective excitations. Of particular interest are topological phases of matter, characterized by exotic excitations or edge phenomena. There exist by now several universal frameworks for gapped systems, i.e., those with an energy gap above the ground state. However, in the last decade, a multitude of gapless quantum wires---effectively one-dimensional systems---have been reported to be topologically non-trivial. A framework for their understanding and classification is missing. In addition to ground state order---topological or otherwise---a more complete picture involves the properties of excitations above the ground state. Alas, little is known about excitations beyond the universal low-energy regime. In part, this is due to a lack of analytical and numerical methods able to describe excitations at finite energies, especially in strongly-interacting systems beyond one dimension. In this thesis, we address these issues: firstly, we build a general understanding of topological phases in one dimension, including both gapped and gapless cases. In particular, we unify previously studied examples into a single framework. Secondly, we develop a novel numerical method for obtaining spectral functions in two dimensions---these give direct insight into the properties of excitations and are moreover experimentally measurable. Using this numerical method, we uncover a variety of robust properties of excitations at finite energies. Part I of this thesis concerns gapped and gapless topological phases in one dimension. In Chapter 2, we first treat the case of non-interacting fermions. Therein, we review the known classification of gapped phases before extending it to the gapless case, showing that exponentially-localized Majorana zero modes can still emerge at the edge when the bulk is gapless. Interacting gapped phases are discussed in Chapter 3, with a focus on symmetry-protected topological order. These have already been classified; our contribution is to provide a non-technical review of this classification as well as showing that many paradigmatic model Hamiltonians can be related to one another. Finally, Chapter 4 introduces the notion of symmetry-enriched quantum criticality, which we propose as a framework for classifying gapless phases. The key message is that in the presence of symmetries, a universality class can divide into distinct phases, characterized by the symmetry action on the low-energy scaling operators. This includes gapless topological phases, with examples hiding in plain sight; we clarify their stability and reinterpret previously studied examples. Part II studies the excitations above the ground states of two-dimensional quantum spin models. The main object of our study is the dynamic spin structure factor; this type of spectral function is reviewed in the first part of Chapter 5. The second part of this chapter introduces a novel matrix-product-state-based algorithm to efficiently compute it, opening a new window on the dynamics of two-dimensional quantum systems. We benchmark this numerical method in Chapter 6 on the exactly-solvable Kitaev model---a paradigmatic topological model realizing a quantum spin liquid. By adding non-integrable Heisenberg perturbations, we identify the first unequivocal theoretical realization of a proximate spin liquid: the ground state becomes conventionally ordered, yet the high-energy spectral properties are structurally similar to those of the nearby Kitaev spin liquid. The latter agrees with aspects of recent inelastic neutron scattering experiments on alpha-RuCl3. In Chapter 7, we turn to one of the oldest models in many-body quantum physics: the spin-1/2 Heisenberg antiferromagnet on the square lattice. Despite its venerable history, there is still disagreement about the physical origin of high-energy spectral features which low-order spin wave theory cannot account for. We provide a simple picture for this strongly-interacting-magnon feature by connecting it to a simple Ising limit. Lastly, Chapter 8 discusses the stability of quasiparticles---collective excitations behaving like a single emergent entity, of which magnons are a prime example. These are often known to be stable at the lowest energies and are presumed to decay whenever this is seemingly allowed by energy and momentum conservation. However, we show that strong interactions can prevent this from happening. We numerically confirm this principle of avoided decay in the (slightly-detuned) Heisenberg antiferromagnet on the triangular lattice. Moreover, we can even identify its fingerprints in existing experimental data on Ba3CoSb2O9 and superfluid helium. In this thesis, we thus enlarge our understanding of quantum phases and their excitations. The identification of the key principles of gapless topological phases in one dimension calls for direct analogues in higher dimensions, waiting to be uncovered. With regard to the robust properties of the excitations identified in this thesis, we are hopeful that these can be extended into a theory of quasiparticle properties away from the universal low-energy regime.
Among the broad spectrum of systems predicted to exhibit topological superconductivity and Majorana fermions, one-dimensional wires with strong spin-orbit coupling provide one of the most promising experimental candidates. Here we investigate the fate of the topological superconducting phase in such wires when repulsive interactions are present. Using a combination of density matrix renormalization group, bosonization, and Hartree--Fock techniques, we demonstrate that while interactions degrade the bulk gap---consistent with recent results of Gangadharaiah et al.---they also greatly expand the parameter range over which the topological phase arises. In particular, we show that with interactions this phase can be accessed over a broader chemical potential window, thereby leading to greater immunity against disorder-induced chemical potential fluctuations in the wire. We also suggest that in certain wires strong interactions may allow Majorana fermions to be generated without requiring a magnetic field.
Three dimensional topological superconductors with time reversal symmetry (class DIII) are indexed by an integer ννν, the number of surface Majorana cones, according to the free fermion classification. The superfluid B phase of He3^33 realizes the ν=1ν=1ν=1 phase. Recently, it has been argued that this classification is reduced in the presence of interactions to Z16_{16}16​. This was argued from the symmetry respecting surface topological orders of these states, which provide a non-perturbative definition of the bulk topological phase. Here, we verify this conclusion by focusing on the even index case, ν=2mν=2mν=2m, where a vortex condensation approach can be used to explicitly derive the surface topological orders. We show a direct relation to the well known result on one dimensional topological superconductors (class BDI), where interactions reduce the free fermion classification from Z down to Z8_88​. Finally, we discuss in detail the fermionic analog of Kramers time reversal symmetry, which allows semions of some surface topological orders to transform as T2=±iT^2=\pm iT2=±i.