Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:0904.2197 · Physical Review B

Effects of interactions on the topological classification of free fermion systems

Lukasz Fidkowski, Alexei Kitaev

Published Apr 7, 2010• 575 citations
arXivHTMLPDF

Abstract

We describe in detail a counterexample to the topological classification of free fermion systems. We deal with a one-dimensional chain of Majorana fermions with an unusual $T$ symmetry. The topological invariant for the free fermion classification lies in $\mathbb{Z}$, but with the introduction of interactions the $\mathbb{Z}$ is broken to ${\mathbb{Z}}_{8}$. We illustrate this in the microscopic model of the Majorana chain by constructing an explicit path between two distinct phases whose topological invariants are equal modulo 8, along which the system remains gapped. The path goes through a strongly interacting region. We also find the field-theory interpretation of this phenomenon. There is a second-order phase transition between the two phases in the free theory, which can be avoided by going through the strongly interacting region. We show that this transition is in the two-dimensional Ising universality class, where a first-order phase transition line, terminating at a second-order transition, can be avoided by going through the analog of a high-temperature paramagnetic phase. In fact, we construct the full phase diagram of the system as a function of the thermal operator (i.e., the mass term that tunes between the two phases in the free theory) and two quartic operators, obtaining a first-order Peierls transition region, a second-order transition region, and a region with no transition.

DOI
10.1103/physrevb.81.134509

Related papers

Topological phases of fermions in one dimension

Lukasz Fidkowski, Alexei Kitaev

In this paper we show how the classification of topological phases in insulators and superconductors is changed by interactions, in the case of one-dimensional systems. We focus on the time-reversal-invariant Majorana chain (BDI symmetry class). While the band classification yields an integer topological index $k$, it is known that phases characterized by values of $k$ in the same equivalence class modulo 8 can be adiabatically transformed one to another by adding suitable interaction terms. Here we show that the eight equivalence classes are distinct and exhaustive, and provide a physical interpretation for the interacting invariant modulo 8. The different phases realize different Altland-Zirnbauer classes of the reduced density matrix for an entanglement bipartition into two half chains. We generalize these results to the classification of all one-dimensional gapped phases of fermionic systems with possible antiunitary symmetries, utilizing the algebraic framework of central extensions. We use matrix product state methods to prove our results.

arXiv:1008.4138•Physical Review B•Feb 8, 2011•860 citations

Phase diagram of the interacting Majorana chain model

Armin Rahmani, Xiaoyu Zhu, Marcel Franz +1 more

The Hubbard and spinless fermion chains are paradigms of strongly correlated systems, very well understood using the Bethe ansatz, density matrix renormalization group (DMRG), and field theory/renormalization group (RG) methods. They have been applied to one-dimensional materials and have provided important insights for understanding higher-dimensional cases. Recently, an interacting fermion model has been introduced, with possible applications to topological materials. It has a single Majorana fermion operator on each lattice site and interactions with the shortest possible range that involve four sites. We present a thorough analysis of the phase diagram of this model in one dimension using field-theory/RG and DMRG methods. It includes a gapped supersymmetric region and a gapless phase with coexisting Luttinger liquid and Ising degrees of freedom. In addition to a first-order transition, three critical points occur: tricritical Ising, Lifshitz, and a generalization of the commensurate-incommensurate transition. We also survey various gapped phases of the system that arise when the translation symmetry is broken by dimerization and find both trivial and topological phases with 0, 1, and 2 Majorana zero modes bound to the edges of the chain with open boundary conditions.

arXiv:1505.03966•Physical Review B•Dec 14, 2015•117 citations

Topological quantum critical points in strong coupling limits: Global symmetries and strongly interacting Majorana fermions

Fei Zhou

In this paper, we discuss strong coupling limits of topological quantum critical points (TQCPs) where quantum phase transitions between two topological distinct superconducting states take place. We illustrate that while superconducting phases on both sides of TQCPs spontaneously break the same symmetries, universality classes of critical states can be identified only when global symmetries in topological states are further specified. In dimensions $d=2\phantom{\rule{4.pt}{0ex}}\text{and}\phantom{\rule{4.pt}{0ex}}3$, we find that continuous $(d+1)\mathrm{th}$-order transitions at weakly interacting TQCPs that were pointed out previously in the presence of the emergent Lorentz symmetry can be terminated by strongly interacting fixed points of Majorana fields. For $2d$ time reversal symmetry breaking TQCPs, termination points are supersymmetric with $\mathcal{N}=4{N}_{f}=1$ (where ${N}_{f}$ is the number of four-component Dirac fermions and $\mathcal{N}$ is the number of two-component real fermions) beyond which transitions are discontinuous first-order ones. For $2d$ time reversal symmetric TQCPs without other global symmetries, termination points of $(d+1)\mathrm{th}$-order continuous transition lines are generically conformal invariant without supersymmetry. Beyond these strong coupling fixed points, there are first-order discontinuous transitions as far as the protecting symmetry is not spontaneously broken but no direct transitions if the protecting symmetry is spontaneously broken in the presence of strong interactions. In this case, termination points can become supersymmetric with $\mathcal{N}=4{N}_{f}=2$ only when interacting Majorana fermions further display an emergent global $\text{U}(1)$ symmetry. In $3d$, strong coupling termination points can be further effectively represented by new emergent gapless real bosons weakly coupled with free gapless Majorana fermions. However, in $1d$, time reversal symmetric $(d+1)\mathrm{th}$ continuous transition lines of TQCPs are terminated by simple free Majorana fermion fixed points.

arXiv:2110.08332•Physical review. B./Physical review. B•Jan 3, 2022•9 citations

Interaction effects on the classification of crystalline topological insulators and superconductors

Xue-Yang Song, Andreas P. Schnyder

We classify interacting topological insulators and superconductors with order-two crystal symmetries (reflection or twofold rotation), focusing on the case where interactions reduce the noninteracting classification. We find that the free-fermion ${\mathbb{Z}}_{2}$ classifications are stable against quartic contact interactions, whereas the $\mathbb{Z}$ classifications reduce to ${\mathbb{Z}}_{N}$, where $N$ depends on the symmetry class and the dimension $d$. These results are derived using a quantum nonlinear $\ensuremath{\sigma}$ model (QNLSM) that describes the effects of the quartic interactions on the boundary modes of the crystalline topological phases. We use Clifford algebra extensions to derive the target spaces of these QNLSMs in a unified way. The reduction pattern of the free-fermion classification then follows from the presence or absence of topological terms in the QNLSMs, which is determined by the homotopy group of the target spaces. We show that this derivation can be performed using either a complex fermion or a real Majorana representation of the crystalline topological phases and demonstrate that these two representations give consistent results. To illustrate the breakdown of the noninteracting classification, we present examples of crystalline topological insulators and superconductors in one, two, and three dimensions whose surface modes are unstable against interactions. For the three-dimensional example, we show that the reduction pattern obtained by the QNLSM method agrees with the one inferred from the stability analysis of the boundary modes using bosonization.

arXiv:1609.07469•Physical review. B./Physical review. B•May 4, 2017•34 citations

Breakdown of the topological classification Z for gapped phases of noninteracting fermions by quartic interactions

Takahiro Morimoto, Akira Furusaki, Christopher Mudry

The conditions for both the stability and the breakdown of the topological classification of gapped ground states of noninteracting fermions, the tenfold way, in the presence of quartic fermion-fermion interactions are given for any dimension of space. This is achieved by encoding the effects of interactions on the boundary gapless modes in terms of boundary dynamical masses. Breakdown of the noninteracting topological classification occurs when the quantum nonlinear $\ensuremath{\sigma}$ models for the boundary dynamical masses favor quantum disordered phases. For the tenfold way, we find that (i) the noninteracting topological classification ${\mathbb{Z}}_{2}^{\phantom{\rule{0.16em}{0ex}}}$ is always stable, (ii) the noninteracting topological classification $\mathbb{Z}$ in even dimensions is always stable, and (iii) the noninteracting topological classification $\mathbb{Z}$ in odd dimensions is unstable and reduces to ${\mathbb{Z}}_{N}^{\phantom{\rule{0.16em}{0ex}}}$ that can be identified explicitly for any dimension and any defining symmetries. We also apply our method to the three-dimensional topological crystalline insulator SnTe from the symmetry class $\mathrm{AII}+R$, for which we establish the reduction $\mathbb{Z}\ensuremath{\rightarrow}{\mathbb{Z}}_{8}^{\phantom{\rule{0.16em}{0ex}}}$ of the noninteracting topological classification.

arXiv:1505.06341•Physical Review B•Sep 1, 2015•103 citations

Topological and quantum critical properties of the interacting Majorana chain model

Natalia Chepiga, Nicolas Laflorencie

We study Majorana chain with the shortest possible interaction term and in the presence of hopping alternation. When formulated in terms of spins the model corresponds to the transverse field Ising model with nearest-neighbor transverse and next-nearest-neighbor longitudinal repulsion. The phase diagram obtained with extensive DMRG simulations is very rich and contains six phases. Four gapped phases include paramagnetic, period-2 with broken translation symmetry, \mathbb{Z}_2 ℤ 2 with broken parity symmetry and the period-2- \mathbb{Z}_2 ℤ 2 phase with both symmetries broken. In addition there are two floating phases: gapless and critical Luttinger liquid with incommensurate correlations, and with an additional spontaneously broken \mathbb{Z}_2 ℤ 2 symmetry in one of them. By analyzing an extended phase diagram we demonstrate that, in contrast with a common belief, the Luttinger liquid phase along the self-dual critical line terminates at a weaker interaction strength than the end point of the Ising critical line that we find to be in the tri-critical Ising universality class. We also show that none of these two points is a Lifshitz point terminating the incommensurability. In addition, we analyzed topological properties through Majorana zero modes emergent in the two topological phases, with and without incommensurability. In the weak interaction regime, a self-consistent mean-field treatment provides a remarkable accuracy for the description of the spectral pairing and the parity switches induced by the interaction.

arXiv:2211.15598•SciPost Physics•Jun 13, 2023•17 citations
We describe in detail a counterexample to the topological classification of free fermion systems. We deal with a one-dimensional chain of Majorana fermions with an unusual TTT symmetry. The topological invariant for the free fermion classification lies in Z\mathbb{Z}Z, but with the introduction of interactions the Z\mathbb{Z}Z is broken to Z8{\mathbb{Z}}_{8}Z8​. We illustrate this in the microscopic model of the Majorana chain by constructing an explicit path between two distinct phases whose topological invariants are equal modulo 8, along which the system remains gapped. The path goes through a strongly interacting region. We also find the field-theory interpretation of this phenomenon. There is a second-order phase transition between the two phases in the free theory, which can be avoided by going through the strongly interacting region. We show that this transition is in the two-dimensional Ising universality class, where a first-order phase transition line, terminating at a second-order transition, can be avoided by going through the analog of a high-temperature paramagnetic phase. In fact, we construct the full phase diagram of the system as a function of the thermal operator (i.e., the mass term that tunes between the two phases in the free theory) and two quartic operators, obtaining a first-order Peierls transition region, a second-order transition region, and a region with no transition.
In this paper we show how the classification of topological phases in insulators and superconductors is changed by interactions, in the case of one-dimensional systems. We focus on the time-reversal-invariant Majorana chain (BDI symmetry class). While the band classification yields an integer topological index kkk, it is known that phases characterized by values of kkk in the same equivalence class modulo 8 can be adiabatically transformed one to another by adding suitable interaction terms. Here we show that the eight equivalence classes are distinct and exhaustive, and provide a physical interpretation for the interacting invariant modulo 8. The different phases realize different Altland-Zirnbauer classes of the reduced density matrix for an entanglement bipartition into two half chains. We generalize these results to the classification of all one-dimensional gapped phases of fermionic systems with possible antiunitary symmetries, utilizing the algebraic framework of central extensions. We use matrix product state methods to prove our results.
The Hubbard and spinless fermion chains are paradigms of strongly correlated systems, very well understood using the Bethe ansatz, density matrix renormalization group (DMRG), and field theory/renormalization group (RG) methods. They have been applied to one-dimensional materials and have provided important insights for understanding higher-dimensional cases. Recently, an interacting fermion model has been introduced, with possible applications to topological materials. It has a single Majorana fermion operator on each lattice site and interactions with the shortest possible range that involve four sites. We present a thorough analysis of the phase diagram of this model in one dimension using field-theory/RG and DMRG methods. It includes a gapped supersymmetric region and a gapless phase with coexisting Luttinger liquid and Ising degrees of freedom. In addition to a first-order transition, three critical points occur: tricritical Ising, Lifshitz, and a generalization of the commensurate-incommensurate transition. We also survey various gapped phases of the system that arise when the translation symmetry is broken by dimerization and find both trivial and topological phases with 0, 1, and 2 Majorana zero modes bound to the edges of the chain with open boundary conditions.
In this paper, we discuss strong coupling limits of topological quantum critical points (TQCPs) where quantum phase transitions between two topological distinct superconducting states take place. We illustrate that while superconducting phases on both sides of TQCPs spontaneously break the same symmetries, universality classes of critical states can be identified only when global symmetries in topological states are further specified. In dimensions d=2and3d=2\phantom{\rule{4.pt}{0ex}}\text{and}\phantom{\rule{4.pt}{0ex}}3d=2and3, we find that continuous (d+1)th(d+1)\mathrm{th}(d+1)th-order transitions at weakly interacting TQCPs that were pointed out previously in the presence of the emergent Lorentz symmetry can be terminated by strongly interacting fixed points of Majorana fields. For 2d2d2d time reversal symmetry breaking TQCPs, termination points are supersymmetric with N=4Nf=1\mathcal{N}=4{N}_{f}=1N=4Nf​=1 (where Nf{N}_{f}Nf​ is the number of four-component Dirac fermions and N\mathcal{N}N is the number of two-component real fermions) beyond which transitions are discontinuous first-order ones. For 2d2d2d time reversal symmetric TQCPs without other global symmetries, termination points of (d+1)th(d+1)\mathrm{th}(d+1)th-order continuous transition lines are generically conformal invariant without supersymmetry. Beyond these strong coupling fixed points, there are first-order discontinuous transitions as far as the protecting symmetry is not spontaneously broken but no direct transitions if the protecting symmetry is spontaneously broken in the presence of strong interactions. In this case, termination points can become supersymmetric with N=4Nf=2\mathcal{N}=4{N}_{f}=2N=4Nf​=2 only when interacting Majorana fermions further display an emergent global U(1)\text{U}(1)U(1) symmetry. In 3d3d3d, strong coupling termination points can be further effectively represented by new emergent gapless real bosons weakly coupled with free gapless Majorana fermions. However, in 1d1d1d, time reversal symmetric (d+1)th(d+1)\mathrm{th}(d+1)th continuous transition lines of TQCPs are terminated by simple free Majorana fermion fixed points.
We classify interacting topological insulators and superconductors with order-two crystal symmetries (reflection or twofold rotation), focusing on the case where interactions reduce the noninteracting classification. We find that the free-fermion Z2{\mathbb{Z}}_{2}Z2​ classifications are stable against quartic contact interactions, whereas the Z\mathbb{Z}Z classifications reduce to ZN{\mathbb{Z}}_{N}ZN​, where NNN depends on the symmetry class and the dimension ddd. These results are derived using a quantum nonlinear $\ensuremath{\sigma}$ model (QNLSM) that describes the effects of the quartic interactions on the boundary modes of the crystalline topological phases. We use Clifford algebra extensions to derive the target spaces of these QNLSMs in a unified way. The reduction pattern of the free-fermion classification then follows from the presence or absence of topological terms in the QNLSMs, which is determined by the homotopy group of the target spaces. We show that this derivation can be performed using either a complex fermion or a real Majorana representation of the crystalline topological phases and demonstrate that these two representations give consistent results. To illustrate the breakdown of the noninteracting classification, we present examples of crystalline topological insulators and superconductors in one, two, and three dimensions whose surface modes are unstable against interactions. For the three-dimensional example, we show that the reduction pattern obtained by the QNLSM method agrees with the one inferred from the stability analysis of the boundary modes using bosonization.
The conditions for both the stability and the breakdown of the topological classification of gapped ground states of noninteracting fermions, the tenfold way, in the presence of quartic fermion-fermion interactions are given for any dimension of space. This is achieved by encoding the effects of interactions on the boundary gapless modes in terms of boundary dynamical masses. Breakdown of the noninteracting topological classification occurs when the quantum nonlinear $\ensuremath{\sigma}$ models for the boundary dynamical masses favor quantum disordered phases. For the tenfold way, we find that (i) the noninteracting topological classification Z2{\mathbb{Z}}_{2}^{\phantom{\rule{0.16em}{0ex}}}Z2​ is always stable, (ii) the noninteracting topological classification Z\mathbb{Z}Z in even dimensions is always stable, and (iii) the noninteracting topological classification Z\mathbb{Z}Z in odd dimensions is unstable and reduces to ZN{\mathbb{Z}}_{N}^{\phantom{\rule{0.16em}{0ex}}}ZN​ that can be identified explicitly for any dimension and any defining symmetries. We also apply our method to the three-dimensional topological crystalline insulator SnTe from the symmetry class AII+R\mathrm{AII}+RAII+R, for which we establish the reduction $\mathbb{Z}\ensuremath{\rightarrow}{\mathbb{Z}}_{8}^{\phantom{\rule{0.16em}{0ex}}}$ of the noninteracting topological classification.
We study Majorana chain with the shortest possible interaction term and in the presence of hopping alternation. When formulated in terms of spins the model corresponds to the transverse field Ising model with nearest-neighbor transverse and next-nearest-neighbor longitudinal repulsion. The phase diagram obtained with extensive DMRG simulations is very rich and contains six phases. Four gapped phases include paramagnetic, period-2 with broken translation symmetry, \mathbb{Z}_2 ℤ 2 with broken parity symmetry and the period-2- \mathbb{Z}_2 ℤ 2 phase with both symmetries broken. In addition there are two floating phases: gapless and critical Luttinger liquid with incommensurate correlations, and with an additional spontaneously broken \mathbb{Z}_2 ℤ 2 symmetry in one of them. By analyzing an extended phase diagram we demonstrate that, in contrast with a common belief, the Luttinger liquid phase along the self-dual critical line terminates at a weaker interaction strength than the end point of the Ising critical line that we find to be in the tri-critical Ising universality class. We also show that none of these two points is a Lifshitz point terminating the incommensurability. In addition, we analyzed topological properties through Majorana zero modes emergent in the two topological phases, with and without incommensurability. In the weak interaction regime, a self-consistent mean-field treatment provides a remarkable accuracy for the description of the spectral pairing and the parity switches induced by the interaction.