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arXiv:1008.4138 · Physical Review B

Topological phases of fermions in one dimension

Lukasz Fidkowski, Alexei Kitaev

Published Feb 8, 2011• 860 citations
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Abstract

In this paper we show how the classification of topological phases in insulators and superconductors is changed by interactions, in the case of one-dimensional systems. We focus on the time-reversal-invariant Majorana chain (BDI symmetry class). While the band classification yields an integer topological index $k$, it is known that phases characterized by values of $k$ in the same equivalence class modulo 8 can be adiabatically transformed one to another by adding suitable interaction terms. Here we show that the eight equivalence classes are distinct and exhaustive, and provide a physical interpretation for the interacting invariant modulo 8. The different phases realize different Altland-Zirnbauer classes of the reduced density matrix for an entanglement bipartition into two half chains. We generalize these results to the classification of all one-dimensional gapped phases of fermionic systems with possible antiunitary symmetries, utilizing the algebraic framework of central extensions. We use matrix product state methods to prove our results.

DOI
10.1103/physrevb.83.075103

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In this paper we show how the classification of topological phases in insulators and superconductors is changed by interactions, in the case of one-dimensional systems. We focus on the time-reversal-invariant Majorana chain (BDI symmetry class). While the band classification yields an integer topological index kkk, it is known that phases characterized by values of kkk in the same equivalence class modulo 8 can be adiabatically transformed one to another by adding suitable interaction terms. Here we show that the eight equivalence classes are distinct and exhaustive, and provide a physical interpretation for the interacting invariant modulo 8. The different phases realize different Altland-Zirnbauer classes of the reduced density matrix for an entanglement bipartition into two half chains. We generalize these results to the classification of all one-dimensional gapped phases of fermionic systems with possible antiunitary symmetries, utilizing the algebraic framework of central extensions. We use matrix product state methods to prove our results.
We develop the formalism of fermionic matrix product states (fMPS) and show how irreducible fMPS fall in two different classes, related to the different types of simple Z2{\mathbb{Z}}_{2}Z2​ graded algebras, which are physically distinguished by the absence or presence of Majorana edge modes. The local structure of fMPS with Majorana edge modes also implies that there is always a twofold degeneracy in the entanglement spectrum. Using the fMPS formalism, we make explicit the correspondence between the Z8{\mathbb{Z}}_{8}Z8​ classification of time-reversal-invariant spinless superconductors and the modulo 8 periodicity in the representation theory of real Clifford algebras. Studying fMPS with general onsite unitary and antiunitary symmetries allows us to define invariants that label symmetry-protected phases of interacting fermions. The behavior of these invariants under stacking of fMPS is derived, which reveals the group structure of such interacting phases. We also consider spatial symmetries and show how the invariant phase factor in the partition function of reflection-symmetric phases on an unorientable manifold appears in the fMPS framework.
The effect of interactions on topological insulators and superconductors remains, to a large extent, an open problem. Here, we describe a framework for classifying phases of one-dimensional interacting fermions, focusing on spinless fermions with time-reversal symmetry and particle number parity conservation, using concepts of entanglement. In agreement with an example presented by L. Fidkowski and A. Kitaev [Phys. Rev. B 81, 134509 (2010)], we find that in the presence of interactions there are only eight distinct phases which obey a Z8{\mathbb{Z}}_{8}Z8​ group structure. This is in contrast to the Z\mathbb{Z}Z classification in the noninteracting case. Each of these eight phases is characterized by a unique set of bulk invariants, related to the transformation laws of its entanglement (Schmidt) eigenstates under symmetry operations, and has a characteristic degeneracy of its entanglement levels. If translational symmetry is present, the number of distinct phases increases to 16.
We describe in detail a counterexample to the topological classification of free fermion systems. We deal with a one-dimensional chain of Majorana fermions with an unusual TTT symmetry. The topological invariant for the free fermion classification lies in Z\mathbb{Z}Z, but with the introduction of interactions the Z\mathbb{Z}Z is broken to Z8{\mathbb{Z}}_{8}Z8​. We illustrate this in the microscopic model of the Majorana chain by constructing an explicit path between two distinct phases whose topological invariants are equal modulo 8, along which the system remains gapped. The path goes through a strongly interacting region. We also find the field-theory interpretation of this phenomenon. There is a second-order phase transition between the two phases in the free theory, which can be avoided by going through the strongly interacting region. We show that this transition is in the two-dimensional Ising universality class, where a first-order phase transition line, terminating at a second-order transition, can be avoided by going through the analog of a high-temperature paramagnetic phase. In fact, we construct the full phase diagram of the system as a function of the thermal operator (i.e., the mass term that tunes between the two phases in the free theory) and two quartic operators, obtaining a first-order Peierls transition region, a second-order transition region, and a region with no transition.
Gapped phases of noninteracting fermions, with and without charge conservation and time‐reversal symmetry, are classified using Bott periodicity. The symmetry and spatial dimension determines a general universality class, which corresponds to one of the 2 types of complex and 8 types of real Clifford algebras. The phases within a given class are further characterized by a topological invariant, an element of some Abelian group that can be 0, Z, or Z2. The interface between two infinite phases with different topological numbers must carry some gapless mode. Topological properties of finite systems are described in terms of K‐homology. This classification is robust with respect to disorder, provided electron states near the Fermi energy are absent or localized. In some cases (e.g., integer quantum Hall systems) the K‐theoretic classification is stable to interactions, but a counterexample is also given.
We systematically study topological phases of insulators and superconductors (or superfluids) in three spatial dimensions. We find that there exist three-dimensional (3D) topologically nontrivial insulators or superconductors in five out of ten symmetry classes introduced in seminal work by Altland and Zirnbauer within the context of random matrix theory, more than a decade ago. One of these is the recently introduced Z2{\mathbb{Z}}_{2}Z2​ topological insulator in the symplectic (or spin-orbit) symmetry class. We show that there exist precisely four more topological insulators. For these systems, all of which are time-reversal invariant in three dimensions, the space of insulating ground states satisfying certain discrete symmetry properties is partitioned into topological sectors that are separated by quantum phase transitions. Three of the above five topologically nontrivial phases can be realized as time-reversal invariant superconductors. In these the different topological sectors are characterized by an integer winding number defined in momentum space. When such 3D topological insulators are terminated by a two-dimensional surface, they support a number (which may be an arbitrary nonvanishing even number for singlet pairing) of Dirac fermion (Majorana fermion when spin-rotation symmetry is completely broken) surface modes which remain gapless under arbitrary perturbations of the Hamiltonian that preserve the characteristic discrete symmetries, including disorder. In particular, these surface modes completely evade Anderson localization from random impurities. These topological phases can be thought of as three-dimensional analogs of well-known paired topological phases in two spatial dimensions such as the spinless chiral $({p}_{x}\ifmmode\pm\else\textpm\fi{}i{p}_{y})$-wave superconductor (or Moore-Read Pfaffian state). In the corresponding topologically nontrivial (analogous to ``weak pairing'') and topologically trivial (analogous to ``strong pairing'') 3D phases, the wave functions exhibit markedly distinct behavior. When an electromagnetic U(1) gauge field and fluctuations of the gap functions are included in the dynamics, the superconducting phases with nonvanishing winding number possess nontrivial topological ground-state degeneracies.
In this thesis, we study gapped topological phases of matter in systems with strong inter-particle interaction. They are challenging to analyze theoretically, because interaction not only gives rise to a plethora of phases that are otherwise absent, but also renders methods used to analyze non-interacting systems inadequate. By now, people have had a relatively systematic understanding of topological orders in two spatial dimensions. However, less is known about the higher dimensional cases. In Chapter 2, we will explore three dimensional long-range entangled topological orders in the framework of Walker-Wang models, which are a class of exactly solvable models for three-dimensional topological phases that are not known previously to be able to capture these phases. We find that they can represent a class of twisted discrete gauge theories, which were discovered using a different formalism. Meanwhile, a systematic theory of bosonic symmetry protected topological (SPT) phases in all spatial dimensions have been developed based on group cohomology. A generalization of the theory to group supercohomology has been proposed to classify and characterize fermionic SPT phases in all dimensions. However, it can only handle cases where the symmetry group of the system is a product of discrete unitary symmetries. Furthermore, the classification is known to be incomplete for certain symmetries. In Chapter 3, we will construct an exactly solvable model for the two-dimensional time-reversal-invariant topological superconductors, which could be valuable as a first attempt to a systematic understanding of strongly interacting fermionic SPT phases with anti-unitary symmetries in terms of exactly solvable models. In Chapter 4, we will propose an alternative classification of fermionic SPT phases using the spin cobordism theory, which hopefully can capture all the phases missing in the supercohomology classification. We test this proposal in the case of fermionic SPT phases with Z2 symmetry, where Z2 is either time-reversal or an internal symmetry. We find that cobordism classification correctly describes all known fermionic SPT phases in space dimensions less than or equal to 3.