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arXiv:1506.04957 · Physical Review B

Current characteristics of a one-dimensional Hubbard chain: Role of correlation and dissipation

Jakob Neumayer, Enrico Arrigoni, Markus Aichhorn, Wolfgang von der Linden

Published Sep 29, 2015• 15 citations
arXivHTMLPDF

Abstract

We study the electronic transport in an infinite one-dimensional Hubbard chain, driven by a homogeneous electric field. The physical chain is coupled to fermionic bath chains in order to account for dissipation and to prevent the occurrence of Bloch oscillations. The steady-state current is computed in the frame of Keldysh Green's functions in cluster perturbation theory. The current characteristics are dominated by resonant-tunneling-like structures, which can be traced back to Wannier-Stark resonances due to antiferromagnetic correlations. The same current characteristic occurs in a noninteracting Wannier-Stark model with alternating on-site energies. Nonlocal effects of the self-energy can be accounted for the observed physical behavior.

DOI
10.1103/physrevb.92.125149

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We study the electronic transport in an infinite one-dimensional Hubbard chain, driven by a homogeneous electric field. The physical chain is coupled to fermionic bath chains in order to account for dissipation and to prevent the occurrence of Bloch oscillations. The steady-state current is computed in the frame of Keldysh Green's functions in cluster perturbation theory. The current characteristics are dominated by resonant-tunneling-like structures, which can be traced back to Wannier-Stark resonances due to antiferromagnetic correlations. The same current characteristic occurs in a noninteracting Wannier-Stark model with alternating on-site energies. Nonlocal effects of the self-energy can be accounted for the observed physical behavior.
We study the spectral and transport properties of a Mott insulator driven by a static electric field into a nonequilibrium steady state. For the dissipation, we consider two mechanisms: wide band fermion reservoirs and phonons included within the Migdal approximation. The electron correlations are treated via nonequilibrium dynamical mean field theory with an impurity solver suitable for strong correlations. We find that dissipation via phonons is limited to restricted ranges of field values around Wannier-Stark resonances. To cover the full range of field strengths, we allow for a small coupling with fermionic baths, which stabilizes the solution. When considering both dissipation mechanisms, we find that phonons enhance the current for field strengths close to half of the gap while lowering it at the gap resonance as compared to the purely electronic dissipation used by Murakami and Werner [Murakami and Werner, Phys. Rev. B 98, 075102 (2018)]. Once phonons are the only dissipation mechanism, the current in the metallic phase is almost one order of magnitude smaller than the typical values obtained by coupling to a fermionic bath. In this case, the transport regime is characterized by an accumulation of charge in the upper Hubbard band described by two effective chemical potentials.
Understanding strongly correlated systems driven out of equilibrium is a challenging task necessitating the simultaneous treatment of quantum mechanics, dynamical constraints, and strong interactions. A Mott insulator subjected to a uniform and static electric field is prototypical, raising key questions such as the fate of Bloch oscillations with increasing correlation strength, the approach to a steady-state DC transport regime and the role of dissipation in it, and electric-field-driven phase transitions. Despite tremendous efforts over the past decade employing various numerical and analytical approaches, the manner in which a nonequilibrium steady state gets established has remained an unresolved problem. We develop here an effective large-N\mathcal{N}N Keldysh field theory for studying nonequilibrium transport in a regular one-dimensional dissipative Mott insulator system subjected to a uniform electric field. Upon abruptly turning on the electric field (a quench), a transient oscillatory current response reminiscent of Bloch oscillations is found. In the regime of small tunneling conductance the amplitude of these oscillations, over a large time window, decreases as an inverse square power law in time, ultimately going over to an exponential decay beyond a large characteristic time ${\ensuremath{\tau}}_{d}$ that increases with N.\mathcal{N}.N. Such a relaxation to a steady-state DC response is absent in the dissipation-free Hubbard chain at half filling. The steady-state current at small fields is governed by large-distance cotunneling, a process absent in the equilibrium counterpart. The low-field DC current has a Landau-Zener-Schwinger form but qualitatively differs from the expression for pair-production probability for the dissipation-free counterpart. The breakdown of perturbation theory in the Mott phase possibly signals a nonequilibrium phase transition to a metallic phase. Our study sheds light on the approach of a driven, dissipative strongly correlated system to a nonequilibrium steady state and also provides a general analytic microscopic framework for understanding other nonequilibrium phenomena in these systems.
We calculate the nonequilibrium electronic transport properties of a one-dimensional interacting chain at half filling, coupled to noninteracting leads. The interacting chain is initially in a Mott insulator state that is driven out of equilibrium by applying a strong bias voltage between the leads. For bias voltages above a certain threshold we observe the breakdown of the Mott insulator state and the establishment of a steady-state electronic current through the system. Based on extensive time-dependent density-matrix renormalization-group simulations, we show that this steady-state current always has the same functional dependence on voltage, independent of the microscopic details of the model and we relate the value of the threshold to the Lieb-Wu gap. We frame our results in terms of the Landau-Zener dielectric breakdown picture. Finally, we also discuss the real-time evolution of the current, and characterize the current-carrying state resulting from the breakdown of the Mott insulator by computing the double occupancy, the spin structure factor, and the entanglement entropy.
We study the single-band Hubbard model in the presence of a large spatially uniform electric field out of equilibrium. Using the Keldysh nonequilibrium formalism, we solve the problem using perturbation theory in the Coulomb interaction UUU. We present numerical results for the charge current, the total energy of the system, and the double occupancy on an infinite-dimensional hypercubic lattice with nearest-neighbor hopping. The system is isolated from an external bath and is in the paramagnetic state. We show that an electric field pulse can drive the system to a steady nonequilibrium state, which does not evolve into a thermal state. We compare results obtained within second-order perturbation theory (SOPT), self-consistent SOPT, and iterated perturbation theory (IPT). We also discuss the importance of initial conditions for a system which is not coupled to an external bath.
The transport of charge and spin at finite energies is studied for the Hubbard chain in a magnetic field by means of the pseudoparticle perturbation theory. In the general case, this involves the solution of an infinite set of Bethe-ansatz equations with a flux. Our results refer to all densities and magnetizations. We express the charge and the spin-diffusion currents in terms of elementary currents associated with the charge and spin carriers. We show that these are the α,γpseudoparticles (with α=c,s and γ=0,1,2,3,...) and we find their couplings to charge and spin. We also study the ratios of the pseudoparticle charge and spin transport masses over the corresponding static mass. These ratios provide valuable information on the effects of electronic correlations in the transport properties of the quantum system. We show that the transport of charge and spin in the Hubbard chain can, alternatively, be described by means of pseudoparticle kinetic equations. This follows from the occurrence of only forward-scattering pseudoparticle interactions at all energies.
We study the steady-state dynamics of the Hubbard model driven out of equilibrium by a constant electric field and coupled to a dissipative heat bath. For a very strong field, we find a dimensional reduction: the system behaves as an equilibrium Hubbard model in lower dimensions. We derive steady-state equations for the dynamical mean-field theory in the presence of dissipation. We discuss how the electric field induced dimensional crossover affects the momentum resolved and integrated spectral functions, the energy distribution function, as well as the steady current in the nonlinear regime.