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arXiv:1505.04206 · Physical Review E

Eigenstate thermalization in systems with spontaneously broken symmetry

Keith R. Fratus, Mark Srednicki

Published Oct 19, 2015• 46 citations
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Abstract

A strongly nonintegrable system is expected to satisfy the eigenstate thermalization hypothesis, which states that the expectation value of an observable in an energy eigenstate is the same as the thermal value. This must be revised if the observable is an order parameter for a spontaneously broken symmetry, which has multiple thermal values. We propose that in this case the system is unstable towards forming nearby eigenstates which yield each of the allowed thermal values. We provide strong evidence for this from a numerical study of the two-dimensional transverse-field quantum Ising model.

DOI
10.1103/physreve.92.040103

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A strongly nonintegrable system is expected to satisfy the eigenstate thermalization hypothesis, which states that the expectation value of an observable in an energy eigenstate is the same as the thermal value. This must be revised if the observable is an order parameter for a spontaneously broken symmetry, which has multiple thermal values. We propose that in this case the system is unstable towards forming nearby eigenstates which yield each of the allowed thermal values. We provide strong evidence for this from a numerical study of the two-dimensional transverse-field quantum Ising model.
We ask whether the eigenstate thermalization hypothesis (ETH) is valid in a strong sense: in the limit of an infinite system, every eigenstate is thermal. We examine expectation values of few-body operators in highly excited many-body eigenstates and search for "outliers," the eigenstates that deviate the most from ETH. We use exact diagonalization of two one-dimensional nonintegrable models: a quantum Ising chain with transverse and longitudinal fields, and hard-core bosons at half-filling with nearest- and next-nearest-neighbor hopping and interaction. We show that even the most extreme outliers appear to obey ETH as the system size increases and thus provide numerical evidences that support ETH in this strong sense. Finally, periodically driving the Ising Hamiltonian, we show that the eigenstates of the corresponding Floquet operator obey ETH even more closely. We attribute this better thermalization to removing the constraint of conservation of the total energy.
We study eigenstate thermalization and related signatures of quantum chaos in the one-dimensional ferromagnetic transverse-field Ising model with power-law interactions. The presence of long-range interactions allows for a finite-temperature phase transition despite the one-dimensional geometry of the model. Unlike previous studies of eigenstate thermalization in non-disordered systems with finite temperature phase transitions, our model possesses sufficiently many energy eigenstates below the critical energy density to allow us to make a definitive statement about the presence of eigenstate thermalization and chaotic level statistics in the broken-symmetry phase.
The eigenstate thermalization hypothesis (ETH) posits how isolated quantum many-body systems thermalize, assuming that individual eigenstates at the same energy density have identical expectation values of local observables in the limit of large systems. While the ETH apparently holds across a wide range of interacting quantum systems, in this work we show that it requires generalization in the presence of thermal first-order phase transitions. We introduce a class of all-to-all spin models, featuring first-order thermal phase transitions that stem from two distinct mean-field solutions (two ``branches'') that exchange dominance in the many-body density of states as the energy is varied. We argue that for energies in the vicinity of the thermal phase transition, eigenstate expectation values do not need to converge to the same thermal value. The system has a regime with coexistence of two classes of eigenstates corresponding to the two branches with distinct expectation values at the same energy density, and another regime with Schrodinger-cat-like eigenstates that are inter-branch superpositions; these two regimes are separated by an eigenstate phase transition. We support our results by semiclassical calculations and an exact diagonalization study of a microscopic spin model, and argue that the structure of eigenstates in the vicinity of thermal first-order phase transitions can be experimentally probed via non-equilibrium dynamics.
Over the last several decades, two theoretical tools have been indispensable in the field of statistical physics. Spontaneous symmetry breaking has allowed for the description of systems which exhibit second order phase transitions, while the eigenstate thermalization hypothesis has provided a theoretical framework for understanding how isolated quantum many-body systems come to thermal equilibrium. In this dissertation, we will explore the compatibility of these two paradigms of theoretical physics.We will begin with a brief introduction to the relevant topics discussed in the main body of the dissertation, along with a brief overview of the numerical tools used in the subsequent investigations.Following this, we will numerically explore the compatibility between spontaneous symmetry breaking and eigenstate thermalization through a sequence of papers which have been previously published by myself and a collection of other authors. We will study the compatibility of these two theoretical frameworks through an exact diagonalization and Quantum Monte Carlo study of the Transverse-Field Ising model, a quantum non-integrable system which, we argue, displays both spontaneous symmetry breaking and eigenstate thermalization.Following this exposition, we will briefly comment on several corollaries which follow from these previously published papers, some of which we are currently preparing to incorporate into future publications. These corollaries largely focus on the subject of time evolution in quantum systems which display both spontaneous symmetry breaking and eigenstate thermalization, as well as the possibility that individual eigenstates of such systems may contain information about the critical behaviour of the corresponding finite-temperature phase transition.
The emergence of statistical mechanics from quantum dynamics is conventionally understood through quantum chaos, the Eigenstate Thermalization Hypothesis (ETH), and canonical typicality, which together explain the thermal behavior of local observables in quantum many-body systems. We provide a distinct mechanism in which, for a quantum many-body system under strong random perturbation, the chaotic behavior of the system's eigenvectors and a constraint on the total energy directly generate a canonical ensemble for the entire system. The canonical ensemble occurs as the first moment of the Porter-Thomas distribution of the system's chaotic eigenstates, and the constraint on the total energy sets the temperature in the ensemble. This yields canonically distributed expectation values without invoking ETH, a microcanonical ensemble, or a subsystem-bath partition for local and global observables. We numerically demonstrate the mechanism for the 1D transverse-field Ising model by showing canonically distributed eigenstate projectors and spin-spin correlators with distinctive temperature dependence of the correlation length. An implementation of this thermalization approach on a quantum computer can be utilized for thermal state preparation.
There is a dichotomy in the nonequilibrium dynamics of quantum many-body systems. In the presence of integrability, expectation values of local operators equilibrate to values described by a generalized Gibbs ensemble, which retains extensive memory about the initial state of the system. On the other hand, in generic systems such expectation values relax to stationary values described by the thermal ensemble, fixed solely by the energy of the state. At the heart of understanding, this dichotomy is the eigenstate thermalization hypothesis (ETH): individual eigenstates in nonintegrable systems are thermal, in the sense that expectation values agree with the thermal prediction at a temperature set by the energy of the eigenstate. In systems where ETH is violated, thermalization can be avoided. Thus, establishing the range of validity of ETH is crucial in understanding whether a given quantum system thermalizes. Here, we study a simple model with confinement, the quantum Ising chain with a longitudinal field, in which ETH is violated. Despite an absence of integrability, there exist rare (nonthermal) states that persist far into the spectrum. These arise as a direct consequence of confinement: pairs of particles are confined, forming new ``meson'' excitations whose energy can be extensive in the system size. We show that such states are nonthermal in both the continuum and in the low-energy spectrum of the corresponding lattice model. We highlight that the presence of such states within the spectrum has important consequences, with certain quenches leading to an absence of thermalization and local observables evolving anomalously.