We study a Floquet realization of the Harper-Hofstadter model that has recently been implemented in a gas of cold bosonic atoms. We study in detail the scattering processes in this system in the weakly interacting regime due to the interplay of particle interactions and the explicit time dependence of the Floquet states that lead to band transitions and heating. We focus on the experimentally used parameters and explicitly model the transverse confining direction. Based on transition rates computed within the Floquet-Fermi golden rule we obtain band population dynamics which are in agreement with the dynamics observed in experiment. Finally, we discuss whether and how photon-assisted collisions that may be the source of heating and band population dynamics might be suppressed in the experimental setup by appropriate design of the transverse confining potential. The suppression of such processes will become increasingly important as experiments progress into simulating strongly interacting systems in the presence of artificial gauge fields.
We study a Floquet realization of the Harper-Hofstadter model that has recently been implemented in a gas of cold bosonic atoms. We study in detail the scattering processes in this system in the weakly interacting regime due to the interplay of particle interactions and the explicit time dependence of the Floquet states that lead to band transitions and heating. We focus on the experimentally used parameters and explicitly model the transverse confining direction. Based on transition rates computed within the Floquet-Fermi golden rule we obtain band population dynamics which are in agreement with the dynamics observed in experiment. Finally, we discuss whether and how photon-assisted collisions that may be the source of heating and band population dynamics might be suppressed in the experimental setup by appropriate design of the transverse confining potential. The suppression of such processes will become increasingly important as experiments progress into simulating strongly interacting systems in the presence of artificial gauge fields.
Motivated by recent experimental implementations of artificial gauge fields for gases of cold atoms, we study the scattering properties of particles that are subjected to time-periodic Hamiltonians. Making use of Floquet theory, we focus on translationally invariant situations in which the single-particle dynamics can be described in terms of spatially extended Floquet-Bloch waves. We develop a general formalism for the scattering of these Floquet-Bloch waves. An important role is played by the conservation of Floquet quasienergy, which is defined only up to the addition of integer multiples of $\ensuremath{\hbar}\ensuremath{\omega}$ for a Hamiltonian with period $T=2\ensuremath{\pi}/\ensuremath{\omega}$. We discuss the consequences of this for the interpretation of ``elastic'' and ``inelastic'' scattering in cases of physical interest. We illustrate our general results with applications to the scattering of a single particle in a Floquet-Bloch state from a static potential and the scattering of two bosonic particles in Floquet-Bloch states through their interparticle interaction. We analyze examples of these scattering processes that are closely related to the schemes used to generate artificial gauge fields in cold-atom experiments, through optical dressing of internal states, or through time-periodic modulations of tight-binding lattices. We show that the effects of scattering cannot, in general, be understood by an effective time-independent Hamiltonian, even in the limit $\ensuremath{\omega}\ensuremath{\rightarrow}\ensuremath{\infty}$ of rapid modulation. We discuss the relative sizes of the elastic scattering (required to stabilize many-body phases) and of the inelastic scattering (leading to deleterious heating effects). In particular, we describe how inelastic processes that can cause significant heating in the current experimental setup can be switched off by additional confinement of transverse motion.
This thesis considers novel phenomena arising in the few and many-body physics of ultracold atomic gases. The specific models considered are motivated by recent experimental developments. A main focus will be the theoretical description of systems used in the simulation of artificial gauge fields via time-modulated tuning of system parameters and via the coupling of internal atomic states by Raman lasers. A second aspect will be the study of systems with synthetic dimensions and the effects of the unconventional infinite range interactions that arise in this description. It explores time-dependent effects in the single and few particle setting and the collective many-body phases arising in these models. Using the framework of Floquet theory it studies the interplay of time-dependence and particle-interactions both in continuum and lattice systems. In particular, it provides a general explanation for how heating effects can arise in interacting periodically time-dependent quantum systems, identifying an underlying mechanism for heating via two-particle collisions and the relevant scaling of the associated rates with system parameters. Furthermore, the general framework is applied to specific experimental set-ups. This yields heating rates and population dynamics in agreement with the experimental data. Finally, it also proposes improvements to the experiment that allow to limit the heating rates which is required to access the strongly interacting regime. In the case of synthetic dimensions the focus lies on the intriguing interplay of artificial gauge fields and strong particle interactions of atoms confined in optical lattices. In these systems a suitable coupling of internal spin-states of the atoms allows to simulate an additional finite dimension. In contrast to the typically encountered situation of short-range interactions the particle interactions are infinite-range in this synthetic dimension. In the strong coupling limit an effective description for this system is derived and its ground state phase diagram is studied using numerical tools.
The present thesis is devoted to quantum simulation of strongly interacting systems of ultra-cold atoms in optical lattices. It is a theoretical work which focuses on the possibility to employ strong time-periodic forcing for the coherent control of these system. This form of quantum engineering is called Floquet engineering. Experimentally, time-periodic forcing has been successfully applied to realize a variety of physical models and phenomena, especially in the regime of weak interactions. We describe two novel proposals for interesting phenomena in the regime of strong interactions that rely on lattice shaking: melting of a Mott-insulator into an excited-state superfluid via coherent coupling of Bloch bands and the creation of 1D lattice anyons. Furthermore, the role of multiphoton excitations in a driven lattice is analyzed since these processes can lead to unwanted heating and thereby impeding of successful Floquet engineering in the experiment. The introductory Chapter 1 gives an overview over the field of quantum simulations with ultra-cold atoms in optical lattices and describes the experimental progress that has been made in the recent years. In Chapter 2, Floquet theory is reviewed, which provides an excellent framework to deal with time-periodic Hamiltonians and which is the basis of the analysis presented in the following chapters. Chapter 3 deals with the proposal of coherently coupling Bloch bands of an optical lattice via resonant lattice shaking. In particular, the orbital-driven phase transition from a Mott insulating to a superfluid ground state is described in detail. In Chapter 4, a proposal of realizing 1D lattice anyons from strongly interacting bosons in a shaken and tilted lattice is worked out. Furthermore, Friedel oscillations are proposed to provide a measurable real-space signature for the anyonization. Finally, in Chapter 5 multiphoton excitations to higher Bloch bands are analyzed for the cases of a shaken and an amplitude-modulated lattice. The strength and the location of resonances, which are associated with heating, are described theoretically and numerically.
Shaking optical lattices in a resonant manner offers an efficient and versatile method to devise artificial gauge fields and topological band structures for ultracold atomic gases. This was recently demonstrated through the experimental realization of the Harper–Hofstadter model, which combined optical superlattices and resonant time-modulations. Adding inter-particle interactions to these engineered band systems is expected to lead to strongly-correlated states with topological features, such as fractional Chern insulators. However, the interplay between interactions and external time-periodic drives typically triggers violent instabilities and uncontrollable heating, hence potentially ruling out the possibility of accessing such intriguing states of matter in experiments. In this work, we study the early-stage parametric instabilities that occur in systems of resonantly-driven Bose–Einstein condensates in optical lattices. We apply and extend an approach based on Bogoliubov theory (Lellouch et al 2017 Phys. Rev. X 7 021015) to a variety of resonantly-driven band models, from a simple shaken Wannier–Stark ladder to the more intriguing driven-induced Harper–Hofstadter model. In particular, we provide ab initio numerical and analytical predictions for the stability properties of these topical models. This work sheds light on general features that could guide current experiments to stable regimes of operation.
Periodically-driven (Floquet) quantum systems are ubiquitous in science and technology. For example, when a laser illuminates a material or an AC voltage is applied to a device, the system is well-described by a time-periodic Hamiltonian. In recent years, periodic driving has been proposed, not just as a tool to excite and probe devices, but actually as a mechanism of engineering new phases of matter, some of which have no equilibrium analog. However, with this promise comes a serious problem. Intuitively, if energy is injected into and distributed throughout a system, it is no surprise that it tends to heat up indefinitely to infinite temperature. In this thesis, we study the mechanisms of heating, i.e. the process of thermalization, in Floquet systems and propose methods to control them. Specifically, for non-interacting Floquet systems that are coupled to external bosonic and fermionic baths (e.g. laser-driven electrons in a semiconductor that interact with phonons and an external lead), we classify the relevant scattering processes that contribute to cooling/heating in the Floquet bands and suggest methods to suppress heating via bandwidth-restrictions on the baths. We find that is possible, with appropriate dissipative engineering, to stabilize a controlled incompressible nonequilibrium steady-state resembling a ground state - a state we term the "Floquet insulator." We extend this analysis to include short-range interactions that contribute additional heating processes and show, under the same framework, that heating can be controlled with dissipation. In the process, we develop a simple effective model for the Floquet band densities that captures the essence of all the Floquet scattering processes and that is useful for ballparking experimentally-relevant estimates of heating. Next, we turn our attention to strongly-interacting closed Floquet systems and study how heating emerges through a proliferation of resonances. We find a novel integrable point governing the strong-interaction limit of the Floquet system and examine the breakdown of integrability via the proliferation of resonances. We observe two distinct scaling regimes, attributed to non-thermal and thermal behavior, and discover a power-law scaling of the crossover between them as a function of system size. The lingering ergodicity-breaking effects of the conserved quantities in the vicinity (in parameter space) of the integrable point at finite size is a phenomena we term "near-integrability." These results suggest that small quantum systems, which are accessible currently in many platforms (e.g. trapped ions, cold atoms, superconducting devices), intrinsically host non-thermal states that one may be able to utilize to avoid heating. Furthermore, our results suggest a "dual" interpretation, in the thermodynamic limit, that a periodically-driven system exhibits prethermalization as a power-law in interaction strength.
We study heating dynamics in isolated quantum many-body systems driven periodically at high frequency and large amplitude. Combining the high-frequency expansion for the Floquet Hamiltonian with Fermi's golden rule (FGR), we develop a master equation termed the Floquet FGR. Unlike the conventional one, the Floquet FGR correctly describes heating dynamics, including the prethermalization regime, even for strong drives, under which the Floquet Hamiltonian is significantly dressed, and nontrivial Floquet engineering is present. The Floquet FGR depends on system size only weakly, enabling us to analyze the thermodynamic limit with small-system calculations. Our results also indicate that, during heating, the system approximately stays in the thermal state for the Floquet Hamiltonian with a gradually rising temperature.