The present thesis is devoted to quantum simulation of strongly interacting systems of ultra-cold atoms in optical lattices. It is a theoretical work which focuses on the possibility to employ strong time-periodic forcing for the coherent control of these system. This form of quantum engineering is called Floquet engineering. Experimentally, time-periodic forcing has been successfully applied to realize a variety of physical models and phenomena, especially in the regime of weak interactions. We describe two novel proposals for interesting phenomena in the regime of strong interactions that rely on lattice shaking: melting of a Mott-insulator into an excited-state superfluid via coherent coupling of Bloch bands and the creation of 1D lattice anyons. Furthermore, the role of multiphoton excitations in a driven lattice is analyzed since these processes can lead to unwanted heating and thereby impeding of successful Floquet engineering in the experiment. The introductory Chapter 1 gives an overview over the field of quantum simulations with ultra-cold atoms in optical lattices and describes the experimental progress that has been made in the recent years. In Chapter 2, Floquet theory is reviewed, which provides an excellent framework to deal with time-periodic Hamiltonians and which is the basis of the analysis presented in the following chapters. Chapter 3 deals with the proposal of coherently coupling Bloch bands of an optical lattice via resonant lattice shaking. In particular, the orbital-driven phase transition from a Mott insulating to a superfluid ground state is described in detail. In Chapter 4, a proposal of realizing 1D lattice anyons from strongly interacting bosons in a shaken and tilted lattice is worked out. Furthermore, Friedel oscillations are proposed to provide a measurable real-space signature for the anyonization. Finally, in Chapter 5 multiphoton excitations to higher Bloch bands are analyzed for the cases of a shaken and an amplitude-modulated lattice. The strength and the location of resonances, which are associated with heating, are described theoretically and numerically.
The present thesis is devoted to quantum simulation of strongly interacting systems of ultra-cold atoms in optical lattices. It is a theoretical work which focuses on the possibility to employ strong time-periodic forcing for the coherent control of these system. This form of quantum engineering is called Floquet engineering. Experimentally, time-periodic forcing has been successfully applied to realize a variety of physical models and phenomena, especially in the regime of weak interactions. We describe two novel proposals for interesting phenomena in the regime of strong interactions that rely on lattice shaking: melting of a Mott-insulator into an excited-state superfluid via coherent coupling of Bloch bands and the creation of 1D lattice anyons. Furthermore, the role of multiphoton excitations in a driven lattice is analyzed since these processes can lead to unwanted heating and thereby impeding of successful Floquet engineering in the experiment. The introductory Chapter 1 gives an overview over the field of quantum simulations with ultra-cold atoms in optical lattices and describes the experimental progress that has been made in the recent years. In Chapter 2, Floquet theory is reviewed, which provides an excellent framework to deal with time-periodic Hamiltonians and which is the basis of the analysis presented in the following chapters. Chapter 3 deals with the proposal of coherently coupling Bloch bands of an optical lattice via resonant lattice shaking. In particular, the orbital-driven phase transition from a Mott insulating to a superfluid ground state is described in detail. In Chapter 4, a proposal of realizing 1D lattice anyons from strongly interacting bosons in a shaken and tilted lattice is worked out. Furthermore, Friedel oscillations are proposed to provide a measurable real-space signature for the anyonization. Finally, in Chapter 5 multiphoton excitations to higher Bloch bands are analyzed for the cases of a shaken and an amplitude-modulated lattice. The strength and the location of resonances, which are associated with heating, are described theoretically and numerically.
Controlling and manipulating complex many-body quantum systems will be a key ingredient \nfor the development of next-generation technologies. While the realisation of a \nuniversal quantum machine is still out of reach, in recent years experimental systems of \nultracold atoms have already evolved into a vivid field of research for quantum simulation. \nCrucially, such systems even allow for the successful quantum engineering of targeted \nmany-body systems by means of coherent periodic driving. The essential properties of \nthese Floquet systems encompass two main aspects: fast driving facilitates the simulation \nof effective static systems, and interactions lead to unique heating effects as energy is only \nconserved modulo the driving frequency. Within this thesis we theoretically study both \nof these aspects in respective model systems. \nIn part I of this thesis, we investigate the dynamics of excitations of a bosonic Mott \ninsulator in a designed one-dimensional Floquet system. Here, periodic driving in combination \nwith breaking all mirror symmetries of the system can induce directed motion of \nparticles. In the limit of small excitation densities, the effectively non-interacting quantum \nratchet determines the motion of holes and doublons in the Mott insulator and can in fact \nbe used to manipulate the dynamics of such. This little quantum machine can also be \nused to drive particles against an external force, where transport is possible but requires \nthe fulfilment of a commensurability condition for long times. \nIn part II, we discuss the role of interactions for periodically driven systems by means \nof a Floquet version of the Boltzmann equation. Starting from the Keldysh approach, \nwe develop this semiclassical formalism based on a clear separation of time scales. The \nresult is a description of the dynamics and the scattering of Floquet quasiparticles in \nsuch systems. Here, the property of discrete energy violation is naturally encoded in our \nformalism predicting the heating of interacting Floquet systems to infinite temperatures in \nthe long-time limit. As a first application of this approach, we investigate a cold atom setup \nrealising the Haldane model by means of periodic shaking. While homogeneous systems \nheat up globally, a confining potential evokes thermoelectric transport effects resulting \nfrom spatially dependent heating characteristics. Moreover, we show that the interplay \nof intrinsic heating, macroscopic diffusion and non-trivial topological properties of the \nHaldane model lead to an anomalous Floquet-Nernst effect, which describes anomalous \nparticle transport as the result of developing temperature gradients. \nIn part III, we elaborate on the quantum simulator aspect of ultracold atoms by providing \na theoretical framework for a possible simulation of a topological edge state in a \none-dimensional optical lattice. In this case, the one-dimensional Dirac equation with \nspatially varying mass is important, which captures the topological properties of a corresponding \nsystem of the BDI symmetry class. We analytically discuss such system and \ninvestigate the role of mean-field interaction effects. We also identify the emergence of \ndynamical instabilities in a realisation with bosonic atoms.
Tilted lattice potentials with periodic driving play a crucial role in the study of artificial gauge fields and topological phases with ultracold quantum gases. However, driving-induced heating and the growth of phonon modes restrict their use for probing interacting many-body states. Here, we experimentally investigate phonon modes and interaction-driven instabilities of superfluids in the lowest band of a shaken optical lattice. We identify stable and unstable parameter regions and provide a general resonance condition. In contrast to the high-frequency approximation of a Floquet description, we use the micromotion of the superfluids to analyze the growth of phonon modes from slow- to fast-driving frequencies. The model describes phonon excitations in both resonantly and nonresonantly driven systems, with or without a tilted potential. Our observations enable the prediction of stable parameter regimes for quantum-simulation experiments aimed at studying driven systems with strong interactions over extended time scales. Published by the American Physical Society 2024
In order to study the interesting interplay between localized and dispersive orbital states in a system of strongly interacting ultracold atoms in an optical lattice, we investigate the possibility to coherently couple the lowest two Bloch bands by means of resonant periodic forcing. For bosons in one dimension we show that a strongly interacting Floquet system can be realized, where at every lattice site two (and only two) near-degenerate orbital states are relevant, whose tunneling matrix elements differ in sign and magnitude. By smoothly tuning both states into resonance, the system is predicted to undergo an orbital-driven Mott-insulator-to-superfluid transition. As a consequence of kinetic frustration, this transition can be either continuous or first order, depending on parameters such as lattice depth and filling.
Quantum simulation with ultracold atoms provides a versatile platform to emulate condensed-matter models. In particular, momentum-space lattices enable the realization of programmable tight-binding Hamiltonians. Here, we generalize this approach by exploiting quantum resonances of a periodically driven (shaken) rotor within the Floquet framework. Using first-order time-dependent perturbation theory, we derive analytical relations between the lattice modulation and the effective tight-binding parameters, and identify explicit solutions for several resonances. We further apply optimal-control techniques to enhance the multi-period Floquet fidelity and extend the accessible parameter regimes. Experimentally, we implement this scheme with a Bose-Einstein condensate of rubidium-87 atoms in a dynamically modulated optical lattice. We demonstrate the simulation of the Rice-Mele model, including band-structure measurements and topological edge states, as well as momentum Bloch oscillations, and superlattice configurations with controlled periodicity. Our results establish quantum resonances as a powerful resource for Floquet engineering of tight-binding models in momentum space.
This thesis reports on the realization of Floquet topological systems with ultracold atoms in an optical honeycomb lattice. Using periodically driven quantum systems, topological phases of matter can be simulated by an effective, static Hamiltonian related to the time-evolution at integer multiples of the driving period, which is known as Floquet engineering. However, periodic driving can also give rise to genuinely time-dependent settings without static counterparts. One example is the anomalous Floquet phase in two dimensions, in which all bulk bands have a Chern number of zero but nevertheless robust chiral edge modes appear, which would be precluded by the bulk-edge correspondence in a static system. In an optical honeycomb lattice, anomalous Floquet systems can be created by continuous, periodic modulation of the laser intensities. This driving scheme results in different topological regimes, three of which are investigated, including the anomalous Floquet phase and a Haldane-like phase. Periodically driven systems feature periodic quasienergies and can be characterized in terms of winding numbers, which count the number of chiral edge modes in each quasienergy gap. By interferometric measurements of the quasienergy gaps between the first two Floquet bands, the topological phase transitions, emerging as gap closings, are located. For periodically driven systems, a modified bulk-edge correspondence can be formulated. In particular, the change of the winding number at a phase transition is related to the sign change of the local Berry curvature. The Berry curvature at the gap closing points is probed by Hall deflection measurements to obtain the winding numbers in each of the topological regimes, revealing the existence of chiral edge modes also in a setting with smooth boundaries as used in the experiments. The measured quasienergy gaps and transverse deflections are quantitatively well described by a numerical calculation of the Floquet bandstructure that includes coupling to higher bands during the driving period. To derive the spectrum of the modulated lattice in a geometry with edges, a tight-binding description of the system is discussed. Circular phase modulation of the honeycomb lattice can also give rise to an anomalous Floquet system when inversion symmetry is broken. The topological phase diagrams and the experimental feasibility are compared for both modulation schemes. Due to the vanishing Chern numbers, the bulk states in the anomalous Floquet regime can be fully localized by a disorder potential. This could prevent heating in interacting, periodically driven systems, resulting in a many-body localized bulk coexisting with thermalizing edge states. The experimental realization of disorder and strong interactions, as well as independent probes of the edge states are investigated. Bloch band geometry can be extended to multiband systems, using Wilson lines. The possible symmetry protection of their eigenvalues is discussed, along with measurements in the optical honeycomb lattice. Moreover, the onset of heating in weakly-interacting, periodically driven systems, triggered by parametric instabilities, is studied experimentally in a one-dimensional lattice.
Periodically-driven (Floquet) quantum systems are ubiquitous in science and technology. For example, when a laser illuminates a material or an AC voltage is applied to a device, the system is well-described by a time-periodic Hamiltonian. In recent years, periodic driving has been proposed, not just as a tool to excite and probe devices, but actually as a mechanism of engineering new phases of matter, some of which have no equilibrium analog. However, with this promise comes a serious problem. Intuitively, if energy is injected into and distributed throughout a system, it is no surprise that it tends to heat up indefinitely to infinite temperature. In this thesis, we study the mechanisms of heating, i.e. the process of thermalization, in Floquet systems and propose methods to control them. Specifically, for non-interacting Floquet systems that are coupled to external bosonic and fermionic baths (e.g. laser-driven electrons in a semiconductor that interact with phonons and an external lead), we classify the relevant scattering processes that contribute to cooling/heating in the Floquet bands and suggest methods to suppress heating via bandwidth-restrictions on the baths. We find that is possible, with appropriate dissipative engineering, to stabilize a controlled incompressible nonequilibrium steady-state resembling a ground state - a state we term the "Floquet insulator." We extend this analysis to include short-range interactions that contribute additional heating processes and show, under the same framework, that heating can be controlled with dissipation. In the process, we develop a simple effective model for the Floquet band densities that captures the essence of all the Floquet scattering processes and that is useful for ballparking experimentally-relevant estimates of heating. Next, we turn our attention to strongly-interacting closed Floquet systems and study how heating emerges through a proliferation of resonances. We find a novel integrable point governing the strong-interaction limit of the Floquet system and examine the breakdown of integrability via the proliferation of resonances. We observe two distinct scaling regimes, attributed to non-thermal and thermal behavior, and discover a power-law scaling of the crossover between them as a function of system size. The lingering ergodicity-breaking effects of the conserved quantities in the vicinity (in parameter space) of the integrable point at finite size is a phenomena we term "near-integrability." These results suggest that small quantum systems, which are accessible currently in many platforms (e.g. trapped ions, cold atoms, superconducting devices), intrinsically host non-thermal states that one may be able to utilize to avoid heating. Furthermore, our results suggest a "dual" interpretation, in the thermodynamic limit, that a periodically-driven system exhibits prethermalization as a power-law in interaction strength.