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arXiv:1503.08664 · Nuclear Physics B

Two-particle irreducible effective actions versus resummation: Analytic properties and self-consistency

Michael J. Brown, Ian B. Whittingham

Published Oct 2, 2015• 6 citations
arXivHTMLPDF

Abstract

Approximations based on two-particle irreducible (2PI) effective actions (also known as Φ-derivable, Cornwall–Jackiw–Tomboulis or Luttinger–Ward functionals depending on context) have been widely used in condensed matter and non-equilibrium quantum/statistical field theory because this formalism gives a robust, self-consistent, non-perturbative and systematically improvable approach which avoids problems with secular time evolution. The strengths of 2PI approximations are often described in terms of a selective resummation of Feynman diagrams to infinite order. However, the Feynman diagram series is asymptotic and summation is at best a dangerous procedure. Here we show that, at least in the context of a toy model where exact results are available, the true strength of 2PI approximations derives from their self-consistency rather than any resummation. This self-consistency allows truncated 2PI approximations to capture the branch points of physical amplitudes where adjustments of coupling constants can trigger an instability of the vacuum. This, in effect, turns Dyson's argument for the failure of perturbation theory on its head. As a result we find that 2PI approximations perform better than Padé approximation and are competitive with Borel–Padé resummation. Finally, we introduce a hybrid 2PI–Padé method.

DOI
10.1016/j.nuclphysb.2015.09.021

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Approximations based on two-particle irreducible (2PI) effective actions (also known as Φ-derivable, Cornwall–Jackiw–Tomboulis or Luttinger–Ward functionals depending on context) have been widely used in condensed matter and non-equilibrium quantum/statistical field theory because this formalism gives a robust, self-consistent, non-perturbative and systematically improvable approach which avoids problems with secular time evolution. The strengths of 2PI approximations are often described in terms of a selective resummation of Feynman diagrams to infinite order. However, the Feynman diagram series is asymptotic and summation is at best a dangerous procedure. Here we show that, at least in the context of a toy model where exact results are available, the true strength of 2PI approximations derives from their self-consistency rather than any resummation. This self-consistency allows truncated 2PI approximations to capture the branch points of physical amplitudes where adjustments of coupling constants can trigger an instability of the vacuum. This, in effect, turns Dyson's argument for the failure of perturbation theory on its head. As a result we find that 2PI approximations perform better than Padé approximation and are competitive with Borel–Padé resummation. Finally, we introduce a hybrid 2PI–Padé method.
Many-body perturbation theory (MBPT) is widely used in quantum physics, chemistry, and materials science. At the heart of MBPT is the Feynman diagrammatic expansion, which is, simply speaking, an elegant way of organizing the combinatorially growing number of terms of a certain Taylor expansion. In particular, the construction of the `bold Feynman diagrammatic expansion' involves the partial resummation to infinite order of possibly divergent series of diagrams. This procedure demands investigation from both the combinatorial (perturbative) and the analytical (non-perturbative) viewpoints. In Part II of this two-part series, we approach the analytical investigation of the bold diagrammatic expansion in the simplified setting of Gibbs measures (known as the Euclidean lattice field theory in the physics literature). Using non-perturbative methods, we rigorously construct the Luttinger-Ward formalism for the first time, and we prove that the bold diagrammatic series can be obtained directly via an asymptotic expansion of the Luttinger-Ward functional, circumventing the partial resummation technique. Moreover we prove that the Dyson equation can be derived as the Euler-Lagrange equation associated with a variational problem involving the Luttinger-Ward functional. We also establish a number of key facts about the Luttinger-Ward functional, such as its transformation rule, its form in the setting of the impurity problem, and its continuous extension to the boundary of the domain of physical Green's functions.
We propose a nonperturbative renormalization-group (NPRG) approach to fermion systems in the two-particle-irreducible (2PI) effective action formalism, based on an exact RG equation for the Luttinger-Ward functional. This approach enables us to describe phases with spontaneously broken symmetries while satisfying the Mermin-Wagner theorem. We show that it is possible to choose the Hartree-Fock random phase approximation theory as initial condition of the RG flow and argue that the 2PI-NPRG is not restricted to the weak-coupling limit. An expansion of the Luttinger-Ward functional about the minimum of the 2PI effective action including only the two-particle 2PI vertex leads to nontrivial RG equations where interactions between fermions and collective excitations naturally emerge.
In the previous chapter we introduced the one-particle irreducible effective action by collecting the one-particle irreducible vertex functions into a generator whose argument is the field, the one-state amplitude in the presence of the source. The effective action thus generates the one-particle irreducible amputated Green's functions. We shall now enhance the usability of the non-equilibrium effective action by establishing its relationship to the sum of all one-particle irreducible vacuum diagrams. To facilitate this it is convenient to add the final mathematical tool to the arsenal of functional methods, viz. functional integration or path integrals over field configurations. We are then following Feynman and instead of describing the field theory in terms of differential equations, we get its corresponding representation in terms of functional or path integrals. This analytical condensed technique shall prove powerful when unraveling the content of a field theory. The loop expansion of the non-equilibrium effective action is developed, and taken one step further as we introduce the two-particle irreducible effective action valid for non-equilibrium states. As an application of the effective action approach, we consider a dilute Bose gas and a trapped Bose–Einstein condensate. Functional integration Functional differentiation has its integral counterpart in functional integration. We shall construct an integration over functions and not just numbers as in elementary integration of a function. We approach this infinite-dimensional kind of integration with care (or, from a mathematical point of view, carelessly), i.e. we base it on our usual integration with respect to a single variable and take it to a limit.
We compute thermodynamic properties of dilute Bose gases using non-perturbative approximations of the two-particle irreducible (2PI) effective action. It is shown how to systematically renormalise the self-consistent descriptions beyond conventional Gaussian approximations such as Hartree-Fock-Bogoliubov theory. This allows us to determine the condensate depletion from low to high temperatures, including its critical behaviour at the phase transition. While the universal anomalous dimension at criticality is vanishing for Gaussian approximations, we determine its non-zero value at next-to-leading order of a self-consistent expansion in the number of field components.
Many-body perturbation theory (MBPT) is widely used in quantum physics, chemistry, and materials science. At the heart of MBPT is the Feynman diagrammatic expansion, which is, simply speaking, an elegant way of organizing the combinatorially growing number of terms of a certain Taylor expansion. In particular, the construction of the `bold Feynman diagrammatic expansion' involves the partial resummation to infinite order of possibly divergent series of diagrams. This procedure demands investigation from both the combinatorial (perturbative) and the analytical (non-perturbative) viewpoints. In Part I of this two-part series, we illustrate how the combinatorial properties of Feynman diagrams in MBPT can be studied in the simplified setting of Gibbs measures (known as the Euclidean lattice field theory in the physics literature) and provide a self-contained explanation of Feynman diagrams in this setting. We prove the combinatorial validity of the bold diagrammatic expansion, with methods generalizable to several types of field theories and interactions. Our treatment simplifies the presentation and numerical study of known techniques in MBPT such as the self-consistent Hartree-Fock approximation (HF), the second-order Green's function approximation (GF2), and the GW approximation. The bold diagrams are closely related to the Luttinger-Ward (LW) formalism, which was proposed in 1960 but whose analytic properties have not been rigorously established. The analytical study of the LW formalism in the setting of Gibbs measures will be the topic of Part II.
I review the way the many-body Green functions are used to renormalize the perturbation theory of correlated fermions. The Green functions are introduced to implement systematically dynamical corrections to the static mean-field theory. The renormalizations enter the perturbation theory via self-consistent evaluations of one-particle and two-particle Green functions. The one-particle self-consistency is discussed within the Baym-Kadanoff construction. We point to an inherent dichotomy of the Baym-Kadanoff approach in the relation between one and two-particle Green functions. They are the Schwinger-Dyson equation, directly derived from the generating Luttinger-Ward functional, and the Ward identity. The latter imposes a severe restriction on the two-particle irreducible vertex and is not guaranteed in the Baym-Kadanoff approach. No approximate theory is capable to obey both relations. I further discuss the two-particle approach with two-particle renormalizations that offers a way to reconcile the Schwinger-Dyson equation and the Ward identity. The two-particle irreducible vertex from the critical Bethe-Salpeter equation becomes a generating functional in the two-particle renormalization of the perturbation theory. The irreducible vertex is used in the Ward identity to determine the order parameter beyond the critical point and in the Bethe-Salpeter equation representing the vertex of the Schwinger-Dyson equation to determine the spectral self-energy in such a way that the thermodynamic critical behavior from both equations is qualitatively the same. Finally, I discuss a static mean-field-like approximation with a renormalized effective interaction determined self-consistently that leads to a qualitatively correct description of strong electron correlations in impurity and lattice models.