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arXiv:1503.05653 · Physical Review B

Local temperatures of strongly-correlated quantum dots out of equilibrium

LvZhou Ye, Dong Hou, Xiao Hong Zheng, YiJing Yan, Massimiliano Di Ventra

Published May 7, 2015• 50 citations
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Abstract

Probes that measure the local thermal properties of systems out of equilibrium are emerging as new tools in the study of nanoscale systems. One can then measure the temperature of a probe that is weakly coupled to a bias-driven system. By tuning the probe temperature so that the expectation value of some observable of the system is minimally perturbed, one obtains a parameter that measures its degree of local statistical excitation, and hence its local heating. However, one anticipates that different observables may lead to different temperatures and thus different local heating expectations. We propose an experimentally realizable protocol to measure such local temperatures and apply it to bias-driven quantum dots. By means of a highly accurate open quantum system approach, we show theoretically that the measured temperature is quite insensitive both to the choice of observable and to the probe-system coupling. In particular, even with observables that are distinct both physically and in their degree of locality, such as the local magnetic susceptibility of the quantum dot and the global spin-polarized current measured at the leads, the resulting local temperatures are quantitatively similar for quantum dots ranging from noninteracting to Kondo-correlated regimes, and are close to those obtained with the traditional ``local equilibrium'' definition.

DOI
10.1103/physrevb.91.205106

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Probes that measure the local thermal properties of systems out of equilibrium are emerging as new tools in the study of nanoscale systems. One can then measure the temperature of a probe that is weakly coupled to a bias-driven system. By tuning the probe temperature so that the expectation value of some observable of the system is minimally perturbed, one obtains a parameter that measures its degree of local statistical excitation, and hence its local heating. However, one anticipates that different observables may lead to different temperatures and thus different local heating expectations. We propose an experimentally realizable protocol to measure such local temperatures and apply it to bias-driven quantum dots. By means of a highly accurate open quantum system approach, we show theoretically that the measured temperature is quite insensitive both to the choice of observable and to the probe-system coupling. In particular, even with observables that are distinct both physically and in their degree of locality, such as the local magnetic susceptibility of the quantum dot and the global spin-polarized current measured at the leads, the resulting local temperatures are quantitatively similar for quantum dots ranging from noninteracting to Kondo-correlated regimes, and are close to those obtained with the traditional ``local equilibrium'' definition.
Measuring local temperatures of open systems out of equilibrium is emerging as a novel approach to study the local thermodynamic properties of nanosystems. An operational protocol has been proposed to determine the local temperature by coupling a probe to the system and then minimizing the perturbation to a certain local observable of the probed system. In this paper, we first show that such a local temperature is unique for a single quantum impurity and the given local observable. We then extend this protocol to open systems consisting of multiple quantum impurities by proposing a local minimal perturbation condition (LMPC). The influence of quantum resonances on the local temperature is elucidated by both analytic and numerical results. In particular, we demonstrate that quantum resonances may give rise to strong oscillations of the local temperature along a multi-impurity chain under a thermal bias.
Correlations are a central ingredient of modern condensed matter physics. With the advent of mesoscopic physics, it became possible to study correlated systems in non-equilibrium situations, which can be reached by e.g. driving a constant current through a quantum dot. A basic question is how correlations on the one hand and a non-equilibrium current on the other hand influence each other. Here this interplay is studied for the model system of a quantum dot in the Kondo regime using the real time renormalization group (RTRG) method. This method is a functional renormalization group (RG) method allowing a non-perturbative description of correlated systems in non-equilibrium. For the Kondo quantum dot the method is generalized to the case of double vertices. The RTRG method not only provides equations for the calculation of the renormalized coupling between the quantum dot spin and the reservoir electrons, but also equations for the calculation of the non-equilibrium decoherence rate and the non-equilibrium current.The RG equations are derived to second order. This approximation is expected to be valid as long as the quantum dot does not enter the strong coupling regime, i.e. the effective coupling strength between the quantum dot spin and the electrons does not become too large. It is found that this is the case if the bias voltage applied to the dot or the temperature is much larger than the Kondo temperature.It is shown that the RG equations lead to coupling functions depending on the energy of the incident and the scattered electron. This dependence is simplified to the dependence on the average energy of the incident and the scattered electron in the weak coupling regime.A closer inspection of the RG equations for the couplings shows that they not only contain terms leading to a logarithmic increase of the coupling strength but also subleading terms which are unimportant in the weak coupling regime. The RG equations are solved analytically for the case where the subleading terms are neglected. It is found that the coupling functions develop resonances at energies associated with the chemical potentials of the reservoirs. The height of these resonances is determined by the decoherence rate. However, for bias voltages much larger than the Kondo temperature these resonances do not affect the conductance for a two terminal setup, so the conductance does not provide a measure for the decoherence rate in this case. It is found that the conductance for the two terminal setup is a universal function of voltage/Kondo temperature and temperature/Kondo temperature in the weak coupling regime. This function is calculated analytically in the limits of vanishing voltage or temperature. Furthermore, it is found that for zero temperature the decoherence rate is proportional to the non-equilibrium current flowing through the system. This supports the physical picture that a non-equilibrium current is associated with a decoherence rate, which cuts the logarithmic scaling of the coupling strength.Finally, the RG equations are solved numerically for zero temperature including the subleading corrections found before. As expected, the subleading corrections have no impact on the decoherence rate and the conductance in the weak coupling regime. On the other hand, it is found that they lead to strong deviations from the results of the analytic leading logarithmic approximation if the bias voltage approaches the Kondo temperature. Generally, it is found that the subleading corrections lead to a saturation of the decoherence rate and the conductance to some finite value. However, for the numerical solution a numerical regularization parameter has to be introduced. It turns out that the saturation value found depends on its value, so no statements on the precise value of the decoherence rate and the current can be made in this regime.
Quantum Mechanics was established as the theory of the microscopic world, which allowed to understand processes in atoms and molecules. Its emergence led to a new scientific paradigm that quickly spread to different research fields. Two relevant examples are Quantum Thermodynamics and Quantum Many-Body Theory, where the former aims to characterize thermodynamic processes in quantum systems and the latter intends to understand the properties of quantum many-body systems. In this thesis, we tackle some of the questions in the overlap between these disciplines, focusing on the concepts of temperature and correlations. Specifically, it contains results on the following topics: locality of temperature, correlations in long-range interacting systems and thermometry at low temperature. The problem of locality of temperature is considered for a system at thermal equilibrium and consists in studying whether it is possible to assign a temperature to any of the subsystems of the global system such that both local and global temperatures are equal. We tackle this problem in two different settings, for generic one-dimensional spin chains and for a bosonic system with a phase transition at non-zero temperature. In the first case, we consider generic one-dimensional translation-invariant spin systems with short-range interactions and prove that it is always possible to assign a local temperature equal to the global one for any temperature, including at criticality. For the second case, we consider a three-dimensional discretized version of the Bose-Einstein model at the grand canonical ensemble for some temperature and particle density, and characterize its non-zero-temperature phase transition. Then, we show that temperature is locally well-defined at any temperature and at any particle density, including at the phase transition. Additionally, we observe a qualitative relation between correlations and locality of temperature in the system. Moving to correlations, we consider fermionic two-site long-range interacting systems at thermal equilibrium. We show that correlations between anti-commutative operators at non-zero temperature are upper bounded by a function that decays polynomially with the distance and with an exponent that is equal to the interaction exponent, which characterizes the interactions in the Hamiltonian. Moreover, we show that our bound is asymptotically tight and that the results extend to density-density correlations as well as other types of correlations for quadratic and fermionic Hamiltonians with long-range interactions. Regarding the results on thermometry, we consider a bosonic model and prove that strong coupling between the probe and the system can boost the thermal sensitivity for low temperature. Furthermore, we provide a feasible measurement scheme capable of producing optimal estimates at the considered regime.
We study the relaxation dynamics of a quantum dot with local Coulomb correlations coupled to two noninteracting leads which are held in grand-canonical equilibrium. Only charge degrees of freedom are considered and the dot is described by a model which in the scaling limit becomes equivalent to the interacting resonant level model. We examine the time evolution of the current and the dot occupancy resulting from changes in the dot-lead coupling, the dots' on-site energy, or the charging energy. Abrupt and smooth parameter changes as well as setups with and without driving bias voltage are considered. For biased dots, we investigate the often studied response after turning on the dot-lead coupling but also the experimentally more relevant case in which the voltage is turned on. We identify and explain a variety of interesting many-body effects, and we clarify the role of initial correlations.
Quantum phase transitions out of equilibrium are outstanding emergent subjects in condensed matter physics with great fundamental importance and challenges. We theoretically investigate here the nonequilibrium quantum phase transition in a generic nano-setup: the pseudogap Kondo model where a Kondo quantum dot couples to two---left (L) and right (R)---voltage-biased fermionic leads with power-law density of states (DOS) with respect to their Fermi levels ${\ensuremath{\mu}}_{L/R}$, ${\ensuremath{\rho}}_{c,L(R)}(\ensuremath{\omega})\ensuremath{\propto}{|\ensuremath{\omega}\ensuremath{-}{\ensuremath{\mu}}_{L(R)}|}^{r}$ with 0<r<10<r<10<r<1. In equilibrium (${\ensuremath{\mu}}_{L}\ensuremath{-}{\ensuremath{\mu}}_{R}=0$) and for 0<r<1/20<r<1/20<r<1/2, with increasing Kondo correlations this model exhibits a quantum phase transition from a unscreened local moment (LM) phase to the Kondo screened phase. At finite bias voltages and near criticality, we discover new nonequilibrium universal scaling behaviors in conductance, conduction electron TTT matrix, and local spin susceptibility via a controlled frequency-dependent renormalization group (RG) approach. The current-induced decoherence is key to understanding these distinct universal nonequilibrium quantum critical regimes. The relevance of our results to experiment is discussed.
We investigate bias-driven non-equilibrium quantum phase transitions in a paradigmatic quantum-transport setup: an interacting quantum dot coupled to non-interacting metallic leads. Using the Random Phase Approximation, which is exact in the limit of a large number of dot levels, we map out the zero-temperature non-equilibrium phase diagram as a function of interaction strength and applied bias. We focus our analysis on the behavior of the charge susceptibility and the current noise in the vicinity of the transition. Remarkably, despite the intrinsically non-equilibrium nature of the steady state, critical charge fluctuations admit an effective-temperature description, Teff(T,V)T_{\text{eff}}(T,V)Teff​(T,V), that collapses the steady-state behavior onto its equilibrium form. In sharp contrast, current fluctuations exhibit genuinely non-equilibrium features: the fluctuation-dissipation ratio becomes negative in the ordered phase, corresponding to a negative effective temperature for the current degrees of freedom. These results establish current noise as a sensitive probe of critical fluctuations at non-equilibrium quantum phase transitions and open new directions for exploring voltage-driven critical phenomena in quantum transport systems.