Abstract Classifying and understanding phases of matter is an important task in condensed matter physics. The class of ‘conventional’ symmetry-broken phases is well understood in terms of Landau’s theory. A paradigmatic example is the Z2-symmetric Ising model with symmetric (paramagnetic) and symmetry-broken (ferromagnet) phases, which can be distinguished by measuring the magnetization as a local order parameter. Topological phases of matter, however, are less understood and no complete classification is known. These lecture notes discuss schemes that provide an understanding and characterization of certain topological phases of matter in models with local Hamiltonians. The main focus is on symmetry-protected topological (SPT) phases in one-dimensional bosonic systems. On the basis of the entanglement properties of such systems, a motivation is given for the matrix product state (MPS) representation of ground states. Using the MPS framework, it is demonstrated how SPT phases can be classified using projective representations of the symmetries.
We propose and prove a family of generalized Lieb-Schultz-Mattis~(LSM) theorems for symmetry protected topological~(SPT) phases on boson/spin models in any dimensions. The ``conventional'' LSM theorem, applicable to e.g. any translation invariant system with an odd number of spin-1/2 particles per unit cell, forbids a symmetric short-range-entangled ground state in such a system. Here we focus on systems with no LSM anomaly, where global/crystalline symmetries and fractional spins within the unit cell ensure that any symmetric SRE ground state must be a non-trivial SPT phase with anomalous boundary excitations. Depending on models, they can be either strong or ``higher-order'' crystalline SPT phases, characterized by non-trivial surface/hinge/corner states. Furthermore, given the symmetry group and the spatial assignment of fractional spins, we are able to determine all possible SPT phases for a symmetric ground state, using the real space construction for SPT phases based on the spectral sequence of cohomology theory. We provide examples in one, two and three spatial dimensions, and discuss possible physical realization of these SPT phases based on condensation of topological excitations in fractionalized phases.
It is commonly believed that models defined on a closed one-dimensional manifold cannot give rise to topological order. Here we construct frustration-free Hamiltonians which possess both symmetry protected topological order (SPT) on the open chain {\it and} multiple ground state degeneracy (GSD) that is unrelated to global symmetry breaking on the closed chain. Instead of global symmetry breaking, there exists a {\it local} symmetry operator that commutes with the Hamiltonian and connects the multiple ground states, reminiscent of how the topologically distinct ground states of the toric code are connected by various winding operators. Our model solved on an open chain demonstrates symmetry fractionalization as an indication of SPT order and on a general graph the GSD can be shown to scale with the first Betti number - a topological invariant that counts the number of independent cycles or one dimensional holes of the graph.
Symmetry protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry
G. They can all be smoothly connected to the same trivial product state if we break the symmetry. The Haldane phase of spin-1 chain is the first example of SPT phases which is protected by
SO(3) spin rotation symmetry. The topological insulator is another example of SPT phases which are protected by
U(1) and time-reversal symmetries. In this paper, we show that interacting bosonic SPT phases can be systematically described by group cohomology theory: Distinct
d-dimensional bosonic SPT phases with on-site symmetry
G (which may contain antiunitary time-reversal symmetry) can be labeled by the elements in
H1+d[G,UT(1)], the Borel
(1+d)-group-cohomology classes of
G over the
G module
UT(1). Our theory, which leads to explicit ground-state wave functions and commuting projector Hamiltonians, is based on a new type of topological term that generalizes the topological $\ensuremath{\theta}$ term in continuous nonlinear $\ensuremath{\sigma}$ models to lattice nonlinear $\ensuremath{\sigma}$ models. The boundary excitations of the nontrivial SPT phases are described by lattice nonlinear $\ensuremath{\sigma}$ models with a nonlocal Lagrangian term that generalizes the Wess-Zumino-Witten term for continuous nonlinear $\ensuremath{\sigma}$ models. As a result, the symmetry
G must be realized as a non-on-site symmetry for the low-energy boundary excitations, and those boundary states must be gapless or degenerate. As an application of our result, we can use ${\mathcal{H}}^{1+d}[U(1)\ensuremath{\rtimes}{Z}_{2}^{T},{U}_{T}(1)]$ to obtain interacting bosonic topological insulators (protected by time reversal
Z2T and boson number conservation), which contain one nontrivial phase in one-dimensional (1D) or 2D and three in 3D. We also obtain interacting bosonic topological superconductors (protected by time-reversal symmetry only), in term of
H1+d[Z2T,UT(1)], which contain one nontrivial phase in odd spatial dimensions and none for even dimensions. Our result is much more general than the above two examples, since it is for any symmetry group. For example, we can use ${\mathcal{H}}^{1+d}[U(1)\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{T},{U}_{T}(1)]$ to construct the SPT phases of integer spin systems with time-reversal and
U(1) spin rotation symmetry, which contain three nontrivial SPT phases in 1D, none in 2D, and seven in 3D. Even more generally, we find that the different bosonic symmetry breaking short-range-entangled phases are labeled by the following three mathematical objects: $({G}_{H},{G}_{\ensuremath{\Psi}},{\mathcal{H}}^{1+d}[{G}_{\ensuremath{\Psi}},{U}_{T}(1)])$, where
GH is the symmetry group of the Hamiltonian and ${G}_{\ensuremath{\Psi}}$ the symmetry group of the ground states.
Bosonic symmetry-protected topological (SPT) states are gapped disordered phases of matter possessing symmetry-preserving boundary excitations. It has been proposed that, at long wavelengths, the universal properties of an SPT system are captured by an effective nonlinear sigma model field theory in the presence of a quantized topological $\ensuremath{\theta}$ term. By studying lattice models of bosonic SPT states, we are able to identify, in their Euclidean path integral formulation, (discrete) Berry phases that hold relevant physical information on the nature of the SPT ground states. These discrete Berry phases are given intuitive physical interpretation in terms of instanton effects that capture the presence of a $\ensuremath{\theta}$ term on the microscopic scale.
Symmetry-protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry
G, which can all be smoothly connected to the trivial product states if we break the symmetry. It has been shown that a large class of interacting bosonic SPT phases can be systematically described by group cohomology theory. In this paper, we introduce a (special) group supercohomology theory which is a generalization of the standard group cohomology theory. We show that a large class of short-range interacting fermionic SPT phases can be described by the group supercohomology theory. Using the data of supercocycles, we can obtain the ideal ground state wave function for the corresponding fermionic SPT phase. We can also obtain the bulk Hamiltonian that realizes the SPT phase, as well as the anomalous (i.e., non-onsite) symmetry for the boundary effective Hamiltonian. The anomalous symmetry on the boundary implies that the symmetric boundary must be gapless for (1+1)-dimensional [(1+1)D] boundary, and must be gapless or topologically ordered beyond (1+1)D. As an application of this general result, we construct a new SPT phase in three dimensions, for interacting fermionic superconductors with coplanar spin order (which have
T2=1 time-reversal
Z2T and fermion-number-parity
Z2f symmetries described by a full symmetry group ${Z}_{2}^{T}\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{f}$). Such a fermionic SPT state can neither be realized by free fermions nor by interacting bosons (formed by fermion pairs), and thus are not included in the
K-theory classification for free fermions or group cohomology description for interacting bosons. We also construct three interacting fermionic SPT phases in two dimensions (2D) with a full symmetry group ${Z}_{2}\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{f}$. Those 2D fermionic SPT phases all have central-charge
c=1 gapless edge excitations, if the symmetry is not broken.