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arXiv:1409.2537 · Communications in Mathematical Physics

Bott Periodicity for $${\mathbb{Z}_2}$$ Z 2 Symmetric Ground States of Gapped Free-Fermion Systems

R. Kennedy, Martin R. Zirnbauer

Published Nov 26, 2015• 73 citations
arXivHTMLPDF

Abstract

Building on the symmetry classification of disordered fermions, we give a proof of the proposal by Kitaev, and others, for a “Bott clock” topological classification of free-fermion ground states of gapped systems with symmetries. Our approach differs from previous ones in that (i) we work in the standard framework of Hermitian quantum mechanics over the complex numbers, (ii) we directly formulate a mathematical model for ground states rather than spectrally flattened Hamiltonians, and (iii) we use homotopy-theoretic tools rather than K -theory. Key to our proof is a natural transformation that squares to the standard Bott map and relates the ground state of a d -dimensional system in symmetry class s to the ground state of a ( d + 1)-dimensional system in symmetry class s + 1. This relation gives a new vantage point on topological insulators and superconductors.

DOI
10.1007/s00220-015-2512-8

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Bott Periodicity for Z2{\mathbb{Z}_2}Z2​ Z 2 Symmetric Ground States of Gapped Free-Fermion Systems
Building on the symmetry classification of disordered fermions, we give a proof of the proposal by Kitaev, and others, for a “Bott clock” topological classification of free-fermion ground states of gapped systems with symmetries. Our approach differs from previous ones in that (i) we work in the standard framework of Hermitian quantum mechanics over the complex numbers, (ii) we directly formulate a mathematical model for ground states rather than spectrally flattened Hamiltonians, and (iii) we use homotopy-theoretic tools rather than K -theory. Key to our proof is a natural transformation that squares to the standard Bott map and relates the ground state of a d -dimensional system in symmetry class s to the ground state of a ( d + 1)-dimensional system in symmetry class s + 1. This relation gives a new vantage point on topological insulators and superconductors.
Using a dimensional reduction scheme based on scattering theory, we show that the classification tables for topological insulators and superconductors with reflection symmetry can be organized in two period-2 and four period-8 cycles, similar to the Bott periodicity found for topological insulators and superconductors without spatial symmetries. With the help of the dimensional reduction scheme, the classification in arbitrary dimensions $d\ensuremath{\ge}1$ can be obtained from the classification in one dimension, for which we present a derivation based on relative homotopy groups and exact sequences to classify one-dimensional insulators and superconductors with reflection symmetry. The resulting classification is fully consistent with a comprehensive classification obtained recently by Shiozaki and Sato [Phys. Rev. B 90, 165114 (2014)]. The use of a scattering-matrix-inspired method allows us to address the second descendant Z2{\mathbb{Z}}_{2}Z2​ phase, for which the topological nontrivial phase was previously reported to be vulnerable to perturbations that break translation symmetry.
Building on the ten-way symmetry classification of disordered fermions, the authors have recently given a homotopy-theoretic proof of Kitaev's ‘periodic table’ for topological insulators and superconductors. The present paper offers an introduction to the physical setting and the mathematical model used. Basic to the proof is the so-called diagonal map, a natural transformation akin to the Bott map of algebraic topology, which increases by one unit both the momentum-space dimension and the symmetry index of translation-invariant ground states of gapped free-fermion systems. This mapping is illustrated here with a few examples of interest. (Based on a talk delivered by the senior author at the Nobel Symposium on ‘New Forms of Matter: Topological Insulators and Superconductors’; Stockholm, 13–15 June, 2014.)
Abstract. Gapped phases of noninteracting fermions, with and without charge conservation and time-reversal symmetry, are classified using Bott periodicity. The symmetry and spatial dimension determines a general universality class, which corresponds to one of the 2 types of complex and 8 types of real Clifford algebras. The phases within a given class are further characterized by a topological invariant, an element of some Abelian group that can be 0, Z, or Z2. The interface between two infinite phases with different topological numbers must carry some gapless mode. Topological properties of finite systems are described in terms of K-homology. This classification is robust with respect to disorder, provided electron states near the Fermi energy are absent or localized. In some cases (e.g., integer quantum Hall systems) the K-theoretic classification is stable to interactions, but a counterexample is also given. Keywords: Topological phase, K-theory, K-homology, Clifford algebra, Bott periodicity
Gapped phases of noninteracting fermions, with and without charge conservation and time‐reversal symmetry, are classified using Bott periodicity. The symmetry and spatial dimension determines a general universality class, which corresponds to one of the 2 types of complex and 8 types of real Clifford algebras. The phases within a given class are further characterized by a topological invariant, an element of some Abelian group that can be 0, Z, or Z2. The interface between two infinite phases with different topological numbers must carry some gapless mode. Topological properties of finite systems are described in terms of K‐homology. This classification is robust with respect to disorder, provided electron states near the Fermi energy are absent or localized. In some cases (e.g., integer quantum Hall systems) the K‐theoretic classification is stable to interactions, but a counterexample is also given.
We complete a classification of topological phases and their topological defects in crystalline insulators and superconductors. We consider topological phases and defects described by noninteracting Bloch and Bogoliubov--de Gennes Hamiltonians that support additional order-two spatial symmetry, besides any of 10 classes of symmetries defined by time-reversal symmetry and particle-hole symmetry. The additional order-two spatial symmetry we consider is general and it includes ${\mathbit{Z}}_{2}$ global symmetry, mirror reflection, twofold rotation, inversion, and their magnetic point group symmetries. We find that the topological periodic table shows a periodicity in the number of flipped coordinates under the order-two spatial symmetry, in addition to the Bott periodicity in the space dimensions. Various symmetry-protected topological phases and gapless modes will be identified and discussed in a unified framework. We also present topological classification of symmetry-protected Fermi points. The bulk classification and the surface Fermi point classification provide a realization of the bulk-boundary correspondence in terms of the KKK theory.
Topological insulators in free fermion systems have been well characterized and classified. However, it is not clear in strongly interacting boson or fermion systems what symmetry-protected topological orders exist. In this paper, we present a model in a two-dimensional (2D) interacting spin system with nontrivial onsite Z2{Z}_{2}Z2​ symmetry-protected topological order. The order is nontrivial because we can prove that the one-dimensional (1D) system on the boundary must be gapless if the symmetry is not broken, which generalizes the gaplessness of Wess-Zumino-Witten model for Lie symmetry groups to any discrete symmetry groups. The construction of this model is related to a nontrivial 3-cocycle of the Z2{Z}_{2}Z2​ group and can be generalized to any symmetry group. It potentially leads to a complete classification of symmetry-protected topological orders in interacting boson and fermion systems of any dimension. Specifically, this exactly solvable model has a unique gapped ground state on any closed manifold and gapless excitations on the boundary if Z2{Z}_{2}Z2​ symmetry is not broken. We prove the latter by developing the tool of a matrix product unitary operator to study the nonlocal symmetry transformation on the boundary and reveal the nontrivial 3-cocycle structure of this transformation. Similar ideas are used to construct a 2D fermionic model with onsite Z2{Z}_{2}Z2​ symmetry-protected topological order.