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arXiv:1407.6985 · Physical Review B

Characterization and stability of a fermionic ν=1/3 fractional Chern insulator

Adolfo G. Grushin, Johannes Motruk, Michael P. Zaletel, Frank Pollmann

Published Jan 30, 2015• 81 citations
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Abstract

Using the infinite density matrix renormalization group method on an infinite cylinder geometry, we characterize the $1/3$ fractional Chern insulator state in the Haldane honeycomb lattice model at $\ensuremath{\nu}=1/3$ filling of the lowest band and check its stability. We investigate the chiral and topological properties of this state through (i) its Hall conductivity, (ii) the topological entanglement entropy, (iii) the $U(1)$ charge spectral flow of the many-body entanglement spectrum, and (iv) the charge of the anyons. In contrast to numerical methods restricted to small finite sizes, the infinite cylinder geometry allows us to access and characterize directly the metal to fractional Chern insulator transition. We find indications it is first order and no evidence of other competing phases. Since our approach does not rely on any band or subspace projection, we are able to prove the stability of the fractional state in the presence of interactions exceeding the band gap, as has been suggested in the literature. As a by-product we discuss the signatures of Chern insulators within this technique.

DOI
10.1103/physrevb.91.035136

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Using the infinite density matrix renormalization group method on an infinite cylinder geometry, we characterize the 1/31/31/3 fractional Chern insulator state in the Haldane honeycomb lattice model at \ensuremathν=1/3\ensuremath{\nu}=1/3\ensuremathν=1/3 filling of the lowest band and check its stability. We investigate the chiral and topological properties of this state through (i) its Hall conductivity, (ii) the topological entanglement entropy, (iii) the U(1)U(1)U(1) charge spectral flow of the many-body entanglement spectrum, and (iv) the charge of the anyons. In contrast to numerical methods restricted to small finite sizes, the infinite cylinder geometry allows us to access and characterize directly the metal to fractional Chern insulator transition. We find indications it is first order and no evidence of other competing phases. Since our approach does not rely on any band or subspace projection, we are able to prove the stability of the fractional state in the presence of interactions exceeding the band gap, as has been suggested in the literature. As a by-product we discuss the signatures of Chern insulators within this technique.
The Hofstadter model is a popular choice for theorists investigating the fractional quantum Hall effect on lattices, due to its simplicity, infinite selection of topological flat bands, and increasing applicability to real materials. In particular, fractional Chern insulators in bands with Chern number ∣C∣>1|C|>1∣C∣>1 can demonstrate richer physical properties than continuum Landau level states and have recently been detected in experiments. Motivated by this, we examine the stability of fractional Chern insulators with higher Chern number in the Hofstadter model, using large-scale infinite density matrix renormalization group (iDMRG) simulations on a thin cylinder. We confirm the existence of fractional states in bands with Chern numbers C=1,2,3,4,5C=1,2,3,4,5C=1,2,3,4,5 at the filling fractions predicted by the generalized Jain series [Phys. Rev. Lett. 115, 126401 (2015)]. Moreover, we discuss their metal-to-insulator phase transitions, as well as the subtleties in distinguishing between physical and numerical stability. Finally, we comment on the relative suitability of fractional Chern insulators in higher Chern number bands for proposed modern applications.
We investigate topological phase transitions in Chern insulators within three-band models, focusing on the empty band and lowest band populated by spinless fermions. We consider Lieb and kagome lattices and notice phase transitions driven by the hopping integral between nearest-neighbors, which leads to the change of the lowest band Chern number from C=1C=1C=1 to C=−1C=-1C=−1. In the single-particle picture, different phases are examined by investigating corresponding entanglement spectra and the evolution of the entanglement entropy. Entanglement spectra reveal the spectral flow characteristic of topologically nontrivial systems before and after phase transitions. For the lowest band with 1/31/31/3 filling, Fractional Chern insulator (FCI) phases are identified by examining the ground state momenta, the spectral flow, and counting of the entanglement energy levels below the gap in the entanglement spectrum. A quasilinear dependence of the entanglement entropy α(nA)α(n_A)α(nA​) term is observed for FCI phase, similarly to linear behavior expected for Laughlin phase in the fractional quantum Hall effect. At the topological phase transition, for both empty and partially filled lowest bands, the energy gap closure and a discontinuity in the entanglement entropy are observed. This coincides with the divergence of a standard deviation of the Berry curvature. We notice also a phase transition driven by the nearest-neighbor interaction in the Lieb lattice, where the many-body energy gap closes. The phase transitions are shown to be stable for an arbitrary system size, thus predicted to be present in the thermodynamic limit. While our calculations are performed for an interaction energy far exceeding the gap between the two lowest energy bands, we note that the higher band does not affect the phase transitions, however destabilizes FCI phases.
We devise local lattice models whose ground states are model fractional Chern insulators-Abelian and non-Abelian topologically ordered states characterized by exact ground state degeneracies at any finite size and infinite entanglement gaps. Most saliently, we construct exact parent Hamiltonians for two distinct families of bosonic lattice generalizations of the Z_{k} parafermion quantum Hall states: (i) color-entangled fractional Chern insulators at band filling fractions ν=k/(C+1) and (ii) nematic states at ν=k/2, where C is the Chern number of the lowest band. In spite of a fluctuating Berry curvature, our construction is partially frustration free: the ground states reside entirely within the lowest band and exactly minimize a local (k+1) body repulsion term by term. In addition to providing the first known models hosting intriguing states such as higher Chern number generalizations of the Fibonacci anyon quantum Hall states, the remarkable stability and finite-size properties make our models particularly well suited for the study of novel phenomena involving, e.g., twist defects and proximity induced superconductivity, as well as being a guide for designing experiments.
Chern insulators are band insulators exhibiting a nonzero Hall conductance but preserving the lattice translational symmetry. We conclusively show that a partially filled Chern insulator at 1/3 filling exhibits a fractional quantum Hall effect and rule out charge-density wave states that have not been ruled out by previous studies. By diagonalizing the Hubbard interaction in the flat-band limit of these insulators, we show the following: The system is incompressible and has a 3-fold degenerate ground state whose momenta can be computed by postulating an generalized Pauli principle with no more than 1 particle in 3 consecutive orbitals. The ground state density is constant, and equal to 1/3 in momentum space. Excitations of the system are fractional statistics particles whose total counting matches that of quasiholes in the Laughlin state based on the same generalized Pauli principle. The entanglement spectrum of the state has a clear entanglement gap which seems to remain finite in the thermodynamic limit. The levels below the gap exhibit counting identical to that of Laughlin 1/3 quasiholes. Both the 3 ground states and excited states exhibit spectral flow upon flux insertion. All the properties above disappear in the trivial state of the insulator - both the many-body energy gap and the entanglement gap close at the phase transition when the single-particle Hamiltonian goes from topologically nontrivial to topologically trivial. These facts clearly show that fractional many-body states are possible in topological insulators.
The emergence of the Haldane Chern insulator state due to strong short-range repulsive interactions in the half-filled fermionic spinless honeycomb lattice model has been proposed and challenged with different methods and yet it still remains controversial. In this work we revisit the problem using the infinite density matrix renormalization group method and report numerical evidence supporting (i) the absence of the Chern insulator state, (ii) two previously unnoticed charge ordered phases, and (iii) the existence and stability of all the nontopological competing orders that were found previously within mean field. In addition, we discuss the nature of the corresponding phase transitions based on our numerical data. Our work establishes the phase diagram of the half-filled honeycomb lattice model, tilting the balance towards the absence of a Chern insulator phase for this model.
The concept of topology in condensed matter physics has led to the discovery of rich and exotic physics in recent years. Especially when strong correlations are included, phenomenons such as fractionalization and anyonic particle statistics can arise. In this thesis, we study several systems hosting topological phases of interacting fermions. In the first part, we consider one-dimensional systems of parafermions, which are generalizations of Majorana fermions, in the presence of a Z_N charge symmetry. We classify the symmetry-protected topological (SPT) phases that can occur in these systems using the projective representations of the symmetries and find a finite number of distinct phases depending on the prime factorization of N. The different phases exhibit characteristic degeneracies in their entanglement spectrum (ES). Apart from these SPT phases, we report the occurrence of parafermion condensate phases for certain values of N. When including an additional Z_N symmetry, we find a non-Abelian group structure under the addition of phases. In the second part of the thesis, we focus on two-dimensional lattice models of spinless fermions. First, we demonstrate the detection of a fractional Chern insulator (FCI) phase in the Haldane honeycomb model on an infinite cylinder by means of the density-matrix renormalization group (DMRG). We report the calculation of several quantities characterizing the topological order of the state, i.e., (i)~the Hall conductivity, (ii)~the spectral flow and level counting in the ES, (iii)~the topological entanglement entropy, and (iv)~the charge and topological spin of the quasiparticles. Since we have access to sufficiently large system sizes without band projection with DMRG, we are in addition able to investigate the transition from a metal to the FCI at small interactions which we find to be of first order. In a further study, we consider a time-reversal symmetric model on the honeycomb lattice where a Chern insulator (CI) induced by next-nearest neighbor interactions has been predicted by mean field theory. However, various subsequent studies challenged this picture and it was still unclear whether the CI would survive quantum fluctuations. We therefore map out the phase diagram of the model as a function of the interactions on an infinite cylinder with DMRG and find evidence for the absence of the CI phase. However, we report the detection of two novel charge-ordered phases and corroborate the existence of the remaining phases that had been predicted in mean field theory. Furthermore, we characterize the transitions between the various phases by studying the behavior of correlation length and entanglement entropy at the phase boundaries. Finally, we develop an improvement to the DMRG algorithm for fermionic lattice models on cylinders. By using a real space representation in the direction along the cylinder and a real space representation in the perpendicular direction, we are able to use the momentum around the cylinder as conserved quantity to reduce computational costs. We benchmark the method by studying the interacting Hofstadter model and report a considerable speedup in computation time and a severely reduced memory usage.