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arXiv:1405.6688 · Physical Review X

Layer Construction of 3D Topological States and String Braiding Statistics

Chao‐Ming Jian, Xiao-Liang Qi

Published Dec 10, 2014• 80 citations
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Abstract

While the topological order in two dimensions has been studied extensively since the discovery of the integer and fractional quantum Hall systems, topological states in three spatial dimensions are much less understood.In this paper, we propose a general formalism for constructing a large class of threedimensional topological states by stacking layers of 2D topological states and introducing coupling between them.Using this construction, different types of topological states can be obtained, including those with only surface topological order and no bulk topological quasiparticles, and those with topological order both in the bulk and at the surface.For both classes of states, we study its generic properties and present several explicit examples.As an interesting consequence of this construction, we obtain example systems with nontrivial braiding statistics between string excitations.In addition to studying the string-string braiding in the example system, we propose a topological field-theory description for the layer-constructed systems, which captures not only the string-particle braiding statistics but also the string-string braiding statistics when the coupling is twisted.Last, we provide a proof of a general identity for Abelian string statistics and discuss an example system with non-Abelian strings.

DOI
10.1103/physrevx.4.041043

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While the topological order in two dimensions has been studied extensively since the discovery of the integer and fractional quantum Hall systems, topological states in three spatial dimensions are much less understood.In this paper, we propose a general formalism for constructing a large class of threedimensional topological states by stacking layers of 2D topological states and introducing coupling between them.Using this construction, different types of topological states can be obtained, including those with only surface topological order and no bulk topological quasiparticles, and those with topological order both in the bulk and at the surface.For both classes of states, we study its generic properties and present several explicit examples.As an interesting consequence of this construction, we obtain example systems with nontrivial braiding statistics between string excitations.In addition to studying the string-string braiding in the example system, we propose a topological field-theory description for the layer-constructed systems, which captures not only the string-particle braiding statistics but also the string-string braiding statistics when the coupling is twisted.Last, we provide a proof of a general identity for Abelian string statistics and discuss an example system with non-Abelian strings.
String and particle braiding statistics are examined in a class of topological orders described by discrete gauge theories with a gauge group GGG and a 4-cocycle twist ${\ensuremath{\omega}}_{4}$ of GGG's cohomology group H4(G,R/Z){\mathcal{H}}^{4}(G,\mathbb{R}/\mathbb{Z})H4(G,R/Z) in three-dimensional space and one-dimensional time (3+1D)(3+1\mathrm{D})(3+1D). We establish the topological spin and the spin-statistics relation for the closed strings and their multistring braiding statistics. The 3+1D3+1\mathrm{D}3+1D twisted gauge theory can be characterized by a representation of a modular transformation group, SL(3,Z)\mathrm{SL}(3,\mathbb{Z})SL(3,Z). We express the SL(3,Z)\mathrm{SL}(3,\mathbb{Z})SL(3,Z) generators Sxyz{\mathsf{S}}^{xyz}Sxyz and Txy{\mathsf{T}}^{xy}Txy in terms of the gauge group GGG and the 4-cocycle ${\ensuremath{\omega}}_{4}$. As we compactify one of the spatial directions zzz into a compact circle with a gauge flux bbb inserted, we can use the generators Sxy{\mathsf{S}}^{xy}Sxy and Txy{\mathsf{T}}^{xy}Txy of an SL(2,Z)\mathrm{SL}(2,\mathbb{Z})SL(2,Z) subgroup to study the dimensional reduction of the 3D topological order C3D{\mathcal{C}}^{3\mathrm{D}}C3D to a direct sum of degenerate states of 2D topological orders Cb2D{\mathcal{C}}_{b}^{2\mathrm{D}}Cb2D​ in different flux bbb sectors: ${\mathcal{C}}^{3\mathrm{D}}={\ensuremath{\bigoplus}}_{b}{\mathcal{C}}_{b}^{2\mathrm{D}}$. The 2D topological orders Cb2D{\mathcal{C}}_{b}^{2\mathrm{D}}Cb2D​ are described by 2D gauge theories of the group GGG twisted by the 3-cocycle ${\ensuremath{\omega}}_{3(b)}$, dimensionally reduced from the 4-cocycle ${\ensuremath{\omega}}_{4}$. We show that the SL(2,Z)\mathrm{SL}(2,\mathbb{Z})SL(2,Z) generators, Sxy{\mathsf{S}}^{xy}Sxy and Txy{\mathsf{T}}^{xy}Txy, fully encode a particular type of three-string braiding statistics with a pattern that is the connected sum of two Hopf links. With certain 4-cocycle twists, we discover that, by threading a third string through two-string unlink into a three-string Hopf-link configuration, Abelian two-string braiding statistics is promoted to non-Abelian three-string braiding statistics.
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In this work, we develop a coupled layer construction of fracton topological orders in d=3d=3d=3 spatial dimensions. These topological phases have subextensive topological ground-state degeneracy and possess excitations whose movement is restricted in interesting ways. Our coupled layer approach is used to construct several different fracton topological phases, both from stacked layers of simple d=2d=2d=2 topological phases and from stacks of d=3d=3d=3 fracton topological phases. This perspective allows us to shed light on the physics of the X-cube model recently introduced by Vijay, Haah, and Fu, which we demonstrate can be obtained as the strong-coupling limit of a coupled three-dimensional stack of toric codes. We also construct two new models of fracton topological order: a semionic generalization of the X-cube model, and a model obtained by coupling together four interpenetrating X-cube models, which we dub the `four color cube model''. The couplings considered lead to fracton topological orders via mechanisms we dub ``p-string condensation'' and ``p-membrane condensation'', in which strings or membranes built from particle excitations are driven to condense. This allows the fusion properties, braiding statistics, and ground-state degeneracy of the phases we construct to be easily studied in terms of more familiar degrees of freedom. Our work raises the possibility of studying fracton topological phases from within the framework of topological quantum field theory, which may be useful for obtaining a more complete understanding of such phases.
Starting from an array of interacting fermionic quantum wires, we construct a family of non-Abelian topologically ordered states of matter in three spatial dimensions (3D). These states of matter inherit their non-Abelian topological properties from the su(2)k su(2)^{\,}_{k}su(2)k​ conformal field theories that characterize the constituent interacting quantum wires in the decoupled limit. Thus, the resulting topological phases can be viewed as 3D generalizations of the (bosonic) su(2)k su(2)^{\,}_{k}su(2)k​ Read-Rezayi sequence of fractional quantum Hall states. Focusing in detail on the su(2)2 su(2)^{\,}_{2}su(2)2​ case, we first review how to determine the nature of the non-Abelian topological order (in particular, the topological degeneracy on the torus) in the two-dimensional (2D) case, before generalizing this approach to the 3D case. We also investigate the 2D boundary of the 3D phases, and show for the su(2)2 su(2)^{\,}_{2}su(2)2​ case that there are anomalous gapless surface states protected by an analog of time-reversal symmetry, similar to the massless Dirac surface states of the noninteracting 3D topological insulator.
In the past few years, the discovery of topological insulators has resurrected the study of exotic phases of matter beyond the Landau symmetry breaking paradigm. In this thesis, we focus on two particular classes of exotic phases, known as "topological phases" and "symmetry protected topological phases (SPT phases)" in 2D and 3D. Topological phases are generalizations of fractional quantum Hall liquids while SPT phases are generalizations of topological insulators. We investigate topological phases and SPT phases by constructing and analyzing appropriate exactly soluble lattice spin models. We address the following three questions: The first question involves a large class of exactly soluble lattice spin models called string-net models. It is known that string-net models can realize a large class of 2D topological phases, but it is unclear what topological phases can and can not be realized by these models. Thus our first question is: what are the most general topological phases that can be realized by string-net models? We find that a topological phase can be realized by a string-net model if and only if it supports a gapped edge, i.e. the edge can be gapped by suitable local interactions. In the second question we ask: how can we distinguish different 3D topological phases? While it is well known that 3D topological phases can be distinguished by the braiding statistics between particle and loop-like excitations, we construct two exactly soluble lattice models that demonstrate that we also have to consider the braiding statistics of loops with other loops. In the final part of the thesis, we derive a bulk-boundary correspondence for 3D SPT phases. More specifically, we prove that a particular exactly soluble lattice spin model has protected surface states using the fact that the vortex loop excitations in the bulk have non-trivial braiding statistics. We prove the result for a particular 3D exactly soluble lattice model, but our arguments apply more generally.
The fractional quantum Hall effect is the paradigmatic example of topologically ordered phases. One of its most fascinating aspects is the large variety of different topological orders that may be realized, in particular non-Abelian ones. Here we analyze a class of non-Abelian fractional quantum Hall model states which are generalizations of the Abelian Haldane-Halperin hierarchy. We derive their topological properties and show that the quasiparticles obey non-Abelian fusion rules of type su(q)k\mathrm{su}{\left(q\right)}_{k}su(q)k​. For a subset of these states we are able to derive the conformal field theory description that makes the topological properties---in particular braiding---of the state manifest. The model states we study provide explicit wave functions for a large variety of interesting topological orders, which may be relevant for certain fractional quantum Hall states observed in the first excited Landau level.