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arXiv:1405.4212 · Journal of Physics A Mathematical and Theoretical

Generalized unitarity and reciprocity relations for $\mathcal{P}\mathcal{T}$-symmetric scattering potentials

Ali Mostafazadeh

Published Nov 25, 2014• 39 citations
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Abstract

We derive certain identities satisfied by the left/right-reflection and transmission amplitudes, $R^{l/r}(k)$ and $T(k)$, of general ${\cal PT}$-symmetric scattering potentials. We use these identities to give a general proof of the relations, $|T(-k)|=|T(k)|$ and $|R^r(-k)|=|R^l(k)|$, conjectured in [Z. Ahmed, J. Phys. A 45 (2012) 032004], establish the generalized unitarity relation: $R^{l/r}(k)R^{l/r}(-k)+|T(k)|^2=1$, and show that it is a common property of both real and complex ${\cal PT}$-symmetric potentials. The same holds for $T(-k)=T(k)^*$ and $|R^r(-k)|=|R^l(k)|$.

DOI
10.1088/1751-8113/47/50/505303

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Generalized unitarity and reciprocity relations for PT\mathcal{P}\mathcal{T}PT-symmetric scattering potentials
We derive certain identities satisfied by the left/right-reflection and transmission amplitudes, Rl/r(k)R^{l/r}(k)Rl/r(k) and T(k)T(k)T(k), of general PT{\cal PT}PT-symmetric scattering potentials. We use these identities to give a general proof of the relations, ∣T(−k)∣=∣T(k)∣|T(-k)|=|T(k)|∣T(−k)∣=∣T(k)∣ and ∣Rr(−k)∣=∣Rl(k)∣|R^r(-k)|=|R^l(k)|∣Rr(−k)∣=∣Rl(k)∣, conjectured in [Z. Ahmed, J. Phys. A 45 (2012) 032004], establish the generalized unitarity relation: Rl/r(k)Rl/r(−k)+∣T(k)∣2=1R^{l/r}(k)R^{l/r}(-k)+|T(k)|^2=1Rl/r(k)Rl/r(−k)+∣T(k)∣2=1, and show that it is a common property of both real and complex PT{\cal PT}PT-symmetric potentials. The same holds for T(−k)=T(k)∗T(-k)=T(k)^*T(−k)=T(k)∗ and ∣Rr(−k)∣=∣Rl(k)∣|R^r(-k)|=|R^l(k)|∣Rr(−k)∣=∣Rl(k)∣.
The scattering of quantum particles by non-Hermitian (generally non-local) potentials in one dimension may result in asymmetric transmission and/or reflection from left and right incidence. After extending the concept of symmetry for non-Hermitian potentials, eight generalized symmetries based on the discrete Klein's four-group (formed by parity, time reversal, their product, and unity) are found. Together with generalized unitarity relations they determine selection rules for the possible and/or forbidden scattering asymmetries. Six basic device types are identified when the scattering coefficients (squared moduli of scattering amplitudes) adopt zero/one values, and transmission and/or reflection are asymmetric. They can pictorically be described as a one-way mirror, a one-way barrier (a Maxwell pressure demon), one-way (transmission or reflection) filters, a mirror with unidirectional transmission, and a transparent, one-way reflector. We design potentials for these devices and also demonstrate that the behavior of the scattering coefficients can be extended to a broad range of incident momenta.
In the propagation of an electron through a one-dimensional asymmetric complex potential, it is known that while the conventional Green function reciprocity symmetry will ensure transmission to be symmetric between a “left-incident” and a “right-incident” beam, no such symmetry exists for the case of reflection. Here we derive generalized reciprocity relations for both the amplitude and phase of the reflected waves as constraints on the left- and right-incident beams, in complete analogy to what was established in optics. We further provide illustrations of these relations via direct analytical calculations in the case of a real potential, and via numerical studies in the case of a complex potential.
For complex one-dimensional potentials, we propose the asymmetry of both reflectivity and transmitivity under time reversal: R ( − k ) ≠ R ( k ) and T ( − k ) ≠ T ( k ), unless the potentials are real or PT-symmetric. For complex PT-symmetric scattering potentials, we propose that R left ( − k ) = R right ( k ) and T ( − k ) = T ( k ). So far, the spectral singularities (SS) of a one-dimensional non-Hermitian scattering potential are witnessed/conjectured to be at most 1. We present a new non-Hermitian parametrization of the Scarf II potential to reveal its four new features. Firstly, it displays the just acclaimed (in)variances. Secondly, it can support two spectral singularities at two pre-assigned real energies ( E * = α 2 , β 2 ) either in T ( k ) or in T ( − k ), when αβ > 0. Thirdly, when αβ < 0 it possesses one SS in T ( k ) and the other in T ( − k ). Fourthly, when the potential becomes PT-symmetric [(α + β) = 0], we obtain T ( k ) = T ( − k ), it possesses a unique SS at E = α 2 in both T ( − k ) and T ( k ). Lastly, for completeness, when α = iγ and β = iδ there are no SS, instead we get two real energies −γ 2 and −δ 2 of the complex PT-symmetric Scarf II belonging to the two well-known branches of discrete bound-state eigenvalues. We find them as E + M = −(γ − M ) 2 and E − N = −(δ − N ) 2 ; M ( N ) = 0, 1, 2, ... with 0 ⩽ M ( N ) < γ(δ).
For complex PT\mathit{PT}PT-symmetric scattering potentials (CPTSSPs) $V(x)={V}_{1}{f}_{\mathrm{even}}(x)+i{V}_{2}{f}_{\mathrm{odd}}(x),\phantom{\rule{0.28em}{0ex}}{f}_{\mathrm{even}}(\ifmmode\pm\else\textpm\fi{}\ensuremath{\infty})=0={f}_{\mathrm{odd}}(\ifmmode\pm\else\textpm\fi{}\ensuremath{\infty}),\phantom{\rule{0.28em}{0ex}}{V}_{1},\phantom{\rule{0.28em}{0ex}}{V}_{2}\ensuremath{\in}\mathrm{Re}$, we show that complex kkk poles of transmission amplitude t(k)t(k)t(k) or zeros of 1/t(k)1/t(k)1/t(k) of the type $\ifmmode\pm\else\textpm\fi{}{k}_{1}+i{k}_{2},\phantom{\rule{0.28em}{0ex}}{k}_{2}\ensuremath{\ge}0$ are physical which yield three types of discrete energy eigenvalues of the potential. These discrete energies are real negative, complex-conjugate pair(s) of eigenvalues (CCPEs: ${\mathcal{E}}_{n}\ifmmode\pm\else\textpm\fi{}i{\ensuremath{\gamma}}_{n}$) and real positive energy called spectral singularity (SS) at E=E∗E={E}_{*}E=E∗​ where the transmission and reflection coefficient of V(x)V(x)V(x) become infinite for a special critical value of V2=V∗{V}_{2}={V}_{*}V2​=V∗​. Based on four analytically solvable and other numerically solved models, we conjecture that a parametrically fixed CPTSSP has at most one SS. When V1{V}_{1}V1​ is fixed and V2{V}_{2}V2​ is varied there may exist Kato's exceptional point(s) (VEP)({V}_{\mathrm{EP}})(VEP​) and critical values ${V}_{*m},\phantom{\rule{0.28em}{0ex}}m=0,1,2,\ensuremath{\cdots}$, so when V2{V}_{2}V2​ crosses one of these special values a new CCPE is created. When V2{V}_{2}V2​ equals a critical value V∗m{V}_{*m}V∗m​ there exists one SS at E=E∗E={E}_{*}E=E∗​ along with mmm or more number of CCPEs. Hence, this single positive energy E∗{E}_{*}E∗​ is the upper (or rough upper) bound to the CCPEs: El⪅E∗{\mathcal{E}}_{l}⪅{E}_{*}El​⪅E∗​, here El{\mathcal{E}}_{l}El​ corresponds to the last of CCPEs. If V(x)V(x)V(x) has Kato's exceptional points (EPs: ${V}_{\mathrm{EP}1}<{V}_{\mathrm{EP}2}<{V}_{\mathrm{EP}3}<\ensuremath{\cdots}<{V}_{\mathrm{EPl}}$), the smallest of critical values V∗m{V}_{*m}V∗m​ is always larger than VEPl{V}_{\mathrm{EPl}}VEPl​. Hence, in a CPTSSP, real discrete eigenvalue(s) and the SS are mutually exclusive whereas CCPEs and the SS can coexist.