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arXiv:1403.6902 · Physical Review B

Symmetry-protected topological phases, generalized Laughlin argument, and orientifolds

Chang-Tse Hsieh, Olabode Mayodele Sule, Gil Young Cho, Shinsei Ryu, Robert G. Leigh

Published Oct 27, 2014• 59 citations
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Abstract

We generalize Laughlin's flux insertion argument, originally discussed in the context of the quantum Hall effect, to topological phases protected by non-on-site unitary symmetries, in particular by parity symmetry or parity symmetry combined with an on-site unitary symmetry. As a model, we discuss fermionic or bosonic systems in two spatial dimensions with CP symmetry, which are, by the CPT theorem, related to time-reversal symmetric topological insulators (e.g., the quantum spin Hall effect). In particular, we develop the stability/instability (or ``gappability''/``ingappablity'') criteria for nonchiral conformal field theories with parity symmetry that may emerge as an edge state of a symmetry-protected topological phase. A necessary ingredient, as it turns out, is to consider the edge conformal field theories on unoriented surfaces, such as the Klein bottle, which arises naturally from enforcing parity symmetry by a projection operation.

DOI
10.1103/physrevb.90.165134

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We generalize Laughlin's flux insertion argument, originally discussed in the context of the quantum Hall effect, to topological phases protected by non-on-site unitary symmetries, in particular by parity symmetry or parity symmetry combined with an on-site unitary symmetry. As a model, we discuss fermionic or bosonic systems in two spatial dimensions with CP symmetry, which are, by the CPT theorem, related to time-reversal symmetric topological insulators (e.g., the quantum spin Hall effect). In particular, we develop the stability/instability (or gappability''/ingappablity'') criteria for nonchiral conformal field theories with parity symmetry that may emerge as an edge state of a symmetry-protected topological phase. A necessary ingredient, as it turns out, is to consider the edge conformal field theories on unoriented surfaces, such as the Klein bottle, which arises naturally from enforcing parity symmetry by a projection operation.
We propose a diagnostic tool for detecting nontrivial symmetry-protected topological (SPT) phases protected by a symmetry group GGG in 2+12+12+1 dimensions. Our method is based on directly studying the 1+11+11+1-dimensional anomalous edge conformal field theory (CFT) of SPT phases. We claim that if the CFT is the edge theory of an SPT phase, then there must be an obstruction to cutting it open. This obstruction manifests as the in-existence of boundary states in the CFT that preserves both the conformal symmetry and the global symmetry GGG. We discuss the relation between edgeability, i.e., the ability to find a consistent boundary state, and gappability, i.e., the ability to gap out a CFT, in the presence of GGG. We study several cases including time-reversal symmetric topological insulators, ZN{\mathbb{Z}}_{N}ZN​ symmetric bosonic SPT phases, and ${\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}$ symmetric topological superconductors.
We consider nonchiral symmetry-protected topological phases of matter in two spatial dimensions protected by a discrete symmetry such as ZK{\mathbb{Z}}_{K}ZK​ or ${\mathbb{Z}}_{K}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{K}$ symmetry. We argue that modular invariance/noninvariance of the partition function of the one-dimensional edge theory can be used to diagnose whether, by adding a suitable potential, the edge theory can be gapped or not without breaking the symmetry. By taking bosonic phases described by Chern-Simons KKK-matrix theories and fermionic phases relevant to topological superconductors as an example, we demonstrate explicitly that when the modular invariance is achieved, we can construct an interaction potential that is consistent with the symmetry and can completely gap out the edge state.
We present a systematic topological classification of fermionic and bosonic topological phases protected by time-reversal, particle-hole, parity, and combination of these symmetries. We use two complementary approaches: one in terms of KKK-theory classification of gapped quadratic fermion theories with symmetries, and the other in terms of the KKK-matrix theory description of the edge theory of (2+1)-dimensional bulk theories. The first approach is specific to free fermion theories in general spatial dimensions while the second approach is limited to two spatial dimensions but incorporates effects of interactions. We also clarify the role of the CPT theorem in the classification of symmetry-protected topological phases, and show, in particular, that the topological superconductors discussed before are related by the CPT theorem.
We present the correspondence between symmetry-protected topological (SPT) phases and their anomalous boundary states, based on examples in various spacetime dimensions. Through the study of the effect of interactions on these SPT phases, we discovered a new formalism of quantum anomalies, associated with discrete spacetime (such as time-reversal and spatial reflection) symmetries in particular, to classify distinct interacting topological phases. An example is the Z2 classification of the (2+1)d topological insulator protected by charge U(1) and time-reversal (or CP) symmetries, which can be deduced by the form of the global U(1) gauge anomalies on its edge theories defined on closed unorientable manifolds. In this case, the nontrivial phase (in free systems) is robust against electron interactions. Another example is the (3+1)d topological superconductor protected by only time-reversal or reflection symmetry. For this system, we identified the bulk phase by studying the global gravitational anomalies of the surface theories formulated on unorientable spacetime manifolds, and also discussed its connection to the collapse of the non-interacting classification by an integer Z to Z16, in the presence of interactions. We also revisit the problem of gauging a discrete internal symmetry in theories of chiral (Weyl) fermions in 3+1 dimensions – which have not been fully understood so far – from the perspective of fermionic SPT phases in 4+1 dimensions. Comparing with the previous results, we give a complete answer for the anomalies constraints on the discrete symmetry, as our approach is based on purely geometrical considerations, namely, our assumption is more fundamental and general. Furthermore, our result also provides an understanding of gapped states of fermions with anomalous discrete symmetries, and we present a model, based on weak coupling, for constructing these anomalous gapped states.
Quantum anomalies, breakdown of classical symmetries by quantum effects, provide a sharp definition of symmetry protected topological phases. In particular, they can diagnose interaction effects on the noninteracting classification of fermionic symmetry protected topological phases. In this paper, we identify quantum anomalies in two kinds of (3+1)d fermionic symmetry protected topological phases: (i) topological insulators protected by CP (charge conjugation $\ifmmode\times\else\texttimes\fi{}$ reflection) and electromagnetic U(1)\mathrm{U}(1)U(1) symmetries, and (ii) topological superconductors protected by reflection symmetry. For the first example, which is related to, by CPT-theorem, time-reversal symmetric topological insulators, we show that the CP-projected partition function of the surface theory is not invariant under large U(1)\mathrm{U}(1)U(1) gauge transformations, but picks up an anomalous sign, signaling a Z2{\mathbb{Z}}_{2}Z2​ topological classification. Similarly, for the second example, which is related to, by CPT-theorem, class DIII topological superconductors, we discuss the invariance/noninvariance of the partition function of the surface theory, defined on the three-torus and its descendants generated by the orientifold projection, under large diffeomorphisms (coordinate transformations). The connection to the collapse of the noninteracting classification by an integer (Z\mathbb{Z}Z) to Z16{\mathbb{Z}}_{16}Z16​, in the presence of interactions, is discussed.
Twisting symmetries provides an efficient method to diagnose symmetry-protected topological (SPT) phases. In this paper, edge theories of (2+1)-dimensional topological phases protected by reflection as well as other symmetries are studied by twisting reflection symmetry, which effectively puts the edge theories on an unoriented space-time, such as the Klein bottle. A key technical step taken in this paper is the use of the so-called cross-cap states, which encode entirely the unoriented nature of space-time, and can be obtained by rearranging the space-time geometry and exchanging the role of space and time coordinates. When the system is in a nontrivial SPT phase, we find that the corresponding cross-cap state is noninvariant under the action of the symmetries of the SPT phase, but acquires an anomalous phase. This anomalous phase, with a proper definition of a reference state, on which symmetry acts trivially, reproduces the known classification of (2+1)-dimensional bosonic and fermionic SPT phases protected by reflection symmetry, including in particular the Z8{\mathbb{Z}}_{8}Z8​ classification of topological crystalline superconductors protected by reflection and time-reversal symmetries.