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arXiv:1402.5704 · Physical Review E

Generalized energy measurements and modified transient quantum fluctuation theorems

Gentaro Watanabe A, B. Prasanna Venkatesh, Peter Talkner A

Published May 12, 2014• 38 citations
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Abstract

Determining the work which is supplied to a system by an external agent provides a crucial step in any experimental realization of transient fluctuation relations. This, however, poses a problem for quantum systems, where the standard procedure requires the projective measurement of energy at the beginning and the end of the protocol. Unfortunately, projective measurements, which are preferable from the point of view of theory, seem to be difficult to implement experimentally. We demonstrate that, when using a particular type of generalized energy measurements, the resulting work statistics is simply related to that of projective measurements. This relation between the two work statistics entails the existence of modified transient fluctuation relations. The modifications are exclusively determined by the errors incurred in the generalized energy measurements. They are universal in the sense that they do not depend on the force protocol. Particularly simple expressions for the modified Crooks relation and Jarzynski equality are found for Gaussian energy measurements. These can be obtained by a sequence of sufficiently many generalized measurements which need not be Gaussian. In accordance with the central limit theorem, this leads to an effective error reduction in the individual measurements and even yields a projective measurement in the limit of infinite repetitions.

DOI
10.1103/physreve.89.052116

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Determining the work which is supplied to a system by an external agent provides a crucial step in any experimental realization of transient fluctuation relations. This, however, poses a problem for quantum systems, where the standard procedure requires the projective measurement of energy at the beginning and the end of the protocol. Unfortunately, projective measurements, which are preferable from the point of view of theory, seem to be difficult to implement experimentally. We demonstrate that, when using a particular type of generalized energy measurements, the resulting work statistics is simply related to that of projective measurements. This relation between the two work statistics entails the existence of modified transient fluctuation relations. The modifications are exclusively determined by the errors incurred in the generalized energy measurements. They are universal in the sense that they do not depend on the force protocol. Particularly simple expressions for the modified Crooks relation and Jarzynski equality are found for Gaussian energy measurements. These can be obtained by a sequence of sufficiently many generalized measurements which need not be Gaussian. In accordance with the central limit theorem, this leads to an effective error reduction in the individual measurements and even yields a projective measurement in the limit of infinite repetitions.
The transient quantum fluctuation theorems of Crooks and Jarzynski restrict and relate the statistics of work performed in forward and backward forcing protocols. So far, these theorems have been obtained under the assumption that the work is determined by two projective energy measurements, one at the end, and the other one at the beginning of each run of the protocol. We found that one can replace these two projective measurements only by special error-free generalized energy measurements with pairs of tailored, protocol-dependent post-measurement states that satisfy detailed balance-like relations. For other generalized measurements, the Crooks relation is typically not satisfied. For the validity of the Jarzynski equality, it is sufficient that the first energy measurements are error-free and the post-measurement states form a complete orthonormal set of elements in the Hilbert space of the considered system. Additionally, the effects of the second energy measurements must have unit trace. We illustrate our results by an example of a two-level system for different generalized measurements.
Generalized measurements of an observable performed on a quantum system during a force protocol are investigated and conditions that guarantee the validity of the Jarzynski equality and the Crooks relation are formulated. In agreement with previous studies by M. Campisi, P. Talkner, and P. Hänggi [Phys. Rev. Lett. 105, 140601 (2010); Phys. Rev. E 83, 041114 (2011)], we find that these fluctuation relations are satisfied for projective measurements; however, for generalized measurements special conditions on the operators determining the measurements need to be met. For the Jarzynski equality to hold, the measurement operators of the forward protocol must be normalized in a particular way. The Crooks relation additionally entails that the backward and forward measurement operators depend on each other. Yet, quite some freedom is left as to how the two sets of operators are interrelated. This ambiguity is removed if one considers selective measurements, which are specified by a joint probability density function of work and measurement results of the considered observable. We find that the respective forward and backward joint probabilities satisfy the Crooks relation only if the measurement operators of the forward and backward protocols are the time-reversed adjoints of each other. In this case, the work probability density function conditioned on the measurement result satisfies a modified Crooks relation. The modification appears as a protocol-dependent factor that can be expressed by the information gained by the measurements during the forward and backward protocols. Finally, detailed fluctuation theorems with an arbitrary number of intervening measurements are obtained.
The probability densities of work that can be exerted on a quantum system initially staying in thermal equilibrium are constrained by the fluctuation relations of Jarzynski and Crooks, when the work is determined by two projective energy measurements. We investigate the question whether these fluctuation relations may still hold if one employs generalized energy measurements rather than projective ones. Restricting ourselves to a class of universal measurements which are independent of several details of the system on which the work is done, we find sets of necessary and sufficient conditions for the Jarzynski equality and the Crooks relation. The Jarzynski equality requires perfect accuracy for the initial measurement, while the final one can be erroneous. On the other hand, the Crooks relation can only tolerate a depolarizing channel as a deviation from the projective measurement for systems with a finite-dimensional Hilbert space. For a separable infinite-dimensional space only projective measurements are compatible with the Crooks relation. The results we have obtained significantly extend those of Venkatesh, Watanabe, and Talkner [New J. Phys. 16, 015032 (2014)] as well as avoid some errors present there.
Work in the paradigm of the quantum fluctuation theorems of Crooks and Jarzynski is determined by projective measurements of energy at the beginning and end of the force protocol. In analogy to classical systems, we consider an alternative definition of work given by the integral of the supplied power determined by integrating up the results of repeated measurements of the instantaneous power during the force protocol. We observe that such a definition of work, in spite of taking account of the process dependence, has different possible values and statistics from the work determined by the conventional two energy measurement approach (TEMA). In the limit of many projective measurements of power, the system’s dynamics is frozen in the power measurement basis due to the quantum Zeno effect leading to statistics only trivially dependent on the force protocol. In general the Jarzynski relation is not satisfied except for the case when the instantaneous power operator commutes with the total Hamiltonian at all times. We also consider properties of the joint statistics of power-based definition of work and TEMA work in protocols where both values are determined. This allows us to quantify their correlations. Relaxing the projective measurement condition, weak continuous measurements of power are considered within the stochastic master equation formalism. Even in this scenario the power-based work statistics is in general not able to reproduce qualitative features of the TEMA work statistics.
The classical Jarzynski equality establishes an exact relation between the stochastic work performed on a system driven out of thermal equilibrium and the free energy difference in a corresponding quasistatic process. This fluctuation theorem bears experimental relevance, as it enables the determination of the free energy difference through the measurement of externally applied work in a nonequilibrium process. In the quantum case, the Jarzynski equality only holds if the measurement procedure of the stochastic work is drastically changed: it is replaced by a so-called two-point measurement scheme that requires the knowledge of the initial and final Hamiltonian and therefore lacks the predictive power for the free energy difference that the classical Jarzynski equation is known for. Here, we propose a quantum fluctuation theorem that is valid for externally measurable quantum work determined during the driving protocol. In contrast to the two-point measurement case, the theorem also applies to open quantum systems and the scenario can be realized without knowing the system Hamiltonian. Our fluctuation theorem comes in the form of an inequality and therefore only yields bounds to the true free energy difference. The inequality is saturated in the quasiclassical case of vanishing energy coherences at the beginning and at the end of the protocol. Thus, there is a clear quantum disadvantage.
In this Letter we investigate the concept of quantum work and its measurability from the viewpoint of quantum measurement theory. Very often, quantum work and fluctuation theorems are discussed in the framework of projective two-point measurement (TPM) schemes. According to a well-known no-go theorem, there is no work observable which satisfies both (i) an average work condition and (ii) the TPM statistics for diagonal input states. Such projective measurements represent a restrictive class among all possible measurements. It is desirable, both from a theoretical and experimental point of view, to extend the scheme to the general case including suitably designed unsharp measurements. This shifts the focus to the question of what information about work and its fluctuations one is able to extract from such generalized measurements. We show that the no-go theorem no longer holds if the observables in a TPM scheme are jointly measurable for any intermediate unitary evolution. We explicitly construct a model with unsharp energy measurements and derive bounds for the visibility that ensure joint measurability. In such an unsharp scenario a single work measurement apparatus can be constructed that allows us to determine the correct average work and to obtain free energy differences with the help of a Jarzynski equality.