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arXiv:1312.7104 · Physical Review E

Quantum fluctuation theorems and generalized measurements during the force protocol

Gentaro Watanabe A, B. Prasanna Venkatesh, Peter Talkner A, Michele Campisi, Peter Hänggi A

Published Mar 12, 2014• 52 citations
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Abstract

Generalized measurements of an observable performed on a quantum system during a force protocol are investigated and conditions that guarantee the validity of the Jarzynski equality and the Crooks relation are formulated. In agreement with previous studies by M. Campisi, P. Talkner, and P. Hänggi [Phys. Rev. Lett. 105, 140601 (2010); Phys. Rev. E 83, 041114 (2011)], we find that these fluctuation relations are satisfied for projective measurements; however, for generalized measurements special conditions on the operators determining the measurements need to be met. For the Jarzynski equality to hold, the measurement operators of the forward protocol must be normalized in a particular way. The Crooks relation additionally entails that the backward and forward measurement operators depend on each other. Yet, quite some freedom is left as to how the two sets of operators are interrelated. This ambiguity is removed if one considers selective measurements, which are specified by a joint probability density function of work and measurement results of the considered observable. We find that the respective forward and backward joint probabilities satisfy the Crooks relation only if the measurement operators of the forward and backward protocols are the time-reversed adjoints of each other. In this case, the work probability density function conditioned on the measurement result satisfies a modified Crooks relation. The modification appears as a protocol-dependent factor that can be expressed by the information gained by the measurements during the forward and backward protocols. Finally, detailed fluctuation theorems with an arbitrary number of intervening measurements are obtained.

DOI
10.1103/physreve.89.032114

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Generalized measurements of an observable performed on a quantum system during a force protocol are investigated and conditions that guarantee the validity of the Jarzynski equality and the Crooks relation are formulated. In agreement with previous studies by M. Campisi, P. Talkner, and P. Hänggi [Phys. Rev. Lett. 105, 140601 (2010); Phys. Rev. E 83, 041114 (2011)], we find that these fluctuation relations are satisfied for projective measurements; however, for generalized measurements special conditions on the operators determining the measurements need to be met. For the Jarzynski equality to hold, the measurement operators of the forward protocol must be normalized in a particular way. The Crooks relation additionally entails that the backward and forward measurement operators depend on each other. Yet, quite some freedom is left as to how the two sets of operators are interrelated. This ambiguity is removed if one considers selective measurements, which are specified by a joint probability density function of work and measurement results of the considered observable. We find that the respective forward and backward joint probabilities satisfy the Crooks relation only if the measurement operators of the forward and backward protocols are the time-reversed adjoints of each other. In this case, the work probability density function conditioned on the measurement result satisfies a modified Crooks relation. The modification appears as a protocol-dependent factor that can be expressed by the information gained by the measurements during the forward and backward protocols. Finally, detailed fluctuation theorems with an arbitrary number of intervening measurements are obtained.
The transient quantum fluctuation theorems of Crooks and Jarzynski restrict and relate the statistics of work performed in forward and backward forcing protocols. So far, these theorems have been obtained under the assumption that the work is determined by two projective energy measurements, one at the end, and the other one at the beginning of each run of the protocol. We found that one can replace these two projective measurements only by special error-free generalized energy measurements with pairs of tailored, protocol-dependent post-measurement states that satisfy detailed balance-like relations. For other generalized measurements, the Crooks relation is typically not satisfied. For the validity of the Jarzynski equality, it is sufficient that the first energy measurements are error-free and the post-measurement states form a complete orthonormal set of elements in the Hilbert space of the considered system. Additionally, the effects of the second energy measurements must have unit trace. We illustrate our results by an example of a two-level system for different generalized measurements.
Determining the work which is supplied to a system by an external agent provides a crucial step in any experimental realization of transient fluctuation relations. This, however, poses a problem for quantum systems, where the standard procedure requires the projective measurement of energy at the beginning and the end of the protocol. Unfortunately, projective measurements, which are preferable from the point of view of theory, seem to be difficult to implement experimentally. We demonstrate that, when using a particular type of generalized energy measurements, the resulting work statistics is simply related to that of projective measurements. This relation between the two work statistics entails the existence of modified transient fluctuation relations. The modifications are exclusively determined by the errors incurred in the generalized energy measurements. They are universal in the sense that they do not depend on the force protocol. Particularly simple expressions for the modified Crooks relation and Jarzynski equality are found for Gaussian energy measurements. These can be obtained by a sequence of sufficiently many generalized measurements which need not be Gaussian. In accordance with the central limit theorem, this leads to an effective error reduction in the individual measurements and even yields a projective measurement in the limit of infinite repetitions.
The probability densities of work that can be exerted on a quantum system initially staying in thermal equilibrium are constrained by the fluctuation relations of Jarzynski and Crooks, when the work is determined by two projective energy measurements. We investigate the question whether these fluctuation relations may still hold if one employs generalized energy measurements rather than projective ones. Restricting ourselves to a class of universal measurements which are independent of several details of the system on which the work is done, we find sets of necessary and sufficient conditions for the Jarzynski equality and the Crooks relation. The Jarzynski equality requires perfect accuracy for the initial measurement, while the final one can be erroneous. On the other hand, the Crooks relation can only tolerate a depolarizing channel as a deviation from the projective measurement for systems with a finite-dimensional Hilbert space. For a separable infinite-dimensional space only projective measurements are compatible with the Crooks relation. The results we have obtained significantly extend those of Venkatesh, Watanabe, and Talkner [New J. Phys. 16, 015032 (2014)] as well as avoid some errors present there.
Work in the paradigm of the quantum fluctuation theorems of Crooks and Jarzynski is determined by projective measurements of energy at the beginning and end of the force protocol. In analogy to classical systems, we consider an alternative definition of work given by the integral of the supplied power determined by integrating up the results of repeated measurements of the instantaneous power during the force protocol. We observe that such a definition of work, in spite of taking account of the process dependence, has different possible values and statistics from the work determined by the conventional two energy measurement approach (TEMA). In the limit of many projective measurements of power, the system’s dynamics is frozen in the power measurement basis due to the quantum Zeno effect leading to statistics only trivially dependent on the force protocol. In general the Jarzynski relation is not satisfied except for the case when the instantaneous power operator commutes with the total Hamiltonian at all times. We also consider properties of the joint statistics of power-based definition of work and TEMA work in protocols where both values are determined. This allows us to quantify their correlations. Relaxing the projective measurement condition, weak continuous measurements of power are considered within the stochastic master equation formalism. Even in this scenario the power-based work statistics is in general not able to reproduce qualitative features of the TEMA work statistics.
We present fluctuation theorems and moment generating function equalities for generalized thermodynamic observables and quantum dynamics described by completely positive trace preserving maps, with and without feedback control. Our results include the quantum Jarzynski equality and Crooks fluctuation theorem, and clarify the special role played by the thermodynamic work and thermal equilibrium states in previous studies. We show that for a specific class of generalized measurements, which include projective measurements, unitality replaces microreversibility as the condition for the physicality of the reverse process in our fluctuation theorems. We present an experimental application of our theory to the problem of extracting the system-bath coupling magnitude, which we do for a system of pairs of coupled superconducting flux qubits undergoing quantum annealing.
We consider the quantum mechanical generalization of Crooks Fluctuation Theorem and Jarzynski Equality for an open quantum system. The explicit expression for microscopic work for an arbitrary prescribed protocol is obtained, and the relation between quantum Crooks Fluctuation Theorem, quantum Jarzynski Equality and their classical counterparts are clarified. Numerical simulations based on a two-level toy model are used to demonstrate the validity of the quantum version of the two theorems beyond linear response theory regime.