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arXiv:1402.2091 · IEEE Transactions on Information Theory

Artificial Noise Revisited

Shuiyin Liu, Yi Hong, Emanuele Viterbo

Published Jun 3, 2015• 48 citations
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Abstract

The artificial noise (AN) scheme, proposed by Goel and Negi, is being considered as one of the key enabling technology for secure communications over multiple-output multiple-input wiretap channels. However, the decrease in secrecy rate due to the increase in the number of Eve's antennas is not well understood. In this paper, we develop an analytical framework to characterize the secrecy rate of the AN scheme as a function of Eve's SNR, Bob's SNR, the number of antennas in each terminal, and the power allocation scheme. We first derive a closed-form expression for the average secrecy rate. We then derive a closed-form expression for the asymptotic instantaneous secrecy rate with large number of antennas at all terminals. Finally, we derive simple lower and upper bounds on the average/instantaneous secrecy rate that provide a tool for the system design.

DOI
10.1109/tit.2015.2437882

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The artificial noise (AN) scheme, proposed by Goel and Negi, is being considered as one of the key enabling technology for secure communications over multiple-output multiple-input wiretap channels. However, the decrease in secrecy rate due to the increase in the number of Eve's antennas is not well understood. In this paper, we develop an analytical framework to characterize the secrecy rate of the AN scheme as a function of Eve's SNR, Bob's SNR, the number of antennas in each terminal, and the power allocation scheme. We first derive a closed-form expression for the average secrecy rate. We then derive a closed-form expression for the asymptotic instantaneous secrecy rate with large number of antennas at all terminals. Finally, we derive simple lower and upper bounds on the average/instantaneous secrecy rate that provide a tool for the system design.
This paper considers the artificial noise (AN) scheme, proposed by Goel and Negi for securing wireless communications over multiple-input multiple-output multiantenna eavesdropper (MIMOME) channels. In this paper, we develop a lower bound on the ergodic secrecy rate of the AN scheme and derive an analytic expression of the bound without assuming any asymptotes for system parameters. Thus, the derived bound explicitly elucidates how the system parameters exert influence on the secrecy rate in various cases to some of which the previous work cannot be applied. It will also be shown that the bound is tight over wide combinations of system parameters, and a normalized difference between the bound and secrecy rate vanishes with a growing number of antennas at the transmitter. The derived bound is analytically so amenable that it enables one to not only extend the results of the previous work but also explore untouched aspects of the AN scheme. The bound answers an intriguing question: When is the AN signal beneficial? Besides, it makes possible to study a new important system parameter called the minimum required transmit power for a certain target secrecy rate, which has never been touched before.
We consider secure communications over MIMO wiretap channels, in the presence of a passive eavesdropper with an unlimited number of antennas. In this scenario, we characterize the performance of the artificial noise scheme proposed by Goel et al., and show that non-zero secrecy capacity is available even when the eavesdropper has more antennas than the transmitter. Our results are derived based on the fraction of the transmission power used for artificial noise and the ratio of the channel noise variances of the eavesdropper and the intended receiver. Finally, we investigate the attack option for the eavesdropper to drive the secrecy rate to zero by increasing the number of antennas.
This paper investigates the power allocation problem for artificial noise (AN) secure precoding systems, and proposes closed-form solutions for maximizing the achievable secrecy rate. It is assumed that the transmitter knows the full channel information at the legitimate receiver, and knows only the statistics of the channel information at the eavesdropper. Lower bounds are derived for the secrecy rates in multiple-input single-output channels with single or multiple eavesdroppers and multiple-input multiple-output channels with multiple eavesdroppers. When the number of transmit antennas is sufficiently large, the bounds are tight, and closed-form solutions can be derived from these bounds. The analytical results suggest simple and yet informative solutions as follows: Let the numbers of receive antennas at the legitimate receiver and at the eavesdropper beNrN_{r}Nr​andNr,eN_{r,e}Nr,e​, respectively. The system should distributeNr,e/(Nr+Nr,e)N_{r,e}/(N_{r}+N_{r,e})Nr,e​/(Nr​+Nr,e​)of the power to AN in the high SNR regime, and distribute zero power to AN in the low SNR regime; the rate loss due to the eavesdropper is−Nrlog⁡(Nr/(Nr+Nr,e))−Nr,elog⁡(Nr,e/(Nr+Nr,e))-N_{r}\log(N_{r}/(N_{r}+N_{r,e}))-N_{r,e}\log(N_{r,e}/(N_{r}+N_{r,e}))−Nr​log(Nr​/(Nr​+Nr,e​))−Nr,e​log(Nr,e​/(Nr​+Nr,e​))bits/sec/Hz in the high SNR regime and nearly negligible in the low SNR regime. The derived results also show that equal power and water-filling power allocations lead to similar solutions and rate loss. Simulation results corroborate the theoretical results.
In this paper we consider the secure transmission with multiple-input, single-output, single-antenna eavesdropper (MISOSE) in fast fading channels where the transmitter knows perfect legitimate channel state information but only the statistics of the eavesdropper's channel. For the MISOSE channels, the artificial noise assisted beamforming proposed by Goel and Negi is a promising technique, where the artificial noise is imposed on the null space of the legitimate channel to disrupt the eavesdropper's reception. Here we propose a generalized artificial noise scheme which allows the injection of the artificial noise to the legitimate channel. Although the generalized artificial noise may cause the leakage of artificial noise at the legitimate receiver, the secrecy rate can still be improved since the covariance matrix of it is more flexible than the heuristic one selected by Goel and Negi. To fully characterize the proposed scheme, we investigate the optimization of its secrecy rate. We first derive the conditions under which the beamformers of the message bearing signal and the generalized artificial noise being the same is optimal. Based on this choice, the complicated secrecy rate optimization problem over the covariance matrices of the message-bearing signal and the generalized artificial noise can be reduced to a much simpler power allocation problem. We also develop an efficient algorithm to solve this non-convex power allocation problem. Numerical results show that our generalized artificial noise scheme outperforms Goel and Negi's heuristic selection, especially in the near eavesdropper settings. In particular, with the aid of the proposed scheme, the regime with non-zero secrecy rate is enlarged, which can significantly improve the connectivity of the network.
We analyze and optimize the secrecy performance of artificial noise (AN) in multi-input single-output wiretap channels with multiple antennas at the transmitter and a single antenna at the receiver and the eavesdropper. We consider two transmission schemes: 1) an on-off transmission scheme with a constant secrecy rate for all transmission periods, and 2) an adaptive transmission scheme with a varying secrecy rate during each transmission period. For the on-off transmission scheme, an easy-to-compute expression is derived for the hybrid outage probability, which allows us to evaluate the transmission outage probability and the secrecy outage probability. For the adaptive transmission scheme where transmission outage does not occur, we derive a closed-form expression for the secrecy outage probability. Using these expressions, we determine the optimal power allocation between the information signal and the AN signal and also determine the optimal secrecy rate such that the effective secrecy throughput is maximized for both transmission schemes. We show that the maximum effective secrecy throughput requires more power to be allocated to the AN signal when the quality of the transmitter-receiver channel or the transmitter-eavesdropper channel improves. We also show that both transmission schemes achieve a higher maximum effective secrecy throughput while incurring a lower secrecy outage probability than existing schemes.
We consider the problem of secure communication in wireless fading channels in the presence of quantized version of the receivers channel sate information at transmit side. The transmitter has multiple antennas and is able to simultaneously transmits an information bearing signal and artificial noise. For general values of signal to noise ratio (SNR), we obtain the exact closed-form expression for the distribution function of output signal to interference plus noise ratio at the legitimate receiver and a lower bound of the ergodic secrecy capacity can be obtain by using simple numerical integration. For the interference-limited case, we obtained a closed-form expression for a lower bound of secrecy capacity. Our results apply to arbitrary number of antennas and number of feedback bits. The analytical and numerical results show that the ergodic secrecy capacity lower bound approaches to a constant as the SNR of system grows large. In addition, we find that, for system with reasonable number of feedback bits, the optimal power allocation strategy should allocate most of the available power to the information signal.