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arXiv:1309.2380 · Physical Review B

(3+1) -dimensional topological quantum field theory from a tight-binding model of interacting spinless fermions

Mauro Cirio, Giandomenico Palumbo, Jiannis K. Pachos

Published Aug 13, 2014• 20 citations
arXivHTMLPDF

Abstract

Currently, there is much interest in discovering analytically tractable $(3+1)$-dimensional models that describe interacting fermions with emerging topological properties. Towards that end we present a three-dimensional tight-binding model of spinless interacting fermions that reproduces, in the low-energy limit, a $(3+1)$-dimensional Abelian topological quantum field theory called the BF model. By employing a mechanism equivalent to Haldane's Chern insulator, we can turn the noninteracting model into a three-dimensional chiral topological insulator. We then isolate energetically one of the two Fermi points of the lattice model. In the presence of suitable fermionic interactions, the system, in the continuum limit, is equivalent to a generalized $(3+1)$-dimensional Thirring model. The low-energy limit of this model is faithfully described by the BF theory. Our approach directly establishes the presence of $(2+1)$-dimensional BF theory at the boundary of the lattice and it provides a way to detect the topological order of the model through fermionic density measurements.

DOI
10.1103/physrevb.90.085114

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Currently, there is much interest in discovering analytically tractable (3+1)(3+1)(3+1)-dimensional models that describe interacting fermions with emerging topological properties. Towards that end we present a three-dimensional tight-binding model of spinless interacting fermions that reproduces, in the low-energy limit, a (3+1)(3+1)(3+1)-dimensional Abelian topological quantum field theory called the BF model. By employing a mechanism equivalent to Haldane's Chern insulator, we can turn the noninteracting model into a three-dimensional chiral topological insulator. We then isolate energetically one of the two Fermi points of the lattice model. In the presence of suitable fermionic interactions, the system, in the continuum limit, is equivalent to a generalized (3+1)(3+1)(3+1)-dimensional Thirring model. The low-energy limit of this model is faithfully described by the BF theory. Our approach directly establishes the presence of (2+1)(2+1)(2+1)-dimensional BF theory at the boundary of the lattice and it provides a way to detect the topological order of the model through fermionic density measurements.
Abelian Chern-Simons-Maxwell theory can emerge from the bosonization of the (2+1)-dimensional Thirring model that describes interacting Dirac fermions. Here we show how the Thirring model manifests itself in the low energy limit of a two-dimensional tight-binding model of spinless fermions. To establish that, we employ a modification of Haldane's model, where the "doubling" of fermions is rectified by adiabatic elimination. Subsequently, fermionic interactions are introduced that lead to the analytically tractable Thirring model. By local density measurements of the lattice fermions we can establish that for specific values of the couplings the model exhibits the confining (2+1)-dimensional QED phase or a topological ordered phase that corresponds to the Chern-Simons theory. The implementation of the model as well as the measurement protocol are accessible with the current technology of cold atoms in optical lattices.
We study a class of three-dimensional (3D) exactly solvable models of topological matter first put forward by Walker and Wang [Front. Phys. 7(2) 150 (2012)]. While these are not models of interacting fermions, they may well capture the topological behavior of some strongly correlated systems. In this work, we give a full pedagogical treatment of a special simple case of these models, which we call the 3D semion model: We calculate its ground-state degeneracies for a variety of boundary conditions, and classify its low-lying excitations. While point defects in the bulk are confined in pairs connected by energetic strings, the surface excitations are more interesting: the model has deconfined point defects pinned to the boundary of the lattice, and these exhibit semionic braiding statistics. The surface physics is reminiscent of a $\ensuremath{\nu}=\frac{1}{2}$ bosonic fractional quantum Hall effect in its topological limit, and these considerations help motivate an effective field theoretic description for the lattice models as variants of bFbFbF theories. Our special example of the 3D semion model captures much of the behavior of more general ``confined Walker-Wang models.'' We contrast the 3D semion model with the closely related 3D version of the toric code (a lattice gauge theory) which has deconfined point excitations in the bulk, and we discuss how more general models may have some confined and some deconfined excitations. Having seen that there exist lattice models whose surfaces have the same topological order as a bosonic fractional quantum Hall effect on a confining bulk, we construct a lattice model whose surface has similar topological order to a fermionic quantum Hall effect. We find that in these models a fermion is always deconfined in the three-dimensional bulk.
Universal topological data of topologically ordered phases can be captured by topological quantum field theory in continuous space time by taking the limit of low energies and long wavelengths. While previous continuum field-theoretical studies of topological orders in three-dimensional (3D) real space focused on either self-statistics, braiding statistics, shrinking rules, fusion rules, or quantum dimensions, it has yet to systematically put all topological data together in a unified continuum field-theoretical framework. Here, we construct the topological BFBFBF field theory with twisted terms (e.g., AAdAAAdAAAdA and AABAABAAB) as well as a KKK-matrix BBBBBB term to simultaneously explore all such topological data and reach anomaly-free topological orders. Following the spirit of the famous KKK-matrix Chern-Simons theory of two-dimensional topological orders, we present general formulas and systematically show how the KKK-matrix BBBBBB term confines topological excitations, and how self-statistics of particles is transmuted between bosonic one and fermionic one. To reach anomaly-free topological orders, we explore, within the present continuum field-theoretical framework, how the principle of gauge invariance fundamentally influences possible realizations of topological data. More concretely, we present the topological actions of (i) particle-loop braidings with emergent fermions, (ii) multiloop braidings with emergent fermions, and (iii) Borromean rings braidings with emergent fermions, and calculate their universal topological data. Together with previous efforts, our paper paves the way toward a more systematic and complete continuum field-theoretical analysis of exotic topological properties of 3D topological orders. Several interesting future directions are also discussed.
We present a field theoretical analysis of the 2 + 1 dimensional BF model with boundary in the Abelian and the non-Abelian case based on Symanzik's separability condition. Our aim is to characterize the low-energy properties of time reversal invariant topological insulators. In both cases, on the edges, we obtain Kač–Moody algebras with opposite chiralities reflecting the time reversal invariance of the theory. While the Abelian case presents an apparent arbitrariness in the value of the central charge, the physics on the boundary of the non-Abelian theory is completely determined by time reversal and gauge symmetry. The discussion of the non-Abelian BF model shows that time reversal symmetry on the boundary implies the existence of counter-propagating chiral currents.
Topological phases of matter are purely quantum mechanical and have no classical analogue. Most phases in nature can be classified and studied classically through the concept of symmetry breaking and its theoretical description, Landau-Ginzburg field theory. In contrast to the general wisdom of Landau-Ginzburg field theory, the topological phases share the same symmetry as a trivial insulator and still are different phases. Having gapped spectrum in bulk, they support a metallic edge excition robust against symmetry-respecting perturbation or an emergent fractional excitation in bulk. Following after fractional quantum Hall fluids, many topologically orderd phases, such as spin liquids and topological insulators, have been found and studied. Spin liquids are disordered phases of frustrated antiferromagnets and do not freeze and order even at the lowest temperature. They support an electrically neutral spin-1/2 excitation, which does not exist in a microscopic scale, with emergent dynamical gauge field in bulk and do not have an adiabatic path to a trivial paramagnet phase. The topological insulators are time-reversal symmetric band insulators which cannot evolve smoothly into a trivial insulator with the symmetry, and they have been intensely studied theoretically and experimetally for the last decade. Though the topological insulators are inherently non-interacting systems, they have exotic gapless edge and surface states which demonstrate many interesting quantum phenomena such as fractionalization, axionic electromagnetism, and half quantum Hall effect. In this thesis, we study various quantum phenomena of the topological phases, mainly of the topological insulator and its close relatives in which the physics of spin liquids has been merged into. As they are intrinsically quantum many-body states, the quantum field theory is an invaluable tool to explore the venue of the phases and will be used thorougly in this work. First, we present a topological field theoretic description of the topological insulators and translational symmetric Z2 spin liquid. We demostrate that abelian BF theory is an effective field theory for the two and three dimensional topological insulators. We show that the phenomenologies of BF theory are consistent with those of the topological insulators such as gapless edge and surface excitations and response functions to external gauge field. The same form of the BF theory is also applicable to study the certain classes of Z2 spin liquids with the gapless edge states. We closely examine the possible gapless edge theory of the BF theory and the translational symmetric spin liquids, and we show that the effective BF theories capture the bulk properties as well as the gapless edge spectrum of the spin liquid. Also we discuss the zero-temperature phase diagram of a thin film three dimensional topological insulators with two competing mass terms: time-reversal symmetric exciton condensation and time-reversal symmetry breaking Zeeman effect. There are two phases, quantum spin Hall phase and quantum anomalous Hall phase, and both phases support fractional excitations. We derive an effective topological field theory for the fractional excitations and examine the origin of the fractional excitations. Next we consider the relatives of the topological insulators. First we discuss the proximate symmetry broken phases of topological Mott insulator, a U(1) spin liquid with fermionic spinons in the topological insulator state. The topologically non-trivial band structure of the spinon generates the axion term for the gauge field, and we show that the axion term changes the nature of the confined phase of the spin liquid. Contrast to the conventional confined phase which has only a bond order, the confined phase of the spin liquid is in general a coexisting phase of the two different orders : a current order and a bond order. We then consider another relative of the topological insulator: a bosonic symmetry protected topological phase in two dimensional space, with both PSU(N) and time reversal symmetry. We develop an effective field theory for the phase, which is a SU(N) principal chiral model with a theta-term, and reveal the physics of the topological phase in detail.Finally we consider a topological semimetal, namely a Weyl semimetal. We first demonstrate that the Weyl semimetal can be realized in the magnetically doped topological band insulators. We explicitly derive the low energy theory of Weyl points from the general continuum Hamiltonian and tight-binding model of the topological insulators. Then we study superconducting instabilities of doped Weyl semimetals. We consider a minimal model for a Weyl semimetal and study the superconducting instabilities induced by a short-ranged attractive interaction. With the interaction, we find two competing states: a fully gapped finite-momentum pairing state and a nodal even-parity pairing state. We show that, in a mean field approximateion, the finite-momentum pairing state wins energetically against the usual even-parity paired state. We also show that exotic modes are localized at the full and half quantum vortices of the finite-momentum pairing state.
We design an interaction-driven topological insulator for fermionic cold atoms in an optical lattice; that is, we pose the question of whether we can realize in a continuous space a spontaneous symmetry breaking induced by the interatom interaction into a topological Chern insulator. Such a state, sometimes called a "topological Mott insulator," has yet to be realized in solid-state systems, since this requires, in the tight-binding model, large off-site interactions on top of a small on-site interaction. Here, we overcome the difficulty by introducing a spin-dependent potential, where a spin-selective occupation of fermions in A and B sublattices makes the on-site interaction Pauli forbidden, while a sizeable intersite interaction is achieved by a shallow optical potential with a large overlap between neighboring Wannier orbitals. This puts the system away from the tight-binding model, so that we adopt density functional theory for cold atoms, here extended to accommodate noncollinear spin structures emerging in the topological regime, to quantitatively demonstrate the phase transition to the topological Mott insulator.