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arXiv:1308.2609 · Journal of Physics A Mathematical and Theoretical

Biorthogonal quantum mechanics

Dorje C. Brody

Published Dec 24, 2013• 572 citations
arXivHTMLPDF

Abstract

The Hermiticity condition in quantum mechanics required for the characterization of (a) physical observables and (b) generators of unitary motions can be relaxed into a wider class of operators whose eigenvalues are real and whose eigenstates are complete. In this case, the orthogonality of eigenstates is replaced by the notion of biorthogonality that defines the relation between the Hilbert space of states and its dual space. The resulting quantum theory, which might appropriately be called 'biorthogonal quantum mechanics', is developed here in some detail in the case for which the Hilbert-space dimensionality is finite. Specifically, characterizations of probability assignment rules, observable properties, pure and mixed states, spin particles, measurements, combined systems and entanglements, perturbations, and dynamical aspects of the theory are developed. The paper concludes with a brief discussion on infinite-dimensional systems.

DOI
10.1088/1751-8113/47/3/035305

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The Hermiticity condition in quantum mechanics required for the characterization of (a) physical observables and (b) generators of unitary motions can be relaxed into a wider class of operators whose eigenvalues are real and whose eigenstates are complete. In this case, the orthogonality of eigenstates is replaced by the notion of biorthogonality that defines the relation between the Hilbert space of states and its dual space. The resulting quantum theory, which might appropriately be called 'biorthogonal quantum mechanics', is developed here in some detail in the case for which the Hilbert-space dimensionality is finite. Specifically, characterizations of probability assignment rules, observable properties, pure and mixed states, spin particles, measurements, combined systems and entanglements, perturbations, and dynamical aspects of the theory are developed. The paper concludes with a brief discussion on infinite-dimensional systems.
We present in this paper a set of postulates for a physical system and deduce from these the main general features of the quantum theory of stationary states. Our theory is strictly operational in the sense that only the observables of the physical system are involved in the postulates. The collection of all bounded self-adj oint operators on a Hilbert space, which has previously been used as a mathematical model for the observables in quantum mechanics, satisfy the postulates, as do a variety of considerably more general mathematical structures. We show that for any two observables there exists a pure state of the system (this term being defined essentially as done by von Neumann and Weyl) in which they have different (expectation) values. Each observable has a spectral resolution, and a state of the system induces, in a natural way, a probability distribution on the range of spectral values of each observable. A number of observables are simultaneously observable if and only if they commute (although the product of two observables is not defined in general, a reasonable notion of commutativity can be introduced). Inasmuch as Hilbert space plays no role in our theory, our proofs are necessarily of a different character from the proofs of these results for the case of the system of all bounded selfadjoint operators. Actually, Hilbert space appears to be somewhat inadequate as a state space even for the latter system, in that there exist pure states of the system which cannot be represented in the usual way by rays of the Hilbert space. The postulates are partly algebraic and partly metric. The algebraic postulates require essentially that an observable can be multiplied by real numbers and raised to integral powers, and that any two observables can be added. It is assumed that the usual algebraic laws are satisfied so that (1) the observables can be treated like the elements of a linear space, and (2) the usual rules for dealing with polynomials in one variable with real coefficients remain valid when the variable is replaced by an observable. It is not assumed that two observables have a product. The metric postulates require that for each observable there be defined a kind of maximum numerical value, which plays the part of a norm, and has various properties in accord with its physical significance. While this norm is quite essential to the development of the theory, an interesting consequence of the theory is that the norm can be (uniquely) defined in a purely algebraic fashion. This shows that the objective features of a physical system,-the spectral values and probability distributions of the observables, and the pure states,-are completely determined by the algebra of observables, i.e., by the rules for addition, scalar multiplication, and powers, of observables.
In Chapter 4 we saw that the canonical commutation relations force us to use a space of states of infinite dimension, in which rigor would require the use of advanced mathematical tools. Fortunately, physicists generally need only to carry the results for finite dimension over to infinite dimension with some simple modifications which we shall indicate here, without embarking on sophisticated mathematics. Nevertheless, it is useful to be aware of the lapses in rigor which are customarily made in physics in order to avoid possible unpleasant surprises. The objective of this chapter is, on the one hand, to present some concrete examples illustrating the new features which arise in infinite dimension and, on the other, to give the rules for practical calculations, in particular to write down the spectral decomposition of Hermitian and unitary operators. The mathematics we use is a bit more detailed than commonly found in most quantum mechanics textbooks. The reader interested purely in the practical aspects can proceed directly to Section 7.3, where the results essential for later on are summarized. Hilbert spaces Definitions The space of states of quantum mechanics is a Hilbert space ℌ, which in general is of infinite dimension. The axiomatic definition of a Hilbert space is the following. It is a vector space which, for the needs of quantum mechanics, is defined on complex numbers. The vectors of this space are denoted |ϕ〉. […]
From the outset statistical mechanics will be framed in the language of quantum theory. The typical macroscopic system is composed of multiple constituents, and hence described in some many-particle Hilbert space. In general, not much is known about such a system, certainly not the precise preparation of all its microscopic details. Thus, its description requires a more general notion of a quantum state, a so-called mixed state. This chapter begins with a brief review of the basic axioms of quantum theory regarding observables, pure states, measurements, and time evolution. Particular attention is paid to the use of projection operators and to the most elementary quantum system, a two-level system. The chapter then motivates the introduction of mixed states and examines in detail their mathematical representation and properties. It also dwells on the description of composite systems, introducing, in particular, the notions of statistical independence and correlations.
Reverse Physics is a methodology that breaks physical theories into separate mathematical and physical conditions to establish their logical relationships. To showcase the power of the methodology, we present several results for quantum mechanics and their related insights. The standard Hilbert-space formulation conflicts with basic physical requirements, while a minimal topological modification can solve these problems. The ensemble space, rather than the pure-state space, distinguishes classical from quantum systems. The Born rule is an additional assumption linking orthogonality, mutual exclusivity and information entropy. Under explicit background conditions, unitary evolution is equivalent to deterministic and reversible evolution. Nonselective projective measurements can be characterized as Lindblad equilibration processes, while unitary evolution can be characterized as a limit of infinitesimal projective processes. Classical mechanics is recovered as the high-entropy limit of quantum mechanics, and every quantum state, pure or mixed, is a dynamic, spectral and thermodynamic equilibrium. These results are self-contained, use the standard vector-space representation and can thus be used as common tools and constraints for teaching, interpretations, reconstructions and future theories.
Abstract Chapter 9 begins laying a foundation for quantum statistical mechanics with a discussion of relevant topics in quantum mechanics. The fundamental postulates of quantum mechanics are reviewed, beginning with the definition of a quantum state and the introduction of the concept of a state vector in a Hilbert space. The representation of observables as Hermitian operators on Hilbert space vectors is described; it is shown that the eigenvalues of Hermitian operators are real and, therefore, constitute possible outcomes of measurements made on these observables. The notions compatible and non-compatible observables and implication for the measurement problem are presented. The time-dependent Schrödinger equation is introduced as generating the time-evolution of the state vector, and it is shown how to cast the Schrödinger equation into a coordinate basis to yield the wave equation of quantum mechanics. Coordinate and momentum bases and their properties are desribed. Several analytically solvable quantum systems are presented as illustrative examples. The chapter concludes with a discussion of spin and the treatment identical particles
A discussion is given of the structure of a physical theory and an ``ideal form'' for such a theory is proposed. The essential feature is that all concepts should be defined in operational terms. Quantum (and classical) mechanics is then formulated in this way (the formulation being, however, restricted to the kinematical theory). This requires the introduction of the concept of a mixed test, related to a pure test (or ``question'') just as a mixed state is related to a pure state. In the new formulation, the primitive concepts are not states and observables but certain operationally accessible mixed states and tests called physical. The notion of a C*-system is introduced; each such system is characterized by a certain C*-algebra. The structure of a general C*-system is then studied, all concepts being defined in terms of physical states and tests. It is shown first how pure states and tests can be so defined. The quantum analog of the phase space of classical mechanics is then constructed and on it is built a mathematical structure, called a q-topology, which is a quantum analog of the topology of classical phase space. Mathematically, a q-topology is related to a noncommutative C*-algebra as an ordinary topology is related to a commutative C*-algebra. Some properties of the q-topology of a C*-system are given. An appendix contains some physically motivated examples illustrating the theory.