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arXiv:1307.5566 · Physical Review Letters

Topological Order in a Correlated Three-Dimensional Topological Insulator

Joseph Maciejko, Victor Chua, Gregory A. Fiete

Published Jan 8, 2014• 49 citations
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Abstract

Motivated by experimental progress in the growth of heavy transition metal oxides, we theoretically study a class of lattice models of interacting fermions with strong spin-orbit coupling. Focusing on interactions of intermediate strength, we derive a low-energy effective field theory for a fully gapped, topologically ordered, fractionalized state with an eightfold ground-state degeneracy. This state is a fermionic symmetry-enriched topological phase with particle-number conservation and time-reversal symmetry. The topological terms in the effective field theory describe a quantized magnetoelectric response and nontrivial mutual braiding statistics of dynamical extended vortex loops with emergent fermions in the bulk. We explicitly compute the expected mutual statistics in a specific model on the pyrochlore lattice within a slave-particle mean-field theory. We argue that our model also provides a possible condensed-matter realization of oblique confinement.

DOI
10.1103/physrevlett.112.016404

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Motivated by experimental progress in the growth of heavy transition metal oxides, we theoretically study a class of lattice models of interacting fermions with strong spin-orbit coupling. Focusing on interactions of intermediate strength, we derive a low-energy effective field theory for a fully gapped, topologically ordered, fractionalized state with an eightfold ground-state degeneracy. This state is a fermionic symmetry-enriched topological phase with particle-number conservation and time-reversal symmetry. The topological terms in the effective field theory describe a quantized magnetoelectric response and nontrivial mutual braiding statistics of dynamical extended vortex loops with emergent fermions in the bulk. We explicitly compute the expected mutual statistics in a specific model on the pyrochlore lattice within a slave-particle mean-field theory. We argue that our model also provides a possible condensed-matter realization of oblique confinement.
We present the theory of a three-dimensional fractionalized topological insulator in the form of a U(1)U(1)U(1) spin liquid with gapped fermionic spinons in the bulk and topologically protected gapless spinon surface states. Starting from a spin-rotation-invariant spin-1/21/21/2 model on a pyrochlore lattice with frustrated antiferromagnetic and ferromagnetic exchange interactions, we show that decomposition of the latter interactions, within slave-fermion representation of the spins, can naturally give rise to an emergent spin-orbit coupling for the spinons by spontaneously breaking the spin rotation symmetry. The time-reversal symmetry, however, is preserved. This stabilizes a fractionalized topological insulator which also has bulk bond spin-nematic order. We describe the low-energy properties of this state.
Topological order provides a new paradigm to view phases of matter. Unlike conventional symmetry breaking order, these states are not distinguished by different patterns of symmetry breaking, instead by their intricate mathematical structure, topology. By the bulk-boundary correspondence, the nontrivial topology of the bulk results in robust gapless excitations on symmetry preserving surfaces. We utilize both of these views to study topological phases together with the analysis of their quantized physical responses to perturbations.First we study the edge excitations of strongly interacting abelian fractional quantum Hall liquids on an infinite strip geometry. We use the infinite density matrix renormalization group method to numerically measure edge exponents in model systems, including subleading orders. Using analytic methods we derive a generalized Luttinger's theorem that relates momenta of edge excitations.Next we consider topological crystalline insulators protected by space group symmetry. After reviewing the general formalism, we present results about the quantization of the magnetoelectric response protected by orientation-reversing space group symmetries. We construct and analyze insulating and superconducting tight-binding models with glide symmetry in three dimensions to illustrate the general result. Following this, we derive constraints on weak indices of three dimensional topological insulators imposed by space group symmetries. We focus on spin-orbit coupled insulators with and without time reversal invariance and consider both symmorphic and nonsymmorphic symmetries.Finally, we calculate the response of metals and generalize the notion of the magnetoelectric effect to noninteracting gapless systems. We use semiclassical dynamics to study the magnetopiezoelectric effect, the current response to elastic strain in static external magnetic fields.
Spin-orbit coupling exists in materials in general. However, it entangles the spin and orbital degrees of freedom and complicates the model. Thus, theorists usually neglect the effects induced by spin-orbit coupling first and consider spin-orbit coupling as perturbation next. The non-perturbative effects brought up by spin-orbit coupling are thus often less studied or overlooked.\nOn the other hand, the majority in the study of interacting topological order focusing on the general structure of theories and made significant advances by leaving material details behind. It is thus important to find possible microscopic models that could realize the new phases in laboratories and benefits from the progress of theories to make experimental predictions.\nIn this thesis, we study the physical effects due to strong spin-orbit coupling from the perspective of searching new quantum orders and the non-trivial responses.\n(i) The first project, we propose the nontrivial dipolar-octupolar(DO) doublets on the pyrochlore lattice. By studying the most general symmetry allowed model at the localized and the itinerant limit for DO doublets, we found two 3D symmetry enriched topological orders and topological insulator correspondingly. (ii) In the second project, we analyze the 2D model descending from the localized limit of DO doublets on pyrochlore. The discrete onsite symmetry and space group symmetry could lead to a symmetry-enriched topological order with symmetry fractionalization pattern that cannot emerge from a spin model with continuous spin rotational symmetry. The non-trivial symmetry fractionalization pattern contributes to the striking numerical signal that can help identifying the topological order. (iii) In the third project, we develop a theory to understand the high-energy Raman signal in Sr2IrO4.
Topological insulators are characterized by the presence of gapless surface modes protected by time-reversal symmetry. In three space dimensions the magnetoelectric response is described in terms of a bulk $\ensuremath{\theta}$ term for the electromagnetic field. Here we construct theoretical examples of such phases that cannot be smoothly connected to any band insulator. Such correlated topological insulators admit the possibility of fractional magnetoelectric response described by fractional $\ensuremath{\theta}/\ensuremath{\pi}$. We show that fractional $\ensuremath{\theta}/\ensuremath{\pi}$ is only possible in a gapped time-reversal-invariant system of bosons or fermions if the system also has deconfined fractional excitations and associated degenerate ground states on topologically nontrivial spaces. We illustrate this result with a concrete example of a time-reversal-symmetric topological insulator of correlated bosons with $\ensuremath{\theta}=\frac{\ensuremath{\pi}}{4}$. Extensions to electronic fractional topological insulators are briefly described.
The interplay among symmetry, topology and condensed matter systems has deepened our understandings of matter and lead to tremendous recent progresses in finding new topological phases of matter such as topological insulators, superconductors and semi-metals. Most examples of the aforementioned topological materials are free fermion systems, in this thesis, however, we focus on their strongly correlated counterparts where electron-electron interactions play a major role. With interactions, exotic topological phases and quantum critical points with fractionalized quantum degrees of freedom emerge. In the first part of this thesis, we study the problem of resonant tunneling through a quantum dot in a spinful Luttinger liquid. It provides the simplest example of a (0+1)d system with symmetry-protected phase transitions. We show that the problem is equivalent to a two channel SU(3) Kondo problem and can be mapped to a quantum Brownian motion model on a Kagome lattice. Utilizing boundary conformal field theory, we find the universal peak conductance and compute the scaling behavior of the resonance line-shape.\nFor the second part, we present a model of interacting Majorana fermions that describes a superconducting phase with a topological order characterized by the Fibonacci topological field theory. Our theory is based on a SO(7)1=SO(7)1/(G2)1 x (G2)1 coset construction and implemented by a solvable two-dimensional network model. In addition, we predict a closely related ''anti-Fibonacci'' phase, whose topological order is characterized by the tricritical Ising model. Finally, we propose an interferometer that generalizes the Z2 Majorana interferometer and directly probes the Fibonacci non-Abelian statistics.\nFor the third part, we argue that a correlated fluid of electrons and holes can exhibit fractional quantum Hall effects at zero magnetic field. We first show that a Chern insulator can be realized as a free fermion model with p-wave(m=1) excitonic pairing. Its ground state wavefunction is then worked out and generalized to m>1. We give several pieces of evidence that this conjectured wavefunction correctly describes a topological phase, dubbed ''fractional excitonic insulator'', within the same universality class as the corresponding Laughlin state at filling 1/m. We present physical arguments that gapless states with higher angular momentum pairing between energy bands are conducive to forming the fractional excitonic insulator in the presence of repulsive interactions. Without interactions, these gapless states appear at topological phase transitions which separate the trivial insulator from a Chern insulator with higher Chern number. Since the nonvanishing density of states at these higher angular momentum band inversion transitions can give rise to interesting many-body effects, we introduce a series of minimal lattice models realizations in two dimensions. We also study the effect of rotational symmetry broken electron-hole exciton condensation in our lattice models using mean field theory.
We study a class of three-dimensional (3D) exactly solvable models of topological matter first put forward by Walker and Wang [Front. Phys. 7(2) 150 (2012)]. While these are not models of interacting fermions, they may well capture the topological behavior of some strongly correlated systems. In this work, we give a full pedagogical treatment of a special simple case of these models, which we call the 3D semion model: We calculate its ground-state degeneracies for a variety of boundary conditions, and classify its low-lying excitations. While point defects in the bulk are confined in pairs connected by energetic strings, the surface excitations are more interesting: the model has deconfined point defects pinned to the boundary of the lattice, and these exhibit semionic braiding statistics. The surface physics is reminiscent of a $\ensuremath{\nu}=\frac{1}{2}$ bosonic fractional quantum Hall effect in its topological limit, and these considerations help motivate an effective field theoretic description for the lattice models as variants of bFbFbF theories. Our special example of the 3D semion model captures much of the behavior of more general ``confined Walker-Wang models.'' We contrast the 3D semion model with the closely related 3D version of the toric code (a lattice gauge theory) which has deconfined point excitations in the bulk, and we discuss how more general models may have some confined and some deconfined excitations. Having seen that there exist lattice models whose surfaces have the same topological order as a bosonic fractional quantum Hall effect on a confining bulk, we construct a lattice model whose surface has similar topological order to a fermionic quantum Hall effect. We find that in these models a fermion is always deconfined in the three-dimensional bulk.