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arXiv:1306.3900 · Journal of Physics A Mathematical and Theoretical

Time-reversal symmetry and fluctuation relations in non-equilibrium quantum steady states

Denis Bernard, Benjamin Doyon

Published Aug 23, 2013• 65 citations
arXivHTMLPDF

Abstract

In this communication, we present a simple derivation, from time-reversal symmetry, of fluctuation relations for steady-state large deviation functions in non-equilibrium quantum systems. We further show that a condition of pure transmission implies extended fluctuation relations, connecting large deviation functions to mean currents at shifted temperatures and chemical potentials. We illustrate these concepts in various examples, including the interacting resonant level model and conformal or integrable models.

DOI
10.1088/1751-8113/46/37/372001

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In this communication, we present a simple derivation, from time-reversal symmetry, of fluctuation relations for steady-state large deviation functions in non-equilibrium quantum systems. We further show that a condition of pure transmission implies extended fluctuation relations, connecting large deviation functions to mean currents at shifted temperatures and chemical potentials. We illustrate these concepts in various examples, including the interacting resonant level model and conformal or integrable models.
This is the first part of our work on time reversal symmetry applied to non-equi-librium statistical stationary states from a unified microscopic quantum statistical point of view. In this paper, a formalism for time reversal symmetry is constructed in the framework of the Closed Time Path Green's Functions (CTPGF), which can be applied both to equilibrium and non-equilibrium stationary states. By using the generating functional technique of the CTPGF, symmetry relations for the statistical Green's functions and vertex runctions are derived for systems invariant under time reversal.
We evaluate the exact energy current and scaled cumulant generating function (related to the large-deviation function) in non-equilibrium steady states with energy flow, in any integrable model of relativistic quantum field theory (IQFT) with diagonal scattering. Our derivations are based on various recent results of D. Bernard and B. Doyon. The steady states are built by connecting homogeneously two infinite halves of the system thermalized at different temperatures TlT_lTl​, TrT_rTr​, and waiting for a long time. We evaluate the current J(Tl,Tr)J(T_l,T_r)J(Tl​,Tr​) using the exact QFT density matrix describing these non-equilibrium steady states and using Al.B. Zamolodchikov's method of the thermodynamic Bethe ansatz (TBA). The scaled cumulant generating function is obtained from the extended fluctuation relations which hold in integrable models. We verify our formula in particular by showing that the conformal field theory (CFT) result is obtained in the high-temperature limit. We analyze numerically our non-equilibrium steady-state TBA equations for three models: the sinh-Gordon model, the roaming trajectories model, and the sine-Gordon model at a particular reflectionless point. Based on the numerics, we conjecture that an infinite family of non-equilibrium ccc-functions, associated to the scaled cumulants, can be defined, which we interpret physically. We study the full scaled distribution function and find that it can be described by a set of independent Poisson processes. Finally, we show that the "additivity" property of the current, which is known to hold in CFT and was proposed to hold more generally, does not hold in general IQFT, that is J(Tl,Tr)J(T_l,T_r)J(Tl​,Tr​) is not of the form f(Tl)−f(Tr)f(T_l)-f(T_r)f(Tl​)−f(Tr​).
An overview is given of recent advances in the nonequilibrium statistical mechanics of quantum systems and, especially, of time-reversal symmetry relations that have been discovered in this context. The systems considered are driven out of equilibrium by time-dependent forces or by coupling to large reservoirs of particles and energy. The symmetry relations are established for the exchange of energy and particles between the subsystem and its environment. These results have important consequences. In particular, generalizations of the Kubo formula and the Casimir-Onsager reciprocity relations can be deduced beyond linear response properties. Applications to electron quantum transport in mesoscopic semiconducting circuits are discussed.
Nonequilibrium steady-state currents, unlike their equilibrium counterparts, continuously dissipate energy into their physical surroundings leading to entropy production and time-reversal symmetry breaking. This Letter discusses these issues in the context of quantum impurity models. We use simple thermodynamic arguments to define the rate of entropy production sigma and show that sigma has a simple information-theoretic interpretation in terms of nonequilibrium distribution functions. This allows us to show that the entropy production is strictly positive for any nonequilibrium steady state. We conclude by applying these ideas to the resonance level model and the Kondo model.
Abstract We provide a pedagogical review of the main ideas and results in non-equilibrium conformal field theory and connected subjects. These concern the understanding of quantum transport and its statistics at and near critical points. Starting with phenomenological considerations, we explain the general framework, illustrated by the example of the Heisenberg quantum chain. We then introduce the main concepts underlying conformal field theory (CFT), the emergence of critical ballistic transport, and the CFT scattering construction of non-equilibrium steady states. Using this we review the theory for energy transport in homogeneous one-dimensional critical systems, including the complete description of its large deviations and the resulting (extended) fluctuation relations. We generalize some of these ideas to one-dimensional critical charge transport and to the presence of defects, as well as beyond one-dimensional criticality. We describe non-equilibrium transport in free-particle models, where connections are made with generalized Gibbs ensembles, and in higher-dimensional and non-integrable quantum field theories, where the use of the powerful hydrodynamic ideas for non-equilibrium steady states is explained. We finish with a list of open questions. The review does not assume any advanced prior knowledge of conformal field theory, large-deviation theory or hydrodynamics.
We evaluate the exact energy current and scaled cumulant generating function (related to the large-deviation function) in non-equilibrium steady states with energy flow, in any integrable model of relativistic quantum field theory (IQFT) with diagonal scattering. Our derivations are based on various recent results of D. Bernard and B. Doyon. The steady states are built by connecting homogeneously two infinite halves of the system thermalized at different temperatures Tl, Tr, and waiting for a long time. We evaluate the current J(Tl, Tr) using the exact QFT density matrix describing these non-equilibrium steady states and using Al.B. Zamolodchikov’s method of the thermodynamic Bethe ansatz (TBA). The scaled cumulant generating function is obtained from the extended fluctuation relations which hold in integrable models. We verify our formula in particular by showing that the conformal field theory (CFT) result is obtained in the high-temperature limit. We analyze numerically our non-equilibrium steady-state TBA equations for three models: the sinh-Gordon model, the roaming trajectories model, and the sine-Gordon model at a particular reflectionless point. Based on the numerics, we conjecture that an infinite family of non-equilibrium c-functions, associated to the scaled cumulants, can be defined, which we interpret physically. We study the full scaled distribution function and find that it can be described by a set of independent Poisson processes. Finally, we show that the “additivity ” property of the current, which is known to hold in CFT and was proposed to hold more generally, does not hold in general IQFT, that is J(Tl, Tr) is not of the form f(Tl)−f(Tr).