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arXiv:1203.5507 · Acta Physica Polonica B

Time-reversal Symmetry Relations for Fluctuating Currents in Nonequilibrium Systems

Pierre Gaspard

Published Jan 1, 2013• 9 citations
arXivHTMLPDF

Abstract

An overview is given of recent advances in the nonequilibrium statistical mechanics of quantum systems and, especially, of time-reversal symmetry relations that have been discovered in this context. The systems considered are driven out of equilibrium by time-dependent forces or by coupling to large reservoirs of particles and energy. The symmetry relations are established for the exchange of energy and particles between the subsystem and its environment. These results have important consequences. In particular, generalizations of the Kubo formula and the Casimir-Onsager reciprocity relations can be deduced beyond linear response properties. Applications to electron quantum transport in mesoscopic semiconducting circuits are discussed.

DOI
10.5506/aphyspolb.44.815

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An overview is given of recent advances in the nonequilibrium statistical mechanics of quantum systems and, especially, of time-reversal symmetry relations that have been discovered in this context. The systems considered are driven out of equilibrium by time-dependent forces or by coupling to large reservoirs of particles and energy. The symmetry relations are established for the exchange of energy and particles between the subsystem and its environment. These results have important consequences. In particular, generalizations of the Kubo formula and the Casimir-Onsager reciprocity relations can be deduced beyond linear response properties. Applications to electron quantum transport in mesoscopic semiconducting circuits are discussed.
A quantum-mechanical framework is set up to describe the full counting statistics of particles flowing between reservoirs in an open system under time-dependent driving. A symmetry relation is obtained, which is the consequence of microreversibility for the probability of the nonequilibrium work and the transfer of particles and energy between the reservoirs. In some appropriate long-time limit, the symmetry relation leads to a steady-state quantum fluctuation theorem for the currents between the reservoirs. On this basis, relationships are deduced which extend the Onsager–Casimir reciprocity relations to the nonlinear response coefficients.
The overview of the principles of quantum statistical mechanics are given, emphasizing the fundamental differences with respect to classical statistical mechanics, as well as the analogies prevailing for the formulation of the properties. A functional time-reversal symmetry relation is presented, allowing the deduction of response theory. The Kubo formula is obtained for the linear response properties and the fluctuation–dissipation theorem is established. For weakly coupled systems, the quantum master equation and the corresponding stochastic Schrödinger equation are deduced. The slippage of initial conditions is discussed in relation to the positivity of the reduced statistical operator. The results are illustrated with the spin-boson model.
The multivariate fluctuation relation is established for the full counting statistics of the energy and particle fluxes across an open quantum system in contact with several reservoirs on the basis of microreversibility The quantum version of the nonequilibrium work fluctuation relation is recovered in the presence of a single reservoir. In the long-time limit, the time-reversal symmetry relation is expressed in terms of the cumulative generating function for the full counting statistics. In systems with independent particles, the symmetry relation can be obtained in the scattering approach for the transport of bosons and fermions. The temporal disorder and its time asymmetry can be characterized by the quantum version of the entropy and coentropy per unit time. Their difference gives the thermodynamic entropy production rate. Furthermore, the stochastic approach is also considered for electron transport in quantum dots, quantum point contacts, and single-electron transistors.
Fluctuation theorems (FTs), which describe some universal properties of nonequilibrium fluctuations, are examined from a quantum perspective and derived by introducing a two-point measurement on the system. FTs for closed and open systems driven out of equilibrium by an external time-dependent force, and for open systems maintained in a nonequilibrium steady state by nonequilibrium boundary conditions, are derived from a unified approach. Applications to fermion and boson transport in quantum junctions are discussed. Quantum master equations and Green's functions techniques for computing the energy and particle statistics are presented.
Fluctuation-dissipation relations (FDRs) and time-reversal symmetry (TRS), two pillars of statistical mechanics, are both broken in generic driven-dissipative systems. These systems rather lead to non-equilibrium steady states far from thermal equilibrium. Driven-dissipative Ising-type models, however, are widely believed to exhibit effective thermal critical behavior near their phase transitions. Contrary to this picture, we show that both the FDR and TRS are broken even macroscopically at, or near, criticality. This is shown by inspecting different observables, both even and odd operators under time-reversal transformation, that overlap with the order parameter. Remarkably, however, a modified form of the FDR as well as TRS still holds, but with drastic consequences for the correlation and response functions as well as the Onsager reciprocity relations. Finally, we find that, at criticality, TRS remains broken even in the weakly-dissipative limit.
We consider particle transport under the influence of time-varying driving forces, where fluctuation relations connect the statistics of pairs of time-reversed evolutions of physical observables. In many ``mesoscopic'' transport processes, the effective many-particle dynamics is dominantly classical while the microscopic rates governing particle motion are of quantum-mechanical origin. We here employ the stochastic path-integral approach as an optimal tool to probe the fluctuation statistics in such applications. Describing the classical limit of the Keldysh quantum nonequilibrium field theory, the stochastic path integral encapsulates the quantum origin of microscopic particle exchange rates. Dynamically, it is equivalent to a transport master equation which is a formalism general enough to describe many applications of practical interest. We apply the stochastic path integral to derive general functional fluctuation relations for current flow induced by time-varying forces. We show that the successive measurement processes implied by this setup do not put the derivation of quantum fluctuation relations in jeopardy. While in many cases the fluctuation relation for a full time-dependent current profile may contain excessive information, we formulate a number of reduced relations, and demonstrate their application to mesoscopic transport. Examples include the distribution of transmitted charge, where we show that the derivation of a fluctuation relation requires the combined monitoring of the statistics of charge and work.