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arXiv:1305.3982 · Physical Review Letters

Derivative Discontinuity in the Strong-Interaction Limit of Density-Functional Theory

André Mirtschink, Michael Seidl, Paola Gori‐Giorgi

Published Sep 18, 2013• 35 citations
arXivHTMLPDF

Abstract

We generalize the exact strong-interaction limit of the exchange-correlation energy of Kohn-Sham density functional theory to open systems with fluctuating particle numbers. When used in the self-consistent Kohn-Sham procedure on strongly interacting systems, this functional yields exact features crucial for important applications such as quantum transport. In particular, the steplike structure of the highest-occupied Kohn-Sham eigenvalue is very well captured, with accurate quantitative agreement with exact many-body chemical potentials. While it can be shown that a sharp derivative discontinuity is present only in the infinitely strongly correlated limit, at finite correlation regimes we observe a slightly smoothened discontinuity, with qualitative and quantitative features that improve with increasing correlation. From the fundamental point of view, our results obtain the derivative discontinuity without making the assumptions used in its standard derivation, offering independent support for its existence.

DOI
10.1103/physrevlett.111.126402

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We generalize the exact strong-interaction limit of the exchange-correlation energy of Kohn-Sham density functional theory to open systems with fluctuating particle numbers. When used in the self-consistent Kohn-Sham procedure on strongly interacting systems, this functional yields exact features crucial for important applications such as quantum transport. In particular, the steplike structure of the highest-occupied Kohn-Sham eigenvalue is very well captured, with accurate quantitative agreement with exact many-body chemical potentials. While it can be shown that a sharp derivative discontinuity is present only in the infinitely strongly correlated limit, at finite correlation regimes we observe a slightly smoothened discontinuity, with qualitative and quantitative features that improve with increasing correlation. From the fundamental point of view, our results obtain the derivative discontinuity without making the assumptions used in its standard derivation, offering independent support for its existence.
We use the exact strong-interaction limit of the Hohenberg-Kohn energy density functional to approximate the exchange-correlation energy of the restricted Kohn-Sham scheme. Our approximation corresponds to a highly nonlocal density functional whose functional derivative can be easily constructed, thus transforming exactly, in a physically transparent way, an important part of the electron-electron interaction into an effective local one-body potential. We test our approach on quasi-one-dimensional systems, showing that it captures essential features of strong correlation that restricted Kohn-Sham calculations using the currently available approximations cannot describe.
The derivative discontinuity of the exchange-correlation (xc) energy at an integer particle number is a property of the exact, unknown xc functional of density functional theory (DFT) which is absent in many popular local and semilocal approximations. In lattice DFT, approximations exist which exhibit a discontinuity in the xc potential at half-filling. However, due to convergence problems of the Kohn-Sham (KS) self-consistency cycle, the use of these functionals is mostly restricted to situations where the local density is away from half-filling. Here a numerical scheme for the self-consistent solution of the lattice KS Hamiltonian with a local xc potential with rapid (or quasidiscontinuous) density dependence is suggested. The problem is formulated in terms of finite-temperature DFT where the discontinuity in the xc potential emerges naturally in the limit of zero temperature. A simple parametrization is suggested for the xc potential of the uniform one-dimensional (1D) Hubbard model at finite temperature which is obtained from the solution of the thermodynamic Bethe ansatz. The feasibility of the numerical scheme is demonstrated by application to a model of fermionic atoms in a harmonic trap. The corresponding density profile exhibits a plateau of integer occupation at low temperatures which melts away for higher temperatures.
It is known that the separation of electrons into spinons and chargons, the spin-charge separation, plays a decisive role when describing one-dimensional (1D) strongly correlated systems [ Phys. Rev. B 2012 , 86 , 075132 ]. In this paper, within the density-functional theory (DFT) formalism, we extend the investigation by considering a model for the third electron fractionalization: the separation into spinons, chargons and orbitons, the last associated with the electronic orbital degree of freedom. Specifically, we deal with two exact constraints of exchange-correlation (XC) density-functionals: (i) the constancy of the highest occupied (HO) Kohn-Sham (KS) eigenvalues upon fractional electron numbers and (ii) their discontinuities at integers. By means of 1D discrete Hubbard chains and 1D H2 molecules in the continuum, we find that spin-charge separation yields almost constant HO KS eigenvalues, whereas the spin-orbital counterpart can be decisive when describing derivative discontinuities of XC potentials at strong correlations.
Aiming to combine density functional theory (DFT) and wave-function theory, we study a mapping from the many-body interacting system to an effectively interacting Kohn-Sham system instead of a noninteracting Kohn-Sham system. Because a ground state of effectively interacting systems requires having a solution for the correlated many-body wave functions, this provides a natural framework to many-body wave-function theories such as the configuration interaction and the coupled-cluster method in the formal theoretical framework of DFT. Employing simple one-dimensional two-electron systems---namely, the one-dimensional helium atom, the hydrogen molecule, and the heteronuclear diatomic molecule---we investigate properties of many-body wave functions and exact exchange-correlation potentials of effectively interacting Kohn-Sham systems. As a result, we find that the asymptotic behavior of the exact exchange-correlation potential can be controlled by optimizing that of the effective interaction. Furthermore, the typical features of the exact noninteracting Kohn-Sham system, namely, a spiky feature and a step feature in the exchange-correlation potential for the molecular dissociation limit, can be suppressed by a proper choice of the effective interaction. These findings open a possibility to construct numerically robust and efficient exchange-correlation potentials and functionals based on the effectively interacting Kohn-Sham scheme.
We derive analytical expressions for chemical potentials within the random phase approximation (RPA), equivalently the GWGWGW energy functional evaluated using non interacting Green's functions (GsG_sGs​). The chemical potential is obtained using two formally equivalent approaches: a direct derivative of the total energy with respect to particle number, and a functional derivative via the chain rule through GsG_sGs​, both validated with finite difference benchmarks. We show that the functional derivative of the GWGWGW correlation energy$\unicode{x2013}$i.e., the GWGWGW correlation self energy$\unicode{x2013}$exhibits a discontinuity at integer particle numbers with finite jumps. This resolves the apparent inconsistency between accurate GWGWGW quasiparticle energies and the large delocalization errors observed in RPA total energies, as standard GWGWGW self energies neglect this nonanalytic behavior. Our results suggest that derivative discontinuities are a fundamental feature of correlation energy functionals, analogous to the known discontinuity in the exact exchange correlation energy.
We re-adapt a spectral renormalization method, introduced in nonlinear optics, to solve the Kohn-Sham (KS) equations of density functional theory, with a focus on functionals based on the strictly-correlated electrons (SCE) regime, which are particularly challenging to converge. Important aspects of the method are: (i) the eigenvalues and the density are computed simultaneously; (ii) it converges using randomized initial guesses; (iii) easy to implement. Using this method we could converge for the first time the Kohn-Sham equations with functionals that include the next leading term in the strong-interaction limit of density functional theory, the so called zero-point energy (ZPE) functional as well as with an interaction-strength-interpolation functional that includes both the exact SCE and ZPE terms. This work is the first building block for future studies on quantum systems confined in low dimensions with different statistics and long-range repulsions, such as localization properties of fermions and bosons with strong long-range repulsive interactions in the presence of a random external potential.