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arXiv:1301.0807 · Physical Review C

Density functional theory with spatial-symmetry breaking and configuration mixing

T. Lesinski

Published Apr 4, 2014• 9 citations
arXivHTMLPDF

Abstract

This article generalizes the notion of the local density of a many-body system to introduce collective coordinates as explicit degrees of freedom. It is shown that the energy of the system can be expressed as a functional of this object. The latter can in turn be factorized as the product of the square modulus of a collective wave function and a normalized collective-coordinate-dependent density. Energy minimization translates into a set of coupled equations, i.e., a local Schr\"odinger equation for the collective wave function and a set of Kohn-Sham equations for optimizing the normalized density at each point in the collective space. These equations reformulate the many-body problem exactly provided one is able to determine density- and collective-wave-function-dependent terms of the collective mass and potential which play a similar role to the exchange-correlation term in electronic Kohn-Sham density functional theory.

DOI
10.1103/physrevc.89.044305

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This article generalizes the notion of the local density of a many-body system to introduce collective coordinates as explicit degrees of freedom. It is shown that the energy of the system can be expressed as a functional of this object. The latter can in turn be factorized as the product of the square modulus of a collective wave function and a normalized collective-coordinate-dependent density. Energy minimization translates into a set of coupled equations, i.e., a local Schr"odinger equation for the collective wave function and a set of Kohn-Sham equations for optimizing the normalized density at each point in the collective space. These equations reformulate the many-body problem exactly provided one is able to determine density- and collective-wave-function-dependent terms of the collective mass and potential which play a similar role to the exchange-correlation term in electronic Kohn-Sham density functional theory.
The Hohenberg-Kohn theorem and the Kohn-Sham equations, which are at the basis of the density-functional theory, are reformulated in terms of a particular many-body density, which is translational and Galilean invariant and therefore is relevant for self-bound systems. In a similar way that there is a unique relation between the one-body density and the external potential that gives rise to it, we demonstrate that there is a unique relation between that particular many-body density and a definite many-body potential. The energy is then a functional of this density, and its minimization leads to the ground-state energy of the system. As a proof of principle, the analogous of the Kohn-Sham equation is solved in the specific case of 4He^{4}\mathrm{He}4He atomic clusters, to put in evidence the advantages of this formulation in terms of physical insights.
A generating coordinate is introduced into the exchange-correlation functional of density functional theory (DFT). The many-body wave function is represented as a superposition of Kohn–Sham (KS) Slater determinants arising from different values of the generating coordinate. This superposition is used to variationally calculate many-body energies and wave functions from solutions of the KS equation of DFT. The method works for ground and excited states, and does not depend on identifying the KS orbitals and energies with physical ones. Numerical application to the Helium isoelectronic series illustrates the method’s viability and potential.
The State--Specific Kohn--Sham Density Functional Theory [arXiv:physics/0506037] is used to derive the Kohn-Sham exchange-correlation potential $\vxc$ and exchange-correlation energy $\Eco$ as explicit functionals of vsv_svs​ and ϕ1ϕ_1ϕ1​, where vsv_svs​ is the local, one-body potential from the Kohn--Sham equations, and ϕ1ϕ_1ϕ1​ is the spinless one-particle density matrix from the Kohn--Sham noninteracting state, say $|ϕ_1\ran$. In other words, $|ϕ_1\ran$ is the ground state eigenfunction of the noninteracting Schrödinger equation with the one-body potential vsv_svs​. For simplicity, we only consider noninteracting states that are closed-shell states and interacting states that are nondegenerate, singlet ground-states.
A new approach for the calculation of ground states of many-electron systems is proposed via an integral formulation of the Hohenberg-Kohn-Sham density-functional theory. Only equations for the total electron density are involved; orbitals are not employed. Exchange and correlation effects are incorporated. In place of the set of single-electron equations, the total electron density is explicitly expressed in terms of the Kohn-Sham effective local potential through multidimensional integrations. The development is based on the first-order density matrix as obtained from the one-body Green's function in polygonal and Fourier path-integral representations. This might open up the possibility of ab initio calculations for molecules with very many electrons. It also provides explicit solutions to two long-standing problems: electron kinetic energy and momentum density as functionals of the total electron density. The formulation can also be used in calculations for general fermions.
Following a recent work [Gál, Phys. Rev. A64, 062503 (2001)], a simple derivation of the density-functional correction of the Hartree–Fock equations, the Hartree–Fock–Kohn–Sham equations, is presented, completing an integrated view of quantum mechanical theories, in which the Kohn–Sham equations, the Hartree–Fock–Kohn–Sham equations and the ground-state Schrödinger equation formally stem from a common ground: density-functional theory, through its Euler equation for the ground-state density. Along similar lines, the Kohn–Sham formulation of the Hartree–Fock approach is also considered. Further, it is pointed out that the exchange energy of density-functional theory built from the Kohn–Sham orbitals can be given by degree-two homogeneous N-particle density functionals (N = 1, 2, …), forming a sequence of degree-two homogeneous exchange-energy density functionals, the first element of which is minus the classical Coulomb-repulsion energy functional.
By introducing a set of auxiliary equations representing a many-body system, we have derived an extension of the Kohn-Sham scheme for the density functional theory. These equations consist of a Kohn-Sham-type equation determining single-particle orbitals and an eigen-value equation for an effective many-body problem. A variational method similar to the Kohn-Sham technique was utilized to derive effective interactions as well as effective potentials without artificial substitution of a Hubbard-type interaction and a mean-field correction in the energy functional. The second equation is described by an effective many-body Hamiltonian with both 2-body interactions and mean-field terms. Rigorous formulation of the extended Kohn-Sham equation is also given in accordance with the Hadjisavvas-Theophilou formulation. Our formulation can be interpreted as a way to define models of the strongly correlated electron systems, e.g. the Hubbard model