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arXiv:1209.2844 · Physical Review B

Hubbard model with spin-orbit coupling: Lattice gauge theory approach

Giuseppe Guarnaccia, Canio Noce

Published Aug 6, 2012• 7 citations
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Abstract

We study the symmetry properties of the Hubbard model with spin-orbit interactions of Rashba and Dresselhaus type. These interactions break the rotational symmetry in spin space, so that the magnetic order cannot be excluded by using the Bogoliubov inequality method. Nevertheless, we rigorously show that the existence of the magnetic long-range orders may be ruled out when the Rashba and Dresselhaus coupling constants are equal in modulus, whereas the $\ensuremath{\eta}$ pairing can be always ruled out, regardless of the microscopic parameters of the model. These results are obtained by imposing locally the SU(2) gauge symmetry on the lattice, and rewriting the spin-orbit interactions in such a way that they are included in the path order of the gauge field on the lattice.

DOI
10.1103/physrevb.86.064409

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We study the symmetry properties of the Hubbard model with spin-orbit interactions of Rashba and Dresselhaus type. These interactions break the rotational symmetry in spin space, so that the magnetic order cannot be excluded by using the Bogoliubov inequality method. Nevertheless, we rigorously show that the existence of the magnetic long-range orders may be ruled out when the Rashba and Dresselhaus coupling constants are equal in modulus, whereas the \ensuremathη\ensuremath{\eta}\ensuremathη pairing can be always ruled out, regardless of the microscopic parameters of the model. These results are obtained by imposing locally the SU(2) gauge symmetry on the lattice, and rewriting the spin-orbit interactions in such a way that they are included in the path order of the gauge field on the lattice.
The Rashba-Hubbard model on the square lattice is the paradigmatic case for studying the effect of spin-orbit coupling, which breaks spin and inversion symmetry, in a correlated electron system. We employ a truncated-unity variant of the functional renormalization group which allows us to analyze magnetic and superconducting instabilities on equal footing. We derive phase diagrams depending on the strengths of Rasbha spin-orbit coupling, real second-neighbor hopping, and electron filling. We find commensurate and incommensurate magnetic phases which compete with ddd-wave superconductivity. Due to the breaking of inversion symmetry, singlet and triplet components mix; we quantify the mixing of ddd-wave singlet pairing with fff-wave triplet pairing.
Uniform spin-orbit coupling in an open single-band Hubbard chain is an exactly removable SU(2)SU(2)SU(2) gauge field at the Hamiltonian level, but not at the level of laboratory-frame spin correlations. We study this separation using density matrix renormalization group calculations for the repulsive one-dimensional Rashba-Hubbard chain. For open boundary conditions, a site-dependent spin rotation maps the model with hopping ttt and Rashba spin-orbit strength λλλ onto the ordinary Hubbard chain with renormalized hopping tλ=t2+λ2t_λ=\sqrt{t^2+λ^2}tλ​=t2+λ2​. Consequently, charge and energy diagnostics are affected only through the bandwidth renormalization, which is quadratic in weak λ/tλ/tλ/t. Spin correlations, however, respond already at linear order because the same transformation rotates the local spin basis by the wave vector kso=2arctan⁡(λ/t)k_{\rm so}=2\arctan(λ/t)kso​=2arctan(λ/t). We use DMRG to verify this observable consequence across the filling diagram of finite open chains. The filling structure follows the gauge-equivalent Hubbard model, whereas the spin structure factor shows the predicted spin-orbit sidebands. A dominant Hubbard-chain magnetic wave vector k0k_0k0​ is transformed into components at k0±ksok_0\pm k_{\rm so}k0​±kso​, folded into the open-chain Brillouin zone. At half filling, where k0=πk_0=πk0​=π, the two sidebands fold onto a single, in-plane, spin spiral wave with k=π−kso<πk=π-k_{\rm so}<πk=π−kso​<π. Away from half filling, the incommensurate Hubbard spin response splits into two distinct spin-orbit-shifted components, producing a real-space beating pattern. Our results provide a filling-resolved tensor-network benchmark for the exactly removable limit of one-dimensional spin-orbit coupling, and establish a controlled reference point for ladders, multiorbital chains, rings, proximitized wires, and higher-dimensional Hubbard systems where spin-orbit coupling can no longer be gauged away.
We clarify the ground-state phase diagram of the half-filled square-lattice Hubbard model with Rashba spin-orbit coupling (SOC) characterized by the spin-split energy bands due to broken inversion symmetry. Although the Rashba metals and insulating magnets have been studied well, the intermediate interaction strength of the system remained elusive due to the lack of appropriate theoretical tools to unbiasedly describe the large-scale magnetic structures. We complementarily apply four different methods (sine-square deformed mean-field theory, random phase approximation, Luttinger-Tisza method, and density matrix embedding theory) and succeed in capturing the incommensurate spin-density-wave (SDW) phases with very long spatial periods which were previously overlooked. The transition to the SDW phases from the metallic phase is driven by an unprecedented instability that nests the two parts of the Fermi surface carrying opposite spins. For large SOC, the spiral, stipe, and vortex phases are obtained, when the four Dirac points exist near the Fermi level and their whole linear dispersions nest by a wavelength $\ensuremath{\pi}$, opening a band gap. These two types of transition provide Fermiology that distinguishes the antisymmetric SOC systems, generating a variety of magnetic phases that start from the relatively weak correlation regime and continue to the strongly interacting limit.
In order to study the pairing symmetry in non-centrosymmetric superconductors, we solve the linearized Eliashberg's equation on the two-dimensional extended Hubbard model in the presence of the Rashba-type spin-orbit coupling (RSOC) within the random phase approximation. In the presence of the RSOC, three types of pairing symmetries appear in the phase diagram with respect to the on-site Coulomb repulsion U and off-site one V. Each of pairing symmetries is admixture of spin-singlet and -triplet ones. On the basis of analytical study, it is found that the admixture of spin-singlet and -triplet components depends on not only the predominant pairing symmetry but also dispersion relation and pairing interaction.